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TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
+7.35%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$417M
AUM Growth
+$29.1M
(+7.5%)
Cap. Flow
+$5.57M
Cap. Flow
% of AUM
1.34%
Top 10 Holdings %
Top 10 Hldgs %
58.54%
Holding
732
New
40
Increased
103
Reduced
106
Closed
41
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
|
+$18.9M |
| 2 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$18.2M |
| 3 |
FM
iShares Frontier and Select EM ETF
FM
|
+$17.1M |
| 4 |
iShares Gold Trust
IAU
|
+$16.2M |
| 5 |
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
|
+$12.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$25.1M |
| 2 |
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
|
+$23.7M |
| 3 |
Schwab US TIPS ETF
SCHP
|
+$13.5M |
| 4 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$10.5M |
| 5 |
iShares MBS ETF
MBB
|
+$4.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.1% |
| 2 | Consumer Discretionary | 3.69% |
| 3 | Industrials | 2.55% |
| 4 | Consumer Staples | 1.66% |
| 5 | Healthcare | 1.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Microsoft
MSFT
$2.9T
| $55.5M | 13.31% |
263,944
-4,821
| -2% | -$1.01M |
|
2
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
| $35.2M | 8.45% |
1,368,452
+208,768
| +18% | +$5.38M |
|
|
3
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
| $23.3M | 5.6% |
203,622
+162,949
| +401% | +$18.9M |
|
4
State Street SPDR S&P China ETF
GXC
$456M
| $20.5M | 4.93% |
172,898
-28,554
| -14% | -$3.36M |
|
5
Schwab International Equity ETF
SCHF
$64.9B
| $19.6M | 4.71% |
1,250,398
+200,676
| +19% | +$3.15M |
|
|
6
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
| $19.5M | 4.66% |
282,389
+274,575
| +3,514% | +$18.2M |
|
|
7
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.7B
| $17.8M | 4.26% |
241,768
+171,254
| +243% | +$12.1M |
|
|
FM
8
DELISTED
iShares Frontier and Select EM ETF
FM
| $17.7M | 4.25% |
+693,210
| New | +$17.1M |
|
9
State Street Technology Select Sector SPDR ETF
XLK
$109B
| $17.7M | 4.24% |
303,080
-21,398
| -7% | -$1.21M |
|
10
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$49.4B
| $17.2M | 4.14% |
344,200
-16,729
| -5% | -$820K |
|
|
11
Schwab US TIPS ETF
SCHP
$16.4B
| $16.4M | 3.93% |
531,836
-441,846
| -45% | -$13.5M |
|
|
12
iShares Gold Trust
IAU
$62.8B
| $16M | 3.83% |
444,126
+443,673
| +97,941% | +$16.2M |
|
13
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.5B
| $12.7M | 3.04% |
270,933
-73,889
| -21% | -$3.51M |
|
14
State Street SPDR Portfolio Europe ETF
SPEU
$716M
| $8.46M | 2.03% |
257,870
+243,720
| +1,722% | +$8.11M |
|
15
Amazon
AMZN
$2.44T
| $8.29M | 1.99% |
52,640
-2,040
| -4% | -$322K |
|
16
iShares Silver Trust
SLV
$27.7B
| $7.1M | 1.7% |
328,237
-129,820
| -28% | -$2.95M |
|
17
Apple
AAPL
$4.97T
| $6.61M | 1.58% |
57,074
-1,354
| -2% | -$148K |
|
18
Schwab U.S Small- Cap ETF
SCHA
$21.8B
| $6.25M | 1.5% |
366,052
-75,732
| -17% | -$1.3M |
|
19
Schwab US Mid-Cap ETF
SCHM
$14.2B
| $5.94M | 1.42% |
321,105
-58,788
| -15% | -$1.09M |
|
|
20
State Street Health Care Select Sector SPDR ETF
XLV
$42.9B
| $5.09M | 1.22% |
48,245
-99,861
| -67% | -$10.5M |
|
21
Adobe
ADBE
$105B
| $4.76M | 1.14% |
9,700
-7
| -0.1% | -$3.26K |
|
22
Starbucks
SBUX
$119B
| $3.72M | 0.89% |
43,258
-535
| -1% | -$42.7K |
|
23
Costco
COST
$432B
| $3.42M | 0.82% |
9,622
-120
| -1% | -$40.3K |
|
24
Schwab US Large- Cap ETF
SCHX
$70.3B
| $3.02M | 0.73% |
225,120
+203,628
| +947% | +$2.71M |
|
|
25
iShares Core US Aggregate Bond ETF
AGG
$138B
| $2.95M | 0.71% |
24,976
-211,426
| -89% | -$25.1M |
|
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Tradewinds Capital Management's Q3 2020 Portfolio in Review
As of Q3 2020, Tradewinds Capital Management held 732 positions worth $417M, up 7.5% from $388M the previous quarter. Its ten largest holdings account for 59% of the portfolio.
Tradewinds Capital Management's Q3 2020 filing shows 40 new, 103 increased, 106 reduced and 41 closed positions. Its largest new stake was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $25.1M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.
- Tradewinds Capital Management's largest Q3 2020 buy was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M.
- Tradewinds Capital Management added most to PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund in Q3 2020, an estimated $18.9M increase.
- Tradewinds Capital Management's biggest Q3 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $25.1M.
- Tradewinds Capital Management fully exited iShares MBS ETF in Q3 2020, selling an estimated $4.2M.
- Tradewinds Capital Management's ten largest holdings make up 59% of its $417M portfolio in Q3 2020.
- Tradewinds Capital Management opened 40 new positions and closed 41 in Q3 2020.
- Tradewinds Capital Management's portfolio value rose 7.5% quarter-over-quarter to $417M.
Based on Tradewinds Capital Management's 13F filing for Q3 2020, filed 26 Oct 2020.