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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$652M
AUM Growth
+$63.5M
Cap. Flow
+$30.3M
Cap. Flow %
4.64%
Top 10 Hldgs %
54.31%
Holding
846
New
56
Increased
136
Reduced
115
Closed
37

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$28.4M
2
SUSA icon
iShares ESG Optimized MSCI USA ETF
SUSA
+$28.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$28.1M
4
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$23.1M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$18.3M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$27.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$27.7M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$27.2M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$25.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$21.5M

Sector Composition

Rank Sector Weight
1 Technology 16.62%
2 Consumer Discretionary 3.12%
3 Industrials 2.05%
4 Consumer Staples 1.32%
5 Healthcare 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$2.9T
$80.9M 12.4%
240,535
-5,124
-2% -$1.66M
SCHO icon
2
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$53.5M 8.2%
2,103,272
+111,442
+6% +$2.84M
SPYG icon
3
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$49.4B
$29.5M 4.52%
406,891
+406,610
+144,701% +$28.4M
SUSA icon
4
iShares ESG Optimized MSCI USA ETF
SUSA
$3.95B
$29.3M 4.48%
+275,317
New +$28.3M
SCHX icon
5
Schwab US Large- Cap ETF
SCHX
$70.3B
$29.1M 4.46%
1,535,016
+1,520,946
+10,810% +$28.1M
SCHP icon
6
Schwab US TIPS ETF
SCHP
$16.4B
$28.6M 4.38%
908,648
+579,780
+176% +$18.3M
RWO icon
7
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.32B
$27.9M 4.27%
492,736
+860
+0.2% +$46.8K
XLF icon
8
State Street Financial Select Sector SPDR ETF
XLF
$56.5B
$27.7M 4.24%
708,924
-20,518
-3% -$806K
XLK icon
9
State Street Technology Select Sector SPDR ETF
XLK
$109B
$24.9M 3.82%
286,568
+166,900
+139% +$13.7M
CORP icon
10
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
$23M 3.53%
203,828
+203,743
+239,698% +$23.1M
SCHF icon
11
Schwab International Equity ETF
SCHF
$64.9B
$22.4M 3.43%
1,152,772
-454,834
-28% -$8.93M
SPTL icon
12
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.5B
$22.3M 3.42%
529,194
-127,459
-19% -$5.35M
XLY icon
13
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.7B
$17.8M 2.73%
174,346
+174,258
+198,020% +$17.4M
INDA icon
14
iShares MSCI India ETF
INDA
$6.81B
$17.1M 2.62%
372,978
+372,961
+2,193,888% +$18M
CWB icon
15
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
$12.6M 1.93%
151,932
+71,377
+89% +$6.11M
PSK icon
16
State Street SPDR ICE Preferred Securities ETF
PSK
$689M
$10.5M 1.61%
245,478
-323,215
-57% -$13.8M
AMZN icon
17
Amazon
AMZN
$2.44T
$9.55M 1.46%
57,300
+1,580
+3% +$270K
IMVP
18
Invesco India ETF
IMVP
$124M
$9.16M 1.4%
342,318
+341,985
+102,698% +$9.63M
AAPL icon
19
Apple
AAPL
$4.97T
$9.14M 1.4%
51,459
-53
-0.1% -$8.38K
SCHH icon
20
Schwab US REIT ETF
SCHH
$11.7B
$8.96M 1.37%
340,120
-1,102,900
-76% -$27.2M
XLI icon
21
State Street Industrial Select Sector SPDR ETF
XLI
$32.2B
$8.32M 1.28%
78,648
-22,685
-22% -$2.36M
HYMB icon
22
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$8.32M 1.27%
276,824
-316,760
-53% -$9.47M
ICLN icon
23
iShares Global Clean Energy ETF
ICLN
$2.22B
$7.96M 1.22%
376,203
+375,788
+90,551% +$8.64M
ICVT icon
24
iShares Convertible Bond ETF
ICVT
$6.97B
$7.79M 1.19%
+87,373
New +$8.5M
DVYE icon
25
iShares Emerging Markets Dividend ETF
DVYE
$1.2B
$7.21M 1.11%
187,298
+17,063
+10% +$660K
1
2 3 4 5

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Tradewinds Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Tradewinds Capital Management held 846 positions worth $652M, up 11% from $589M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Tradewinds Capital Management deployed $30.3M of net new capital in Q4 2021, opening 56 new positions and adding to 136 existing holdings. Its largest new stake was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Intermediately-Term US Treasury ETF, an estimated $27.8M trimmed.

  • Tradewinds Capital Management's largest Q4 2021 buy was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2021, an estimated $28.4M increase.
  • Tradewinds Capital Management's biggest Q4 2021 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $27.8M.
  • Tradewinds Capital Management fully exited Lucid Motors in Q4 2021, selling an estimated $126K.
  • Tradewinds Capital Management's ten largest holdings make up 54% of its $652M portfolio in Q4 2021.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2021.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $652M.

Based on Tradewinds Capital Management's 13F filing for Q4 2021, filed 2 Feb 2022.