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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$132M
AUM Growth
+$476K
Cap. Flow
-$1.1M
Cap. Flow %
-0.83%
Top 10 Hldgs %
46.19%
Holding
673
New
41
Increased
80
Reduced
95
Closed
57

Top Buys

Rank Stock Value
1
VGM icon
Invesco Trust Investment Grade Municipals
VGM
+$405K
2
VKQ icon
Invesco Municipal Trust
VKQ
+$170K
3
SCHH icon
Schwab US REIT ETF
SCHH
+$170K
4
NPF
NUVEEN PREMIER MUNI INCOME FD
NPF
+$152K
5
MFT
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
+$151K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.22M
2
FMN
Federated Hermes Premier Municipal Income Fund
FMN
+$319K
3
AAPL icon
Apple
AAPL
+$116K
4
SBUX icon
Starbucks
SBUX
+$110K
5
T icon
AT&T
T
+$110K

Sector Composition

Rank Sector Weight
1 Technology 28.52%
2 Industrials 6.32%
3 Healthcare 5.09%
4 Consumer Discretionary 4.03%
5 Consumer Staples 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$2.9T
$26.3M 19.93%
566,916
-27,308
-5% -$1.22M
SCHH icon
2
Schwab US REIT ETF
SCHH
$11.7B
$12.7M 9.64%
746,604
+9,518
+1% +$170K
SCHV
3
Schwab US Large-Cap Value ETF
SCHV
$15.6B
$3.43M 2.6%
241,464
+2,301
+1% +$33K
SCHG icon
4
Schwab US Large-Cap Growth ETF
SCHG
$58.2B
$3.2M 2.43%
520,848
-1,360
-0.3% -$8.37K
AAPL icon
5
Apple
AAPL
$4.97T
$2.99M 2.27%
118,696
-4,724
-4% -$116K
SCHM icon
6
Schwab US Mid-Cap ETF
SCHM
$14.2B
$2.79M 2.11%
215,925
+4,731
+2% +$62.7K
SCHA icon
7
Schwab U.S Small- Cap ETF
SCHA
$21.8B
$2.71M 2.06%
211,272
+4,596
+2% +$61.4K
SBUX icon
8
Starbucks
SBUX
$119B
$2.44M 1.85%
64,634
-2,850
-4% -$110K
MDYV icon
9
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$2.37M 1.8%
57,748
+4
+0% +$170
MDYG icon
10
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.76B
$1.99M 1.51%
52,824
-126
-0.2% -$4.84K
VGM icon
11
Invesco Trust Investment Grade Municipals
VGM
$550M
$1.76M 1.33%
133,984
+31,298
+30% +$405K
UPS icon
12
United Parcel Service
UPS
$88.9B
$1.58M 1.2%
16,110
+2
+0% +$199
ESRX
13
DELISTED
Express Scripts Holding Company
ESRX
$1.49M 1.13%
21,106
– –
SLYV icon
14
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$1.48M 1.12%
28,986
+132
+0.5% +$7.09K
BA icon
15
Boeing
BA
$169B
$1.45M 1.1%
11,350
-351
-3% -$44.2K
VMI icon
16
Valmont Industries
VMI
$8.86B
$1.35M 1.02%
10,000
– –
ORCL icon
17
Oracle
ORCL
$339B
$1.33M 1.01%
34,644
+2
+0% +$81
VKI icon
18
Invesco Advantage Municipal Income Trust II
VKI
$397M
$1.31M 0.99%
114,969
+10,372
+10% +$117K
IQI icon
19
Invesco Quality Municipal Securities
IQI
$526M
$1.3M 0.98%
107,126
+8,411
+9% +$102K
FFIV icon
20
F5
FFIV
$22B
$1.28M 0.97%
10,777
– –
COST icon
21
Costco
COST
$432B
$1.14M 0.86%
9,067
-90
-1% -$10.9K
BTA
22
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$1.1M 0.83%
97,417
+2,008
+2% +$22.4K
AMGN icon
23
Amgen
AMGN
$209B
$1.03M 0.78%
7,340
+101
+1% +$13.2K
NQM
24
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$1.03M 0.78%
69,341
-464
-0.7% -$6.81K
EIV
25
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$999K 0.76%
79,509
– –
1
2 3 4 5

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Tradewinds Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Tradewinds Capital Management held 673 positions worth $132M, up 0.36% from $131M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management's Q3 2014 filing shows 41 new, 80 increased, 95 reduced and 57 closed positions. Its largest new stake was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K. The largest sale was Microsoft, an estimated $1.22M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 27% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q3 2014 buy was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K.
  • Tradewinds Capital Management added most to Invesco Trust Investment Grade Municipals in Q3 2014, an estimated $405K increase.
  • Tradewinds Capital Management's biggest Q3 2014 reduction was Microsoft, cutting an estimated $1.22M.
  • Tradewinds Capital Management fully exited Federated Hermes Premier Municipal Income Fund in Q3 2014, selling an estimated $319K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $132M portfolio in Q3 2014.
  • Tradewinds Capital Management opened 41 new positions and closed 57 in Q3 2014.
  • Tradewinds Capital Management's portfolio value rose 0.36% quarter-over-quarter to $132M.

Based on Tradewinds Capital Management's 13F filing for Q3 2014, filed 5 Nov 2014.