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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.23%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$251M
AUM Growth
-$40.7M
Cap. Flow
-$58.7M
Cap. Flow %
-23.37%
Top 10 Hldgs %
82.56%
Holding
538
New
32
Increased
82
Reduced
62
Closed
57

Top Buys

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$27.7M
2
INDA icon
iShares MSCI India ETF
INDA
+$27.3M
3
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$26.6M
4
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$20.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$19M

Top Sells

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$45.5M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$27.4M
3
SCHF icon
Schwab International Equity ETF
SCHF
+$27.2M
4
EWG icon
iShares MSCI Germany ETF
EWG
+$26.7M
5
EWI icon
iShares MSCI Italy ETF
EWI
+$26.3M

Sector Composition

Rank Sector Weight
1 Technology 4.93%
2 Industrials 2.09%
3 Consumer Discretionary 1.36%
4 Financials 1.05%
5 Consumer Staples 0.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWZ icon
1
iShares MSCI Brazil ETF
EWZ
$8.98B
$31.6M 12.55%
902,495
+585,614
+185% +$19M
SCHX icon
2
Schwab US Large- Cap ETF
SCHX
$70.3B
$29.9M 11.91%
1,592,334
+1,578,171
+11,143% +$27.7M
INDA icon
3
iShares MSCI India ETF
INDA
$6.81B
$29.4M 11.71%
602,975
+600,662
+25,969% +$27.3M
GNR icon
4
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.75B
$27.4M 10.91%
+484,178
New +$26.6M
XLE icon
5
State Street Energy Select Sector SPDR ETF
XLE
$39B
$26.7M 10.64%
637,732
+247,230
+63% +$10.6M
FLRN icon
6
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$23M 9.17%
753,469
+675,757
+870% +$20.7M
SPYG icon
7
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$49.4B
$17.7M 7.05%
272,241
-203,769
-43% -$12.6M
SPY icon
8
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$10.1M 4.03%
21,290
+21,120
+12,424% +$9.41M
MSFT icon
9
Microsoft
MSFT
$2.9T
$6.11M 2.43%
16,252
+75
+0.5% +$26.7K
JPST icon
10
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$5.42M 2.16%
107,825
+801
+0.7% +$40.2K
AAPL icon
11
Apple
AAPL
$4.97T
$3.7M 1.47%
19,241
+131
+0.7% +$24.2K
SCHA icon
12
Schwab U.S Small- Cap ETF
SCHA
$21.8B
$1.85M 0.74%
78,198
+28,144
+56% +$593K
SPYV icon
13
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
$1.79M 0.71%
38,359
-237
-0.6% -$10.2K
EWW icon
14
iShares MSCI Mexico ETF
EWW
$1.89B
$1.76M 0.7%
26,007
-337
-1% -$20.4K
HON icon
15
Honeywell
HON
$76.4B
$1.62M 0.64%
8,195
-329
-4% -$59.3K
MINT icon
16
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$1.58M 0.63%
+15,828
New +$1.58M
BKLN icon
17
Invesco Senior Loan ETF
BKLN
$6.96B
$1.57M 0.63%
74,275
+1,605
+2% +$33.7K
IEUR icon
18
iShares Core MSCI Europe ETF
IEUR
$8.8B
$1.44M 0.57%
26,249
-112
-0.4% -$5.74K
AMZN icon
19
Amazon
AMZN
$2.44T
$1.16M 0.46%
7,665
+1,156
+18% +$162K
EWG icon
20
iShares MSCI Germany ETF
EWG
$1.56B
$1.15M 0.46%
38,746
-980,281
-96% -$26.7M
ICSH icon
21
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.06B
$1.07M 0.42%
21,183
+362
+2% +$18.2K
HYMB icon
22
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$1.06M 0.42%
42,065
-499,392
-92% -$12.1M
COST icon
23
Costco
COST
$432B
$956K 0.38%
1,448
+31
+2% +$18.4K
UPS icon
24
United Parcel Service
UPS
$88.9B
$949K 0.38%
6,034
– –
SMCI icon
25
Super Micro Computer
SMCI
$16.6B
$907K 0.36%
31,910
+3,660
+13% +$101K
1
2 3 4 5

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Tradewinds Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Tradewinds Capital Management held 538 positions worth $251M, down 14% from $292M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Tradewinds Capital Management withdrew a net $58.7M in Q4 2023, closing 57 positions and reducing 62 holdings. Its most notable exit was Franklin FTSE Italy ETF, an estimated $87.4K position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.9% of assets, up from 3.6% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in State Street SPDR S&P Global Natural Resources ETF worth $27.4M.

  • Tradewinds Capital Management's largest Q4 2023 buy was State Street SPDR S&P Global Natural Resources ETF: 484,178 shares worth $27.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2023, an estimated $27.7M increase.
  • Tradewinds Capital Management's biggest Q4 2023 reduction was iShares Convertible Bond ETF, cutting an estimated $45.5M.
  • Tradewinds Capital Management fully exited Franklin FTSE Italy ETF in Q4 2023, selling an estimated $87.4K.
  • Tradewinds Capital Management's ten largest holdings make up 83% of its $251M portfolio in Q4 2023.
  • Tradewinds Capital Management opened 32 new positions and closed 57 in Q4 2023.
  • Tradewinds Capital Management's portfolio value fell 14% quarter-over-quarter to $251M.

Based on Tradewinds Capital Management's 13F filing for Q4 2023, filed 1 Feb 2024.