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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$196M
AUM Growth
+$5.9M
Cap. Flow
-$2.18M
Cap. Flow %
-1.11%
Top 10 Hldgs %
56.04%
Holding
733
New
51
Increased
101
Reduced
80
Closed
41

Top Buys

Rank Stock Value
1
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$11.2M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$10.8M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$3.58M
4
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$868K
5
BA icon
Boeing
BA
+$804K

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$9.52M
2
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$8.9M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$6.96M
4
QAUS
SPDR MSCI Australia StrategicFactors ETF
QAUS
+$3.17M
5
MSFT icon
Microsoft
MSFT
+$621K

Sector Composition

Rank Sector Weight
1 Technology 19.45%
2 Industrials 6.6%
3 Consumer Discretionary 3.89%
4 Healthcare 3.17%
5 Financials 2.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$2.9T
$26.6M 13.56%
356,547
-8,499
-2% -$621K
CWB icon
2
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
$14.1M 7.18%
275,323
+70,779
+35% +$3.58M
SPEU icon
3
State Street SPDR Portfolio Europe ETF
SPEU
$716M
$11.5M 5.87%
+323,220
New +$11.2M
ZDEU
4
DELISTED
SPDR Solactive Germany ETF
ZDEU
$11.5M 5.87%
182,082
+14,268
+9% +$868K
RSPF icon
5
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$308M
$11.3M 5.75%
273,085
+14,392
+6% +$574K
SCHC icon
6
Schwab International Small-Cap Equity ETF
SCHC
$5.28B
$11.2M 5.7%
311,833
+311,831
+15,591,550% +$10.8M
RSPT icon
7
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.31B
$10.9M 5.55%
805,090
+12,710
+2% +$166K
SCHH icon
8
Schwab US REIT ETF
SCHH
$11.7B
$5.51M 2.81%
267,944
-9,174
-3% -$189K
SCHM icon
9
Schwab US Mid-Cap ETF
SCHM
$14.2B
$3.69M 1.88%
220,641
-8,340
-4% -$136K
SCHA icon
10
Schwab U.S Small- Cap ETF
SCHA
$21.8B
$3.65M 1.86%
216,820
-7,988
-4% -$128K
SBUX icon
11
Starbucks
SBUX
$119B
$3.23M 1.65%
60,146
-1,436
-2% -$79.6K
BA icon
12
Boeing
BA
$169B
$3.21M 1.64%
12,640
+3,448
+38% +$804K
AAPL icon
13
Apple
AAPL
$4.97T
$2.83M 1.45%
73,532
-2,356
-3% -$91.4K
UPS icon
14
United Parcel Service
UPS
$88.9B
$2.47M 1.26%
20,595
-1,280
-6% -$146K
NAD icon
15
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$2.33M 1.19%
164,397
+21
+0% +$299
NEA icon
16
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$2.27M 1.16%
163,987
– –
VGM icon
17
Invesco Trust Investment Grade Municipals
VGM
$550M
$1.98M 1.01%
147,965
+23
+0% +$312
NVG icon
18
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$1.79M 0.92%
116,555
– –
HON icon
19
Honeywell
HON
$76.4B
$1.75M 0.89%
13,675
-884
-6% -$110K
IQI icon
20
Invesco Quality Municipal Securities
IQI
$526M
$1.72M 0.88%
134,380
+17
+0% +$218
COST icon
21
Costco
COST
$432B
$1.7M 0.87%
10,329
+93
+0.9% +$14.6K
AMZN icon
22
Amazon
AMZN
$2.44T
$1.66M 0.85%
34,580
+1,400
+4% +$68.8K
VKQ icon
23
Invesco Municipal Trust
VKQ
$541M
$1.58M 0.81%
123,864
– –
ADBE icon
24
Adobe
ADBE
$105B
$1.43M 0.73%
9,600
– –
HD icon
25
Home Depot
HD
$337B
$1.36M 0.69%
8,307
-96
-1% -$14.7K
1
2 3 4 5

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PDL
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Tradewinds Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Tradewinds Capital Management held 733 positions worth $196M, up 3.1% from $190M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Tradewinds Capital Management's Q3 2017 filing shows 51 new, 101 increased, 80 reduced and 41 closed positions. Its largest new stake was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M. The largest sale was Schwab US Large- Cap ETF, an estimated $9.52M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2017 buy was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M.
  • Tradewinds Capital Management added most to Schwab International Small-Cap Equity ETF in Q3 2017, an estimated $10.8M increase.
  • Tradewinds Capital Management's biggest Q3 2017 reduction was Schwab US Large- Cap ETF, cutting an estimated $9.52M.
  • Tradewinds Capital Management fully exited SPDR MSCI Australia StrategicFactors ETF in Q3 2017, selling an estimated $3.17M.
  • Tradewinds Capital Management's ten largest holdings make up 56% of its $196M portfolio in Q3 2017.
  • Tradewinds Capital Management opened 51 new positions and closed 41 in Q3 2017.
  • Tradewinds Capital Management's portfolio value rose 3.1% quarter-over-quarter to $196M.

Based on Tradewinds Capital Management's 13F filing for Q3 2017, filed 3 Nov 2017.