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TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
+4.26%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$131M
AUM Growth
+$9.32M
(+7.6%)
Cap. Flow
+$4.89M
Cap. Flow
% of AUM
3.72%
Top 10 Holdings %
Top 10 Hldgs %
45.72%
Holding
691
New
49
Increased
88
Reduced
100
Closed
61
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US REIT ETF
SCHH
|
+$8.89M |
| 2 |
SCHV
Schwab US Large-Cap Value ETF
SCHV
|
+$2.33M |
| 3 |
Nuveen California Quality Municipal Income Fund
NAC
|
+$507K |
| 4 |
F5
FFIV
|
+$389K |
| 5 |
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
|
+$274K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
|
+$2.96M |
| 2 |
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
|
+$1.37M |
| 3 |
Microsoft
MSFT
|
+$993K |
| 4 |
Schwab US Large-Cap Growth ETF
SCHG
|
+$556K |
| 5 |
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
|
+$497K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 27.39% |
| 2 | Industrials | 6.79% |
| 3 | Healthcare | 5.04% |
| 4 | Consumer Discretionary | 4.06% |
| 5 | Consumer Staples | 2.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
Microsoft
MSFT
$2.9T
| $24.8M | 18.86% |
594,224
-24,546
| -4% | -$993K |
|
|
2
Schwab US REIT ETF
SCHH
$11.7B
| $13M | 9.92% |
737,086
+513,022
| +229% | +$8.89M |
|
|
SCHV
3
Schwab US Large-Cap Value ETF
SCHV
$15.6B
| $3.41M | 2.6% |
239,163
+167,046
| +232% | +$2.33M |
|
|
4
Schwab US Large-Cap Growth ETF
SCHG
$58.2B
| $3.17M | 2.41% |
522,208
-95,120
| -15% | -$556K |
|
5
Apple
AAPL
$4.97T
| $2.87M | 2.18% |
123,420
-452
| -0.4% | -$9.62K |
|
6
Schwab US Mid-Cap ETF
SCHM
$14.2B
| $2.83M | 2.16% |
211,194
+12,441
| +6% | +$160K |
|
7
Schwab U.S Small- Cap ETF
SCHA
$21.8B
| $2.83M | 2.16% |
206,676
+13,004
| +7% | +$171K |
|
8
Starbucks
SBUX
$119B
| $2.61M | 1.99% |
67,484
+4,590
| +7% | +$167K |
|
9
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
| $2.49M | 1.9% |
57,744
+6,062
| +12% | +$251K |
|
|
10
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.76B
| $2.06M | 1.56% |
52,950
-13,260
| -20% | -$497K |
|
11
United Parcel Service
UPS
$88.9B
| $1.65M | 1.26% |
16,108
-1,094
| -6% | -$110K |
|
|
12
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
| $1.59M | 1.21% |
28,854
-25,696
| -47% | -$1.37M |
|
13
Valmont Industries
VMI
$8.86B
| $1.52M | 1.16% |
10,000
-2,000
| -17% | -$308K |
|
14
Boeing
BA
$169B
| $1.49M | 1.13% |
11,701
-44
| -0.4% | -$5.74K |
|
|
ESRX
15
DELISTED
Express Scripts Holding Company
ESRX
| $1.46M | 1.11% |
21,106
-1
| -0% | -$70 |
|
16
Oracle
ORCL
$339B
| $1.4M | 1.07% |
34,642
-607
| -2% | -$25K |
|
17
Invesco Trust Investment Grade Municipals
VGM
$550M
| $1.34M | 1.02% |
102,686
+13,452
| +15% | +$174K |
|
18
Invesco Quality Municipal Securities
IQI
$526M
| $1.21M | 0.92% |
98,715
-11
| -0% | -$133 |
|
|
19
F5
FFIV
$22B
| $1.2M | 0.91% |
10,777
+3,618
| +51% | +$389K |
|
20
Invesco Advantage Municipal Income Trust II
VKI
$397M
| $1.19M | 0.9% |
104,597
+15,492
| +17% | +$174K |
|
|
BTA
21
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
| $1.08M | 0.82% |
95,409
+26
| +0% | +$293 |
|
22
Costco
COST
$432B
| $1.05M | 0.8% |
9,157
-126
| -1% | -$14.5K |
|
|
NQM
23
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
| $1.02M | 0.78% |
69,805
-1,564
| -2% | -$22.9K |
|
|
EIV
24
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
| $1.02M | 0.78% |
79,509
| – | – |
|
25
Cisco
CSCO
$443B
| $970K | 0.74% |
39,050
-645
| -2% | -$15.4K |
|
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KF
Tradewinds Capital Management's Q2 2014 Portfolio in Review
As of Q2 2014, Tradewinds Capital Management held 691 positions worth $131M, up 7.6% from $122M the previous quarter. Its ten largest holdings account for 46% of the portfolio.
Tradewinds Capital Management deployed $4.89M of net new capital in Q2 2014, opening 49 new positions and adding to 88 existing holdings. Its largest new stake was Trinity Industries: 833 shares worth $26K.
By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.
On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $2.96M trimmed.
- Tradewinds Capital Management's largest Q2 2014 buy was Trinity Industries: 833 shares worth $26K.
- Tradewinds Capital Management added most to Schwab US REIT ETF in Q2 2014, an estimated $8.89M increase.
- Tradewinds Capital Management's biggest Q2 2014 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $2.96M.
- Tradewinds Capital Management fully exited NUVEEN CALIF INVT QUAL MUNI FD in Q2 2014, selling an estimated $342K.
- Tradewinds Capital Management's ten largest holdings make up 46% of its $131M portfolio in Q2 2014.
- Tradewinds Capital Management opened 49 new positions and closed 61 in Q2 2014.
- Tradewinds Capital Management's portfolio value rose 7.6% quarter-over-quarter to $131M.
Based on Tradewinds Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.