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TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
+11.4%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$273M
AUM Growth
+$69.5M
(+34%)
Cap. Flow
+$42.8M
Cap. Flow
% of AUM
15.68%
Top 10 Holdings %
Top 10 Hldgs %
61.32%
Holding
683
New
34
Increased
82
Reduced
106
Closed
63
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
|
+$28.4M |
| 2 |
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
|
+$13.8M |
| 3 |
State Street SPDR Dow Jones Global Real Estate ETF
RWO
|
+$12.7M |
| 4 |
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
|
+$12.7M |
| 5 |
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
|
+$12.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
|
+$16.9M |
| 2 |
Schwab US Large- Cap ETF
SCHX
|
+$12.7M |
| 3 |
Schwab U.S Small- Cap ETF
SCHA
|
+$11.7M |
| 4 |
Invesco S&P 500 Equal Weight Financials ETF
RSPF
|
+$11M |
| 5 |
Invesco S&P 500 Equal Weight Energy ETF
RSPG
|
+$10.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.31% |
| 2 | Industrials | 4.91% |
| 3 | Consumer Discretionary | 3.65% |
| 4 | Healthcare | 1.96% |
| 5 | Financials | 1.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Microsoft
MSFT
$2.9T
| $36M | 13.2% |
305,309
-5,212
| -2% | -$569K |
|
|
SCHR
2
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
| $28.8M | 10.54% |
+1,069,496
| New | +$28.4M |
|
3
Schwab International Equity ETF
SCHF
$64.9B
| $14.9M | 5.47% |
952,676
+14,326
| +2% | +$218K |
|
|
4
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.5B
| $14.3M | 5.24% |
+392,693
| New | +$13.8M |
|
5
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$541M
| $13.6M | 5% |
281,350
+5,192
| +2% | +$240K |
|
|
6
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.32B
| $13.2M | 4.83% |
+263,177
| New | +$12.7M |
|
|
7
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$773M
| $13M | 4.75% |
656,930
+656,770
| +410,481% | +$12.7M |
|
|
8
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$321M
| $12.7M | 4.65% |
+365,604
| New | +$12.2M |
|
9
abrdn Physical Gold Shares ETF
SGOL
$6.9B
| $11.6M | 4.25% |
931,450
+927,630
| +24,284% | +$11.7M |
|
10
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.31B
| $9.26M | 3.4% |
+544,500
| New | +$8.68M |
|
|
11
Schwab U.S Small- Cap ETF
SCHA
$21.8B
| $6.83M | 2.51% |
390,948
-685,288
| -64% | -$11.7M |
|
12
Schwab US Mid-Cap ETF
SCHM
$14.2B
| $6.55M | 2.4% |
354,945
-10,041
| -3% | -$179K |
|
13
Boeing
BA
$169B
| $4.17M | 1.53% |
10,937
+43
| +0.4% | +$16.6K |
|
14
Global X MLP ETF
MLPA
$2.26B
| $3.84M | 1.41% |
72,154
+70,959
| +5,938% | +$3.69M |
|
15
Amazon
AMZN
$2.44T
| $3.81M | 1.4% |
42,800
-640
| -1% | -$53.3K |
|
16
Starbucks
SBUX
$119B
| $3.38M | 1.24% |
45,445
-5,833
| -11% | -$401K |
|
17
Apple
AAPL
$4.97T
| $3.36M | 1.23% |
70,716
+1,264
| +2% | +$53.6K |
|
|
BSCP
18
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
| $2.87M | 1.05% |
+139,383
| New | +$2.81M |
|
19
Adobe
ADBE
$105B
| $2.56M | 0.94% |
9,600
| – | – |
|
20
Costco
COST
$432B
| $2.17M | 0.8% |
8,984
-144
| -2% | -$31.5K |
|
21
Honeywell
HON
$76.4B
| $2.04M | 0.75% |
13,598
+1,028
| +8% | +$144K |
|
22
Nuveen Quality Municipal Income Fund
NAD
$2.73B
| $1.92M | 0.71% |
141,747
-7,335
| -5% | -$97.1K |
|
23
United Parcel Service
UPS
$88.9B
| $1.67M | 0.61% |
14,983
-949
| -6% | -$101K |
|
24
Cisco
CSCO
$443B
| $1.67M | 0.61% |
30,950
-352
| -1% | -$17.1K |
|
25
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
| $1.46M | 0.54% |
109,439
+780
| +0.7% | +$10.1K |
|
Similar funds
AMCA
GWAG
PDL
AC
AAS
FGAM
MCM
KF
Tradewinds Capital Management's Q1 2019 Portfolio in Review
As of Q1 2019, Tradewinds Capital Management held 683 positions worth $273M, up 34% from $203M the previous quarter. Its ten largest holdings account for 61% of the portfolio.
Tradewinds Capital Management deployed $42.8M of net new capital in Q1 2019, opening 34 new positions and adding to 82 existing holdings. Its largest new stake was Schwab Intermediately-Term US Treasury ETF: 1,069,496 shares worth $28.8M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 21% a quarter earlier, followed by Industrials and Consumer Discretionary.
On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $16.9M trimmed.
- Tradewinds Capital Management's largest Q1 2019 buy was Schwab Intermediately-Term US Treasury ETF: 1,069,496 shares worth $28.8M.
- Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Health Care ETF in Q1 2019, an estimated $12.7M increase.
- Tradewinds Capital Management's biggest Q1 2019 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $16.9M.
- Tradewinds Capital Management fully exited Invesco S&P 500 Equal Weight Energy ETF in Q1 2019, selling an estimated $10.1M.
- Tradewinds Capital Management's ten largest holdings make up 61% of its $273M portfolio in Q1 2019.
- Tradewinds Capital Management opened 34 new positions and closed 63 in Q1 2019.
- Tradewinds Capital Management's portfolio value rose 34% quarter-over-quarter to $273M.
Based on Tradewinds Capital Management's 13F filing for Q1 2019, filed 23 Apr 2019.