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TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
+12.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$462M
AUM Growth
+$45M
(+11%)
Cap. Flow
+$2.27M
Cap. Flow
% of AUM
0.49%
Top 10 Holdings %
Top 10 Hldgs %
57.24%
Holding
747
New
56
Increased
118
Reduced
87
Closed
37
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI Germany ETF
EWG
|
+$19.7M |
| 2 |
Schwab International Small-Cap Equity ETF
SCHC
|
+$19.1M |
| 3 |
iShares MSCI India ETF
INDA
|
+$18.5M |
| 4 |
Schwab Emerging Markets Equity ETF
SCHE
|
+$18.5M |
| 5 |
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
|
+$17.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P China ETF
GXC
|
+$21.8M |
| 2 |
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
|
+$19.4M |
| 3 |
FM
iShares Frontier and Select EM ETF
FM
|
+$18.9M |
| 4 |
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
|
+$18.6M |
| 5 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$15M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.25% |
| 2 | Consumer Discretionary | 3.88% |
| 3 | Industrials | 2.7% |
| 4 | Healthcare | 1.6% |
| 5 | Consumer Staples | 1.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Microsoft
MSFT
$2.9T
| $57.5M | 12.44% |
258,526
-5,418
| -2% | -$1.17M |
|
2
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
| $39.4M | 8.53% |
1,533,896
+165,444
| +12% | +$4.25M |
|
3
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
| $22.8M | 4.93% |
275,128
-7,261
| -3% | -$548K |
|
4
Schwab International Equity ETF
SCHF
$64.9B
| $22.6M | 4.9% |
1,256,952
+6,554
| +0.5% | +$111K |
|
5
iShares MSCI South Korea ETF
EWY
$20.1B
| $20.9M | 4.52% |
242,895
+198,626
| +449% | +$14.7M |
|
|
6
iShares MSCI Germany ETF
EWG
$1.56B
| $20.9M | 4.52% |
657,313
+656,032
| +51,212% | +$19.7M |
|
|
7
Schwab International Small-Cap Equity ETF
SCHC
$5.28B
| $20.6M | 4.45% |
+546,235
| New | +$19.1M |
|
|
8
iShares MSCI India ETF
INDA
$6.81B
| $20.4M | 4.41% |
+506,685
| New | +$18.5M |
|
9
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$49.4B
| $19.9M | 4.3% |
359,418
+15,218
| +4% | +$800K |
|
|
10
Schwab Emerging Markets Equity ETF
SCHE
$12.2B
| $19.6M | 4.23% |
638,069
+638,044
| +2,552,176% | +$18.5M |
|
|
11
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
| $18.4M | 3.98% |
623,394
+621,878
| +41,021% | +$17.9M |
|
12
Schwab US Mid-Cap ETF
SCHM
$14.2B
| $15.7M | 3.39% |
690,117
+369,012
| +115% | +$7.7M |
|
|
BSCP
13
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
| $13.5M | 2.91% |
594,867
+594,727
| +424,805% | +$13.4M |
|
14
Schwab U.S Small- Cap ETF
SCHA
$21.8B
| $10.8M | 2.33% |
484,916
+118,864
| +32% | +$2.37M |
|
15
iShares Silver Trust
SLV
$27.7B
| $10.2M | 2.21% |
415,666
+87,429
| +27% | +$1.99M |
|
16
Amazon
AMZN
$2.44T
| $9.65M | 2.09% |
59,280
+6,640
| +13% | +$1.06M |
|
17
Apple
AAPL
$4.97T
| $7.34M | 1.59% |
55,351
-1,723
| -3% | -$207K |
|
18
iShares MSCI Australia ETF
EWA
$1.38B
| $6.4M | 1.38% |
267,102
+267,037
| +410,826% | +$5.91M |
|
19
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
| $5.83M | 1.26% |
105,051
+103,293
| +5,876% | +$5.21M |
|
20
iShares Gold Trust
IAU
$62.8B
| $5.42M | 1.17% |
149,592
-294,534
| -66% | -$10.5M |
|
21
Adobe
ADBE
$105B
| $4.85M | 1.05% |
9,700
| – | – |
|
22
Starbucks
SBUX
$119B
| $4.61M | 1% |
43,123
-135
| -0.3% | -$12.9K |
|
|
23
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
| $4.26M | 0.92% |
36,379
-167,243
| -82% | -$19.4M |
|
|
24
State Street Technology Select Sector SPDR ETF
XLK
$109B
| $3.69M | 0.8% |
56,728
-246,352
| -81% | -$15M |
|
25
Costco
COST
$432B
| $3.51M | 0.76% |
9,316
-306
| -3% | -$114K |
|
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Tradewinds Capital Management's Q4 2020 Portfolio in Review
As of Q4 2020, Tradewinds Capital Management held 747 positions worth $462M, up 11% from $417M the previous quarter. Its ten largest holdings account for 57% of the portfolio.
Tradewinds Capital Management's Q4 2020 filing shows 56 new, 118 increased, 87 reduced and 37 closed positions. Its largest new stake was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M. The largest sale was State Street SPDR S&P China ETF, an estimated $21.8M.
By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.
- Tradewinds Capital Management's largest Q4 2020 buy was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M.
- Tradewinds Capital Management added most to iShares MSCI Germany ETF in Q4 2020, an estimated $19.7M increase.
- Tradewinds Capital Management's biggest Q4 2020 reduction was State Street SPDR S&P China ETF, cutting an estimated $21.8M.
- Tradewinds Capital Management fully exited Bank of America Series L in Q4 2020, selling an estimated $82K.
- Tradewinds Capital Management's ten largest holdings make up 57% of its $462M portfolio in Q4 2020.
- Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2020.
- Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $462M.
Based on Tradewinds Capital Management's 13F filing for Q4 2020, filed 10 Feb 2021.