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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$215M
AUM Growth
-$29.4M
Cap. Flow
-$48.4M
Cap. Flow %
-22.54%
Top 10 Hldgs %
87.09%
Holding
542
New
55
Increased
106
Reduced
44
Closed
19

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$27.8M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$27.4M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$26.9M
4
EWW icon
iShares MSCI Mexico ETF
EWW
+$17.5M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$323K

Top Sells

Rank Stock Value
1
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$28.4M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$28.3M
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$26.6M
4
EWA icon
iShares MSCI Australia ETF
EWA
+$25.9M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 3.35%
2 Industrials 2.32%
3 Financials 1.26%
4 Consumer Discretionary 1.13%
5 Healthcare 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLRN icon
1
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$47.7M 22.19%
1,568,207
+889,123
+131% +$26.9M
SPYV icon
2
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
$28.3M 13.19%
728,553
+724,682
+18,721% +$27.8M
EWW icon
3
iShares MSCI Mexico ETF
EWW
$1.89B
$27.6M 12.84%
557,777
+347,936
+166% +$17.5M
SCHA icon
4
Schwab U.S Small- Cap ETF
SCHA
$21.8B
$27.3M 12.73%
1,349,910
+1,338,358
+11,586% +$27.4M
XLU icon
5
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
$17.2M 8.01%
487,874
-287,848
-37% -$9.79M
XLP icon
6
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$16.8M 7.82%
225,260
-157,418
-41% -$11.5M
MDYV icon
7
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$10.2M 4.77%
158,336
-87,515
-36% -$5.62M
JPST icon
8
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$5.27M 2.45%
105,046
-4,529
-4% -$227K
MSFT icon
9
Microsoft
MSFT
$2.9T
$3.97M 1.85%
16,557
-589
-3% -$141K
STIP icon
10
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$2.68M 1.25%
27,614
– –
AAPL icon
11
Apple
AAPL
$4.97T
$2.08M 0.97%
16,001
+930
+6% +$133K
HON icon
12
Honeywell
HON
$76.4B
$1.71M 0.8%
8,487
-276
-3% -$52.7K
UPS icon
13
United Parcel Service
UPS
$88.9B
$1.06M 0.49%
6,071
+38
+0.6% +$6.58K
ICSH icon
14
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.06B
$1.01M 0.47%
20,193
+200
+1% +$9.99K
SBUX icon
15
Starbucks
SBUX
$119B
$971K 0.45%
9,792
+302
+3% +$28.5K
VMI icon
16
Valmont Industries
VMI
$8.86B
$926K 0.43%
2,800
– –
EWA icon
17
iShares MSCI Australia ETF
EWA
$1.38B
$685K 0.32%
30,829
-1,191,530
-97% -$25.9M
EWZ icon
18
iShares MSCI Brazil ETF
EWZ
$8.98B
$663K 0.31%
23,711
-929,639
-98% -$28.4M
WAFD icon
19
WaFd
WAFD
$2.71B
$637K 0.3%
19,000
– –
SCHP icon
20
Schwab US TIPS ETF
SCHP
$16.4B
$628K 0.29%
24,238
+12,350
+104% +$323K
COST icon
21
Costco
COST
$432B
$618K 0.29%
1,354
+229
+20% +$112K
VOO icon
22
Vanguard S&P 500 ETF
VOO
$956B
$573K 0.27%
1,632
+10
+0.6% +$3.53K
JNJ icon
23
Johnson & Johnson
JNJ
$640B
$547K 0.25%
3,097
+79
+3% +$13.6K
BRK.B icon
24
Berkshire Hathaway Class B
BRK.B
$1.1T
$524K 0.24%
1,696
+355
+26% +$105K
AMZN icon
25
Amazon
AMZN
$2.44T
$519K 0.24%
6,179
+180
+3% +$17.8K
1
2 3 4 5

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Tradewinds Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Tradewinds Capital Management held 542 positions worth $215M, down 12% from $244M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

Tradewinds Capital Management withdrew a net $48.4M in Q4 2022, closing 19 positions and reducing 44 holdings. Its most notable exit was Schwab Intermediately-Term US Treasury ETF, an estimated $1.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.3% of assets, up from 2.9% a quarter earlier, followed by Industrials and Financials.

Against the trend, Tradewinds Capital Management opened a new position in Franklin FTSE Mexico ETF worth $85.9K.

  • Tradewinds Capital Management's largest Q4 2022 buy was Franklin FTSE Mexico ETF: 3,506 shares worth $85.9K.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Value ETF in Q4 2022, an estimated $27.8M increase.
  • Tradewinds Capital Management's biggest Q4 2022 reduction was iShares MSCI Brazil ETF, cutting an estimated $28.4M.
  • Tradewinds Capital Management fully exited Schwab Intermediately-Term US Treasury ETF in Q4 2022, selling an estimated $1.7M.
  • Tradewinds Capital Management's ten largest holdings make up 87% of its $215M portfolio in Q4 2022.
  • Tradewinds Capital Management opened 55 new positions and closed 19 in Q4 2022.
  • Tradewinds Capital Management's portfolio value fell 12% quarter-over-quarter to $215M.

Based on Tradewinds Capital Management's 13F filing for Q4 2022, filed 23 Jan 2023.