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TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
-3.38%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$128M
AUM Growth
-$14.6M
(-10%)
Cap. Flow
-$8.44M
Cap. Flow
% of AUM
-6.6%
Top 10 Holdings %
Top 10 Hldgs %
42.68%
Holding
761
New
63
Increased
110
Reduced
115
Closed
83
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
|
+$789K |
| 2 |
SCHV
Schwab US Large-Cap Value ETF
SCHV
|
+$341K |
| 3 |
Schwab US Large-Cap Growth ETF
SCHG
|
+$264K |
| 4 |
Schwab US Mid-Cap ETF
SCHM
|
+$198K |
| 5 |
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
|
+$184K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Emerging Markets Equity ETF
SCHE
|
+$5.9M |
| 2 |
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
|
+$1.8M |
| 3 |
Microsoft
MSFT
|
+$1.09M |
| 4 |
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
|
+$701K |
| 5 |
Schwab International Equity ETF
SCHF
|
+$341K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 24.52% |
| 2 | Industrials | 7.45% |
| 3 | Consumer Discretionary | 5.22% |
| 4 | Healthcare | 5.14% |
| 5 | Financials | 2.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
Microsoft
MSFT
$2.9T
| $20.8M | 16.29% |
470,681
-24,172
| -5% | -$1.09M |
|
|
2
Schwab International Equity ETF
SCHF
$64.9B
| $8.21M | 6.42% |
599,972
-23,244
| -4% | -$341K |
|
3
Schwab US REIT ETF
SCHH
$11.7B
| $4.84M | 3.78% |
260,138
+4,962
| +2% | +$93K |
|
4
Starbucks
SBUX
$119B
| $3.71M | 2.9% |
65,333
-1,921
| -3% | -$108K |
|
5
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
| $3.06M | 2.39% |
70,148
+3,196
| +5% | +$148K |
|
|
6
Schwab US Mid-Cap ETF
SCHM
$14.2B
| $3.02M | 2.36% |
233,127
+14,241
| +7% | +$198K |
|
7
Apple
AAPL
$4.97T
| $2.89M | 2.26% |
104,776
-4,008
| -4% | -$118K |
|
8
Schwab U.S Small- Cap ETF
SCHA
$21.8B
| $2.84M | 2.22% |
223,980
+9,080
| +4% | +$125K |
|
|
9
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.76B
| $2.63M | 2.06% |
68,070
-17,052
| -20% | -$701K |
|
|
10
Schwab US Large-Cap Growth ETF
SCHG
$58.2B
| $2.54M | 1.99% |
406,432
+39,648
| +11% | +$264K |
|
11
United Parcel Service
UPS
$88.9B
| $2.14M | 1.67% |
21,708
+101
| +0.5% | +$9.97K |
|
|
SCHV
12
Schwab US Large-Cap Value ETF
SCHV
$15.6B
| $2.01M | 1.57% |
151,497
+24,324
| +19% | +$341K |
|
13
Invesco Trust Investment Grade Municipals
VGM
$550M
| $1.88M | 1.47% |
145,317
+7,889
| +6% | +$101K |
|
|
ESRX
14
DELISTED
Express Scripts Holding Company
ESRX
| $1.73M | 1.35% |
21,334
-152
| -0.7% | -$13.2K |
|
15
Boeing
BA
$169B
| $1.52M | 1.19% |
11,612
-168
| -1% | -$23.3K |
|
16
Invesco Advantage Municipal Income Trust II
VKI
$397M
| $1.51M | 1.18% |
132,989
+13,599
| +11% | +$151K |
|
|
17
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
| $1.43M | 1.12% |
30,342
+15,716
| +107% | +$789K |
|
18
Costco
COST
$432B
| $1.41M | 1.1% |
9,751
-157
| -2% | -$22.4K |
|
19
Honeywell
HON
$76.4B
| $1.4M | 1.09% |
16,391
-142
| -0.9% | -$12.9K |
|
20
Invesco Quality Municipal Securities
IQI
$526M
| $1.36M | 1.07% |
112,157
+8,370
| +8% | +$99.8K |
|
21
Invesco Municipal Trust
VKQ
$541M
| $1.28M | 1% |
104,088
+14,851
| +17% | +$180K |
|
22
F5
FFIV
$22B
| $1.25M | 0.98% |
10,786
-1,024
| -9% | -$125K |
|
23
Oracle
ORCL
$339B
| $1.21M | 0.95% |
33,492
-625
| -2% | -$24K |
|
|
BTA
24
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
| $1.08M | 0.84% |
97,908
+21
| +0% | +$230 |
|
|
NQM
25
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
| $1M | 0.78% |
67,612
+6,814
| +11% | +$100K |
|
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Tradewinds Capital Management's Q3 2015 Portfolio in Review
As of Q3 2015, Tradewinds Capital Management held 761 positions worth $128M, down 10% from $143M the previous quarter. Its ten largest holdings account for 43% of the portfolio.
Tradewinds Capital Management withdrew a net $8.44M in Q3 2015, closing 83 positions and reducing 115 holdings. Its most notable exit was iShares S&P Mid-Cap 400 Value ETF, an estimated $65K position sold in full.
By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 24% a quarter earlier, followed by Industrials and Consumer Discretionary.
Against the trend, Tradewinds Capital Management opened a new position in PayPal worth $113K.
- Tradewinds Capital Management's largest Q3 2015 buy was PayPal: 3,630 shares worth $113K.
- Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q3 2015, an estimated $789K increase.
- Tradewinds Capital Management's biggest Q3 2015 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $5.9M.
- Tradewinds Capital Management fully exited iShares S&P Mid-Cap 400 Value ETF in Q3 2015, selling an estimated $65K.
- Tradewinds Capital Management's ten largest holdings make up 43% of its $128M portfolio in Q3 2015.
- Tradewinds Capital Management opened 63 new positions and closed 83 in Q3 2015.
- Tradewinds Capital Management's portfolio value fell 10% quarter-over-quarter to $128M.
Based on Tradewinds Capital Management's 13F filing for Q3 2015, filed 2 Nov 2015.