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TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
+7.4%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$261M
AUM Growth
+$22.2M
(+9.3%)
Cap. Flow
+$8.13M
Cap. Flow
% of AUM
3.12%
Top 10 Holdings %
Top 10 Hldgs %
62.75%
Holding
726
New
40
Increased
100
Reduced
89
Closed
61
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
|
+$19.5M |
| 2 |
Schwab U.S Small- Cap ETF
SCHA
|
+$13.4M |
| 3 |
Invesco S&P 500 Equal Weight Financials ETF
RSPF
|
+$13.2M |
| 4 |
Global X MLP ETF
MLPA
|
+$12.4M |
| 5 |
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
|
+$4.07M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
|
+$13.6M |
| 2 |
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
|
+$12.7M |
| 3 |
State Street SPDR S&P China ETF
GXC
|
+$12M |
| 4 |
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
|
+$9.97M |
| 5 |
Schwab US Mid-Cap ETF
SCHM
|
+$4.41M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.68% |
| 2 | Industrials | 5.45% |
| 3 | Consumer Discretionary | 4.16% |
| 4 | Healthcare | 2.77% |
| 5 | Financials | 1.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Microsoft
MSFT
$2.9T
| $36.6M | 14.02% |
319,644
-9,370
| -3% | -$1.02M |
|
|
2
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$773M
| $22M | 8.44% |
1,068,500
+998,420
| +1,425% | +$19.5M |
|
|
3
Schwab U.S Small- Cap ETF
SCHA
$21.8B
| $20.9M | 8.01% |
1,097,584
+705,192
| +180% | +$13.4M |
|
4
Schwab International Equity ETF
SCHF
$64.9B
| $15.7M | 6.02% |
936,392
+57,960
| +7% | +$965K |
|
5
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
| $13.6M | 5.23% |
202,040
-12,989
| -6% | -$873K |
|
6
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
| $13.6M | 5.22% |
252,420
+61,753
| +32% | +$3.31M |
|
|
7
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$308M
| $13.1M | 5.01% |
303,809
+301,994
| +16,639% | +$13.2M |
|
|
8
Global X MLP ETF
MLPA
$2.26B
| $12.2M | 4.67% |
+212,625
| New | +$12.4M |
|
|
9
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
| $8.96M | 3.43% |
131,165
-144,303
| -52% | -$9.97M |
|
|
10
Schwab US Mid-Cap ETF
SCHM
$14.2B
| $7.01M | 2.69% |
363,798
-231,393
| -39% | -$4.41M |
|
11
Amazon
AMZN
$2.44T
| $4.35M | 1.67% |
43,460
+1,220
| +3% | +$115K |
|
|
DYLS
12
DELISTED
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
| $4.13M | 1.58% |
+116,623
| New | +$4.07M |
|
13
Boeing
BA
$169B
| $4.07M | 1.56% |
10,934
+47
| +0.4% | +$16.5K |
|
14
Apple
AAPL
$4.97T
| $3.4M | 1.3% |
60,172
-6,436
| -10% | -$335K |
|
15
Starbucks
SBUX
$119B
| $3.1M | 1.19% |
54,559
-979
| -2% | -$51.8K |
|
16
Adobe
ADBE
$105B
| $2.59M | 0.99% |
9,600
| – | – |
|
17
Costco
COST
$432B
| $2.19M | 0.84% |
9,304
-120
| -1% | -$27K |
|
18
Honeywell
HON
$76.4B
| $2.03M | 0.78% |
13,524
+1
| +0% | +$142 |
|
19
United Parcel Service
UPS
$88.9B
| $2M | 0.77% |
17,089
-409
| -2% | -$48.1K |
|
20
Nuveen Quality Municipal Income Fund
NAD
$2.73B
| $1.98M | 0.76% |
154,635
+21
| +0% | +$276 |
|
21
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
| $1.8M | 0.69% |
123,505
| – | – |
|
22
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
| $1.7M | 0.65% |
134,347
-4,609
| -3% | -$59.6K |
|
23
Home Depot
HD
$337B
| $1.67M | 0.64% |
8,059
+2
| +0% | +$403 |
|
24
Schwab US Large- Cap ETF
SCHX
$70.3B
| $1.6M | 0.62% |
138,432
+111,816
| +420% | +$1.27M |
|
25
Cisco
CSCO
$443B
| $1.55M | 0.6% |
31,907
-605
| -2% | -$27.2K |
|
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KF
Tradewinds Capital Management's Q3 2018 Portfolio in Review
As of Q3 2018, Tradewinds Capital Management held 726 positions worth $261M, up 9.3% from $239M the previous quarter. Its ten largest holdings account for 63% of the portfolio.
Tradewinds Capital Management deployed $8.13M of net new capital in Q3 2018, opening 40 new positions and adding to 100 existing holdings. Its largest new stake was Global X MLP ETF: 212,625 shares worth $12.2M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, an estimated $13.6M trimmed.
- Tradewinds Capital Management's largest Q3 2018 buy was Global X MLP ETF: 212,625 shares worth $12.2M.
- Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Health Care ETF in Q3 2018, an estimated $19.5M increase.
- Tradewinds Capital Management's biggest Q3 2018 reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, cutting an estimated $13.6M.
- Tradewinds Capital Management fully exited Managed Duration Inv Grd Muni Fd in Q3 2018, selling an estimated $368K.
- Tradewinds Capital Management's ten largest holdings make up 63% of its $261M portfolio in Q3 2018.
- Tradewinds Capital Management opened 40 new positions and closed 61 in Q3 2018.
- Tradewinds Capital Management's portfolio value rose 9.3% quarter-over-quarter to $261M.
Based on Tradewinds Capital Management's 13F filing for Q3 2018, filed 31 Oct 2018.