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TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
-13.25%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$203M
AUM Growth
-$57.5M
(-22%)
Cap. Flow
-$22.3M
Cap. Flow
% of AUM
-10.95%
Top 10 Holdings %
Top 10 Hldgs %
63.99%
Holding
723
New
58
Increased
84
Reduced
132
Closed
73
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
|
+$12.3M |
| 2 |
Invesco S&P 500 Equal Weight Energy ETF
RSPG
|
+$12.3M |
| 3 |
Schwab US Large- Cap ETF
SCHX
|
+$11.3M |
| 4 |
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
|
+$5.02M |
| 5 |
Banner Corp
BANR
|
+$1.17M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
|
+$20.3M |
| 2 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$12.6M |
| 3 |
Global X MLP ETF
MLPA
|
+$11.1M |
| 4 |
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
|
+$7.94M |
| 5 |
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
|
+$4.13M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.49% |
| 2 | Industrials | 5.7% |
| 3 | Consumer Discretionary | 4.47% |
| 4 | Healthcare | 2.69% |
| 5 | Financials | 2.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Microsoft
MSFT
$2.9T
| $31.5M | 15.51% |
310,521
-9,123
| -3% | -$977K |
|
2
Schwab U.S Small- Cap ETF
SCHA
$21.8B
| $16.3M | 8.03% |
1,076,236
-21,348
| -2% | -$361K |
|
|
3
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
| $15.4M | 7.6% |
286,275
+84,235
| +42% | +$5.02M |
|
4
Schwab International Equity ETF
SCHF
$64.9B
| $13.3M | 6.54% |
938,350
+1,958
| +0.2% | +$30K |
|
|
5
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$541M
| $12.3M | 6.03% |
276,158
+271,542
| +5,883% | +$12.3M |
|
|
6
Schwab US Large- Cap ETF
SCHX
$70.3B
| $11.9M | 5.83% |
1,191,162
+1,052,730
| +760% | +$11.3M |
|
|
7
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$553M
| $10.1M | 4.95% |
+233,430
| New | +$12.3M |
|
8
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$308M
| $9.95M | 4.89% |
273,623
-30,186
| -10% | -$1.21M |
|
9
Schwab US Mid-Cap ETF
SCHM
$14.2B
| $5.83M | 2.87% |
364,986
+1,188
| +0.3% | +$20.8K |
|
10
Boeing
BA
$169B
| $3.51M | 1.73% |
10,894
-40
| -0.4% | -$13.8K |
|
11
Starbucks
SBUX
$119B
| $3.3M | 1.62% |
51,278
-3,281
| -6% | -$205K |
|
12
Amazon
AMZN
$2.44T
| $3.26M | 1.6% |
43,440
-20
| -0% | -$1.66K |
|
13
Apple
AAPL
$4.97T
| $2.74M | 1.35% |
69,452
+9,280
| +15% | +$450K |
|
14
Adobe
ADBE
$105B
| $2.17M | 1.07% |
9,600
| – | – |
|
15
Nuveen Quality Municipal Income Fund
NAD
$2.73B
| $1.87M | 0.92% |
149,082
-5,553
| -4% | -$69.4K |
|
16
Costco
COST
$432B
| $1.86M | 0.91% |
9,128
-176
| -2% | -$39.3K |
|
17
Honeywell
HON
$76.4B
| $1.56M | 0.77% |
12,570
-954
| -7% | -$130K |
|
18
United Parcel Service
UPS
$88.9B
| $1.55M | 0.76% |
15,932
-1,157
| -7% | -$125K |
|
19
Invesco Trust Investment Grade Municipals
VGM
$550M
| $1.38M | 0.68% |
120,387
-7,277
| -6% | -$83.1K |
|
20
Cisco
CSCO
$443B
| $1.36M | 0.67% |
31,302
-605
| -2% | -$27.7K |
|
21
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
| $1.34M | 0.66% |
108,659
-25,688
| -19% | -$315K |
|
22
Invesco Municipal Trust
VKQ
$541M
| $1.2M | 0.59% |
107,542
-5,850
| -5% | -$65K |
|
23
Amgen
AMGN
$209B
| $1.19M | 0.59% |
6,120
-652
| -10% | -$127K |
|
24
Home Depot
HD
$337B
| $1.17M | 0.57% |
6,793
-1,266
| -16% | -$227K |
|
25
Oracle
ORCL
$339B
| $1.17M | 0.57% |
25,843
-884
| -3% | -$42.4K |
|
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KF
Tradewinds Capital Management's Q4 2018 Portfolio in Review
As of Q4 2018, Tradewinds Capital Management held 723 positions worth $203M, down 22% from $261M the previous quarter. Its ten largest holdings account for 64% of the portfolio.
Tradewinds Capital Management withdrew a net $22.3M in Q4 2018, closing 73 positions and reducing 132 holdings. Its most notable exit was WisdomTree Dynamic Long/Short U.S. Equity Fund, an estimated $4.13M position sold in full.
By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Industrials and Consumer Discretionary.
Against the trend, Tradewinds Capital Management opened a new position in Invesco S&P 500 Equal Weight Energy ETF worth $10.1M.
- Tradewinds Capital Management's largest Q4 2018 buy was Invesco S&P 500 Equal Weight Energy ETF: 233,430 shares worth $10.1M.
- Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Utilities ETF in Q4 2018, an estimated $12.3M increase.
- Tradewinds Capital Management's biggest Q4 2018 reduction was Invesco S&P 500 Equal Weight Health Care ETF, cutting an estimated $20.3M.
- Tradewinds Capital Management fully exited WisdomTree Dynamic Long/Short U.S. Equity Fund in Q4 2018, selling an estimated $4.13M.
- Tradewinds Capital Management's ten largest holdings make up 64% of its $203M portfolio in Q4 2018.
- Tradewinds Capital Management opened 58 new positions and closed 73 in Q4 2018.
- Tradewinds Capital Management's portfolio value fell 22% quarter-over-quarter to $203M.
Based on Tradewinds Capital Management's 13F filing for Q4 2018, filed 31 Jan 2019.