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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-3.58%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$292M
AUM Growth
-$29M
Cap. Flow
-$17.3M
Cap. Flow %
-5.92%
Top 10 Hldgs %
80.32%
Holding
531
New
49
Increased
77
Reduced
41
Closed
24

Top Buys

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$46.9M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$29.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$28.1M
4
SCHF icon
Schwab International Equity ETF
SCHF
+$27.9M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$27.5M

Top Sells

Rank Stock Value
1
EWW icon
iShares MSCI Mexico ETF
EWW
+$28.5M
2
EWP icon
iShares MSCI Spain ETF
EWP
+$27.9M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$27.9M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$27.4M
5
IEUR icon
iShares Core MSCI Europe ETF
IEUR
+$26.7M

Sector Composition

Rank Sector Weight
1 Technology 3.61%
2 Industrials 1.6%
3 Consumer Discretionary 0.99%
4 Financials 0.79%
5 Healthcare 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICVT icon
1
iShares Convertible Bond ETF
ICVT
$6.97B
$45.9M 15.73%
618,903
+617,581
+46,716% +$46.9M
SPYG icon
2
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$49.4B
$28.2M 9.66%
+476,010
New +$29.2M
SCHF icon
3
Schwab International Equity ETF
SCHF
$64.9B
$26.8M 9.18%
+1,579,034
New +$27.9M
EWG icon
4
iShares MSCI Germany ETF
EWG
$1.56B
$26.7M 9.14%
1,019,027
+985,455
+2,935% +$27.5M
XLI icon
5
State Street Industrial Select Sector SPDR ETF
XLI
$32.2B
$26.7M 9.13%
262,924
+262,357
+46,271% +$28.1M
EWI icon
6
iShares MSCI Italy ETF
EWI
$987M
$25.2M 8.65%
+829,876
New +$26.5M
XLE icon
7
State Street Energy Select Sector SPDR ETF
XLE
$39B
$17.6M 6.04%
390,502
+133,568
+52% +$5.84M
XLB icon
8
State Street Materials Select Sector SPDR ETF
XLB
$8.72B
$14.7M 5.03%
374,306
+373,298
+37,034% +$15.3M
HYMB icon
9
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$12.9M 4.42%
541,457
+541,263
+279,002% +$13.4M
EWZ icon
10
iShares MSCI Brazil ETF
EWZ
$8.98B
$9.72M 3.33%
316,881
+287,067
+963% +$9.13M
XLY icon
11
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.7B
$9.03M 3.09%
+112,178
New +$9.48M
JPST icon
12
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$5.37M 1.84%
107,024
+753
+0.7% +$37.7K
MSFT icon
13
Microsoft
MSFT
$2.9T
$5.11M 1.75%
16,177
+17
+0.1% +$5.62K
AAPL icon
14
Apple
AAPL
$4.97T
$3.27M 1.12%
19,110
-278
-1% -$51K
FLRN icon
15
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$2.39M 0.82%
77,712
+21,302
+38% +$653K
SPYV icon
16
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
$1.59M 0.55%
38,596
-160
-0.4% -$6.93K
EWW icon
17
iShares MSCI Mexico ETF
EWW
$1.89B
$1.53M 0.53%
26,344
-459,378
-95% -$28.5M
BKLN icon
18
Invesco Senior Loan ETF
BKLN
$6.96B
$1.53M 0.52%
+72,670
New +$1.53M
HON icon
19
Honeywell
HON
$76.4B
$1.48M 0.51%
8,524
+5
+0.1% +$915
IEUR icon
20
iShares Core MSCI Europe ETF
IEUR
$8.8B
$1.31M 0.45%
26,361
-513,192
-95% -$26.7M
ICSH icon
21
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.06B
$1.05M 0.36%
20,821
+260
+1% +$13.1K
SCHA icon
22
Schwab U.S Small- Cap ETF
SCHA
$21.8B
$1.04M 0.36%
50,054
-366
-0.7% -$8.03K
UPS icon
23
United Parcel Service
UPS
$88.9B
$941K 0.32%
6,034
– –
SBUX icon
24
Starbucks
SBUX
$119B
$831K 0.28%
9,104
+47
+0.5% +$4.61K
AMZN icon
25
Amazon
AMZN
$2.44T
$827K 0.28%
6,509
+45
+0.7% +$6.03K
1
2 3 4 5

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Tradewinds Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Tradewinds Capital Management held 531 positions worth $292M, down 9% from $321M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Tradewinds Capital Management withdrew a net $17.3M in Q3 2023, closing 24 positions and reducing 41 holdings. Its most notable exit was iShares MSCI Australia ETF, an estimated $677K position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.6% of assets, up from 3.5% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in State Street SPDR Portfolio S&P 500 Growth ETF worth $28.2M.

  • Tradewinds Capital Management's largest Q3 2023 buy was State Street SPDR Portfolio S&P 500 Growth ETF: 476,010 shares worth $28.2M.
  • Tradewinds Capital Management added most to iShares Convertible Bond ETF in Q3 2023, an estimated $46.9M increase.
  • Tradewinds Capital Management's biggest Q3 2023 reduction was iShares MSCI Mexico ETF, cutting an estimated $28.5M.
  • Tradewinds Capital Management fully exited iShares MSCI Australia ETF in Q3 2023, selling an estimated $677K.
  • Tradewinds Capital Management's ten largest holdings make up 80% of its $292M portfolio in Q3 2023.
  • Tradewinds Capital Management opened 49 new positions and closed 24 in Q3 2023.
  • Tradewinds Capital Management's portfolio value fell 9% quarter-over-quarter to $292M.

Based on Tradewinds Capital Management's 13F filing for Q3 2023, filed 30 Oct 2023.