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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$319M
AUM Growth
+$66.5M
Cap. Flow
+$48.5M
Cap. Flow %
15.21%
Top 10 Hldgs %
60.16%
Holding
729
New
89
Increased
156
Reduced
66
Closed
28

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.3M
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$14.7M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$14.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$14.7M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$13.5M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$28.9M
2
EWA icon
iShares MSCI Australia ETF
EWA
+$14.6M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$14.2M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.1M
5
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$4.09M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Industrials 4.35%
3 Consumer Discretionary 4.04%
4 Healthcare 2.06%
5 Financials 2.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$2.9T
$43.4M 13.6%
274,977
-17,400
-6% -$2.56M
SCHX icon
2
Schwab US Large- Cap ETF
SCHX
$70.3B
$24.7M 7.74%
1,926,258
+1,200,576
+165% +$14.7M
CORP icon
3
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
$19.4M 6.08%
+176,180
New +$19.3M
SCHF icon
4
Schwab International Equity ETF
SCHF
$64.9B
$17.6M 5.51%
1,044,458
-9,574
-0.9% -$158K
SPTL icon
5
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.5B
$16.2M 5.09%
417,753
+102,992
+33% +$4.12M
RSPD icon
6
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$321M
$15.3M 4.79%
+411,954
New +$14.7M
RSPN icon
7
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.07B
$15.2M 4.77%
+560,095
New +$14.7M
RSPU icon
8
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$541M
$14.5M 4.55%
272,694
+163,968
+151% +$8.55M
EWG icon
9
iShares MSCI Germany ETF
EWG
$1.56B
$14.2M 4.45%
482,478
+474,159
+5,700% +$13.5M
SPYG icon
10
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$49.4B
$11.4M 3.58%
+272,026
New +$10.9M
XLF icon
11
State Street Financial Select Sector SPDR ETF
XLF
$56.5B
$9.21M 2.89%
+299,159
New +$8.78M
SCHA icon
12
Schwab U.S Small- Cap ETF
SCHA
$21.8B
$8.32M 2.61%
440,224
-781,336
-64% -$14.1M
SCHM icon
13
Schwab US Mid-Cap ETF
SCHM
$14.2B
$7.69M 2.41%
383,457
+5,055
+1% +$97.9K
MDYG icon
14
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.76B
$5.67M 1.78%
+99,319
New +$5.46M
AMZN icon
15
Amazon
AMZN
$2.44T
$5.29M 1.66%
57,240
+2,260
+4% +$200K
RSPS icon
16
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$255M
$4.94M 1.55%
169,355
+169,285
+241,836% +$4.78M
AAPL icon
17
Apple
AAPL
$4.97T
$4.6M 1.44%
62,640
+1,428
+2% +$91.9K
SBUX icon
18
Starbucks
SBUX
$119B
$4.35M 1.37%
49,505
+3,631
+8% +$310K
MDYV icon
19
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$4.13M 1.3%
+75,379
New +$3.98M
BA icon
20
Boeing
BA
$169B
$3.83M 1.2%
11,747
+354
+3% +$125K
ADBE icon
21
Adobe
ADBE
$105B
$3.2M 1%
9,707
+100
+1% +$29.4K
COST icon
22
Costco
COST
$432B
$2.79M 0.88%
9,502
-142
-1% -$42.2K
HYMB icon
23
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$2.65M 0.83%
+89,744
New +$2.65M
HON icon
24
Honeywell
HON
$76.4B
$2.27M 0.71%
13,614
+7
+0.1% +$1.14K
UPS icon
25
United Parcel Service
UPS
$88.9B
$1.54M 0.48%
13,134
+181
+1% +$21.4K
1
2 3 4 5

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Tradewinds Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Tradewinds Capital Management held 729 positions worth $319M, up 26% from $252M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Tradewinds Capital Management deployed $48.5M of net new capital in Q4 2019, opening 89 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $28.9M trimmed.

  • Tradewinds Capital Management's largest Q4 2019 buy was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $28.9M.
  • Tradewinds Capital Management fully exited SPDR Solactive Germany ETF in Q4 2019, selling an estimated $1.38M.
  • Tradewinds Capital Management's ten largest holdings make up 60% of its $319M portfolio in Q4 2019.
  • Tradewinds Capital Management opened 89 new positions and closed 28 in Q4 2019.
  • Tradewinds Capital Management's portfolio value rose 26% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q4 2019, filed 4 Feb 2020.