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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.66%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$138M
AUM Growth
+$6.48M
Cap. Flow
-$381K
Cap. Flow %
-0.28%
Top 10 Hldgs %
45.16%
Holding
691
New
65
Increased
105
Reduced
120
Closed
43

Top Buys

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.7M
2
HON icon
Honeywell
HON
+$1.25M
3
UPS icon
United Parcel Service
UPS
+$702K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$480K
5
WAFD icon
WaFd
WAFD
+$432K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.44M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.28M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.27M
4
IIM icon
Invesco Value Municipal Income Trust
IIM
+$646K
5
AAPL icon
Apple
AAPL
+$421K

Sector Composition

Rank Sector Weight
1 Technology 26.74%
2 Industrials 7.87%
3 Healthcare 5.27%
4 Consumer Discretionary 4.24%
5 Consumer Staples 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$2.9T
$24.9M 18%
536,221
-30,695
-5% -$1.44M
SCHH icon
2
Schwab US REIT ETF
SCHH
$11.7B
$14.5M 10.45%
742,434
-4,170
-0.6% -$78.1K
SCHG icon
3
Schwab US Large-Cap Growth ETF
SCHG
$58.2B
$3.72M 2.69%
574,368
+53,520
+10% +$337K
MDYV icon
4
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$2.95M 2.13%
69,162
+11,414
+20% +$480K
SCHM icon
5
Schwab US Mid-Cap ETF
SCHM
$14.2B
$2.94M 2.12%
216,804
+879
+0.4% +$11.6K
SCHA icon
6
Schwab U.S Small- Cap ETF
SCHA
$21.8B
$2.93M 2.11%
212,336
+1,064
+0.5% +$14.1K
AAPL icon
7
Apple
AAPL
$4.97T
$2.85M 2.06%
103,220
-15,476
-13% -$421K
SBUX icon
8
Starbucks
SBUX
$119B
$2.77M 2%
67,560
+2,926
+5% +$114K
UPS icon
9
United Parcel Service
UPS
$88.9B
$2.53M 1.83%
22,762
+6,652
+41% +$702K
SLYG icon
10
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
$2.44M 1.76%
54,788
+38,836
+243% +$1.7M
SCHV
11
Schwab US Large-Cap Value ETF
SCHV
$15.6B
$2.24M 1.62%
152,535
-88,929
-37% -$1.28M
VGM icon
12
Invesco Trust Investment Grade Municipals
VGM
$550M
$1.79M 1.29%
134,757
+773
+0.6% +$10.2K
ESRX
13
DELISTED
Express Scripts Holding Company
ESRX
$1.78M 1.29%
21,039
-67
-0.3% -$5.24K
HON icon
14
Honeywell
HON
$76.4B
$1.59M 1.15%
17,737
+14,584
+463% +$1.25M
BA icon
15
Boeing
BA
$169B
$1.59M 1.15%
12,199
+849
+7% +$108K
ORCL icon
16
Oracle
ORCL
$339B
$1.57M 1.14%
34,946
+302
+0.9% +$12.3K
SLYV icon
17
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$1.56M 1.13%
29,482
+496
+2% +$26.5K
COST icon
18
Costco
COST
$432B
$1.42M 1.02%
9,994
+927
+10% +$126K
FFIV icon
19
F5
FFIV
$22B
$1.41M 1.02%
10,806
+29
+0.3% +$3.62K
VKI icon
20
Invesco Advantage Municipal Income Trust II
VKI
$397M
$1.4M 1.01%
120,528
+5,559
+5% +$64.1K
IQI icon
21
Invesco Quality Municipal Securities
IQI
$526M
$1.28M 0.92%
102,231
-4,895
-5% -$60.5K
VMI icon
22
Valmont Industries
VMI
$8.86B
$1.27M 0.92%
10,000
– –
AMGN icon
23
Amgen
AMGN
$209B
$1.15M 0.83%
7,235
-105
-1% -$16.4K
BTA
24
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$1.09M 0.78%
96,149
-1,268
-1% -$14.3K
CSCO icon
25
Cisco
CSCO
$443B
$1.08M 0.78%
38,722
-250
-0.6% -$6.46K
1
2 3 4 5

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Tradewinds Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Tradewinds Capital Management held 691 positions worth $138M, up 4.9% from $132M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2014 filing shows 65 new, 105 increased, 120 reduced and 43 closed positions. Its largest new stake was Royal Dutch Shell PLC ADS Class A: 2,795 shares worth $187K. The largest sale was Microsoft, an estimated $1.44M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q4 2014 buy was Royal Dutch Shell PLC ADS Class A: 2,795 shares worth $187K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Growth ETF in Q4 2014, an estimated $1.7M increase.
  • Tradewinds Capital Management's biggest Q4 2014 reduction was Microsoft, cutting an estimated $1.44M.
  • Tradewinds Capital Management fully exited BlackRock Investment Quality Municipal Trust in Q4 2014, selling an estimated $320K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2014.
  • Tradewinds Capital Management opened 65 new positions and closed 43 in Q4 2014.
  • Tradewinds Capital Management's portfolio value rose 4.9% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2014, filed 5 Feb 2015.