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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.44%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$159M
AUM Growth
+$7.07M
Cap. Flow
-$559K
Cap. Flow %
-0.35%
Top 10 Hldgs %
47.31%
Holding
772
New
100
Increased
124
Reduced
105
Closed
71

Top Buys

Rank Stock Value
1
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$967K
3
SCHF icon
Schwab International Equity ETF
SCHF
+$854K
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$499K
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$462K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.41M
2
SE
Spectra Energy Corp Wi
SE
+$365K
3
MA icon
Mastercard
MA
+$330K
4
STJ
St Jude Medical
STJ
+$314K
5
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$268K

Sector Composition

Rank Sector Weight
1 Technology 22.62%
2 Industrials 6.96%
3 Consumer Discretionary 5.23%
4 Healthcare 3.99%
5 Financials 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$2.9T
$24.2M 15.23%
367,044
-3,341
-0.9% -$214K
SCHF icon
2
Schwab International Equity ETF
SCHF
$64.9B
$15.3M 9.67%
1,027,352
+58,802
+6% +$854K
SCHE icon
3
Schwab Emerging Markets Equity ETF
SCHE
$12.2B
$7.68M 4.84%
320,455
+21,443
+7% +$499K
SCHH icon
4
Schwab US REIT ETF
SCHH
$11.7B
$5.65M 3.56%
277,032
-2,808
-1% -$57.5K
SLYV icon
5
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$4.4M 2.77%
74,626
+16,322
+28% +$967K
SLYG icon
6
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
$3.91M 2.46%
73,588
-4,492
-6% -$236K
SBUX icon
7
Starbucks
SBUX
$119B
$3.81M 2.4%
65,309
-152
-0.2% -$8.6K
SCHM icon
8
Schwab US Mid-Cap ETF
SCHM
$14.2B
$3.45M 2.17%
218,652
-11,583
-5% -$181K
SCHA icon
9
Schwab U.S Small- Cap ETF
SCHA
$21.8B
$3.4M 2.14%
215,680
-8,956
-4% -$140K
MDYV icon
10
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$3.29M 2.07%
68,242
+9,610
+16% +$462K
AAPL icon
11
Apple
AAPL
$4.97T
$3.2M 2.02%
89,148
-800
-0.9% -$26.3K
SCHV
12
Schwab US Large-Cap Value ETF
SCHV
$15.6B
$2.92M 1.84%
176,298
+109,701
+165% +$1.8M
UPS icon
13
United Parcel Service
UPS
$88.9B
$2.27M 1.43%
21,122
+160
+0.8% +$17.5K
NAD icon
14
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$2.26M 1.42%
165,107
-14,808
-8% -$204K
NEA icon
15
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$2.19M 1.38%
163,987
-1,500
-0.9% -$19.9K
MDYG icon
16
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.76B
$2.18M 1.38%
47,100
+519
+1% +$23.8K
VGM icon
17
Invesco Trust Investment Grade Municipals
VGM
$550M
$1.92M 1.21%
147,919
-16,277
-10% -$211K
NVG icon
18
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$1.7M 1.07%
116,555
-214
-0.2% -$3.1K
AMZN icon
19
Amazon
AMZN
$2.44T
$1.69M 1.07%
38,180
+4,580
+14% +$191K
IQI icon
20
Invesco Quality Municipal Securities
IQI
$526M
$1.68M 1.06%
135,194
-1,581
-1% -$19.6K
HON icon
21
Honeywell
HON
$76.4B
$1.64M 1.03%
14,560
+1
+0% +$110
BA icon
22
Boeing
BA
$169B
$1.64M 1.03%
9,261
-282
-3% -$48K
COST icon
23
Costco
COST
$432B
$1.63M 1.03%
9,742
+21
+0.2% +$3.52K
VKQ icon
24
Invesco Municipal Trust
VKQ
$541M
$1.56M 0.98%
124,714
– –
SCHG icon
25
Schwab US Large-Cap Growth ETF
SCHG
$58.2B
$1.41M 0.89%
186,080
-460,856
-71% -$3.41M
1
2 3 4 5

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PDL
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Tradewinds Capital Management's Q1 2017 Portfolio in Review

As of Q1 2017, Tradewinds Capital Management held 772 positions worth $159M, up 4.7% from $152M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q1 2017 filing shows 100 new, 124 increased, 105 reduced and 71 closed positions. Its largest new stake was Fortis: 3,249 shares worth $108K. The largest sale was Schwab US Large-Cap Growth ETF, an estimated $3.41M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q1 2017 buy was Fortis: 3,249 shares worth $108K.
  • Tradewinds Capital Management added most to Schwab US Large-Cap Value ETF in Q1 2017, an estimated $1.8M increase.
  • Tradewinds Capital Management's biggest Q1 2017 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $3.41M.
  • Tradewinds Capital Management fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $365K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $159M portfolio in Q1 2017.
  • Tradewinds Capital Management opened 100 new positions and closed 71 in Q1 2017.
  • Tradewinds Capital Management's portfolio value rose 4.7% quarter-over-quarter to $159M.

Based on Tradewinds Capital Management's 13F filing for Q1 2017, filed 3 May 2017.