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TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
+2.17%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$140M
AUM Growth
-$7.22M
(-4.9%)
Cap. Flow
-$9.67M
Cap. Flow
% of AUM
-6.93%
Top 10 Holdings %
Top 10 Hldgs %
46.3%
Holding
722
New
87
Increased
108
Reduced
87
Closed
60
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
|
+$1.45M |
| 2 |
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
|
+$1.45M |
| 3 |
Nuveen AMT-Free Municipal Credit Income Fund
NVG
|
+$1.12M |
| 4 |
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
|
+$925K |
| 5 |
Schwab US REIT ETF
SCHH
|
+$583K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US Large-Cap Growth ETF
SCHG
|
+$2.98M |
| 2 |
Invesco Advantage Municipal Income Trust II
VKI
|
+$1.65M |
| 3 |
Microsoft
MSFT
|
+$950K |
| 4 |
Nuveen California Quality Municipal Income Fund
NAC
|
+$895K |
| 5 |
MUS
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
|
+$674K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.88% |
| 2 | Industrials | 7.09% |
| 3 | Healthcare | 5.09% |
| 4 | Consumer Discretionary | 5.05% |
| 5 | Consumer Staples | 2.82% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
Microsoft
MSFT
$2.9T
| $20.5M | 14.66% |
399,797
-18,282
| -4% | -$950K |
|
|
2
Schwab US REIT ETF
SCHH
$11.7B
| $19.2M | 13.73% |
882,404
+28,272
| +3% | +$583K |
|
3
Starbucks
SBUX
$119B
| $3.81M | 2.73% |
66,633
+818
| +1% | +$46.5K |
|
|
4
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
| $3.76M | 2.7% |
75,226
+18,760
| +33% | +$925K |
|
5
Schwab US Mid-Cap ETF
SCHM
$14.2B
| $3.38M | 2.42% |
241,353
-2,421
| -1% | -$33.4K |
|
|
6
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
| $3.3M | 2.37% |
79,862
+35,422
| +80% | +$1.45M |
|
7
Schwab U.S Small- Cap ETF
SCHA
$21.8B
| $3.18M | 2.28% |
235,328
-1,968
| -0.8% | -$26.1K |
|
|
SCHV
8
Schwab US Large-Cap Value ETF
SCHV
$15.6B
| $3M | 2.15% |
200,832
-32,061
| -14% | -$469K |
|
|
9
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.76B
| $2.31M | 1.65% |
56,235
+35,880
| +176% | +$1.45M |
|
10
United Parcel Service
UPS
$88.9B
| $2.27M | 1.62% |
21,041
+1
| +0% | +$104 |
|
11
Apple
AAPL
$4.97T
| $2.21M | 1.58% |
92,272
-13,604
| -13% | -$338K |
|
12
Invesco Trust Investment Grade Municipals
VGM
$550M
| $2.2M | 1.58% |
148,229
-1,265
| -0.8% | -$18.2K |
|
13
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
| $1.81M | 1.3% |
40,616
-12,472
| -23% | -$545K |
|
14
Invesco Quality Municipal Securities
IQI
$526M
| $1.65M | 1.18% |
119,108
-1,487
| -1% | -$20.1K |
|
15
Invesco Municipal Trust
VKQ
$541M
| $1.64M | 1.17% |
115,345
-2,627
| -2% | -$35.7K |
|
|
ESRX
16
DELISTED
Express Scripts Holding Company
ESRX
| $1.57M | 1.13% |
20,744
+23
| +0.1% | +$1.69K |
|
17
Costco
COST
$432B
| $1.54M | 1.1% |
9,799
+51
| +0.5% | +$7.72K |
|
18
Honeywell
HON
$76.4B
| $1.53M | 1.09% |
14,616
+112
| +0.8% | +$11.5K |
|
|
19
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
| $1.42M | 1.02% |
87,469
+71,843
| +460% | +$1.12M |
|
|
BTA
20
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
| $1.36M | 0.98% |
106,921
-2,077
| -2% | -$25.9K |
|
21
Boeing
BA
$169B
| $1.35M | 0.97% |
10,400
+188
| +2% | +$24.5K |
|
22
Oracle
ORCL
$339B
| $1.25M | 0.89% |
30,482
+4
| +0% | +$160 |
|
|
DMB
23
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
| $1.2M | 0.86% |
84,344
+10
| +0% | +$137 |
|
24
Amgen
AMGN
$209B
| $1.1M | 0.79% |
7,261
+544
| +8% | +$84.6K |
|
25
Home Depot
HD
$337B
| $1.1M | 0.79% |
8,645
-51
| -0.6% | -$6.74K |
|
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Tradewinds Capital Management's Q2 2016 Portfolio in Review
As of Q2 2016, Tradewinds Capital Management held 722 positions worth $140M, down 4.9% from $147M the previous quarter. Its ten largest holdings account for 46% of the portfolio.
Tradewinds Capital Management withdrew a net $9.67M in Q2 2016, closing 60 positions and reducing 87 holdings. Its most notable exit was Invesco Advantage Municipal Income Trust II, an estimated $1.65M position sold in full.
By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Healthcare.
Against the trend, Tradewinds Capital Management opened a new position in ProShares UltraPro Short QQQ worth $92K.
- Tradewinds Capital Management's largest Q2 2016 buy was ProShares UltraPro Short QQQ: 1 share worth $92K.
- Tradewinds Capital Management added most to State Street SPDR S&P 400 Mid Cap Value ETF in Q2 2016, an estimated $1.45M increase.
- Tradewinds Capital Management's biggest Q2 2016 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $2.98M.
- Tradewinds Capital Management fully exited Invesco Advantage Municipal Income Trust II in Q2 2016, selling an estimated $1.65M.
- Tradewinds Capital Management's ten largest holdings make up 46% of its $140M portfolio in Q2 2016.
- Tradewinds Capital Management opened 87 new positions and closed 60 in Q2 2016.
- Tradewinds Capital Management's portfolio value fell 4.9% quarter-over-quarter to $140M.
Based on Tradewinds Capital Management's 13F filing for Q2 2016, filed 29 Jul 2016.