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TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
+1.34%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$152M
AUM Growth
+$9.04M
(+6.3%)
Cap. Flow
+$6.47M
Cap. Flow
% of AUM
4.27%
Top 10 Holdings %
Top 10 Hldgs %
46.95%
Holding
751
New
52
Increased
103
Reduced
132
Closed
96
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab International Equity ETF
SCHF
|
+$13.2M |
| 2 |
Schwab Emerging Markets Equity ETF
SCHE
|
+$6.66M |
| 3 |
Schwab US Large-Cap Growth ETF
SCHG
|
+$3.34M |
| 4 |
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
|
+$1.2M |
| 5 |
Nuveen AMT-Free Municipal Credit Income Fund
NVG
|
+$429K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US REIT ETF
SCHH
|
+$12.1M |
| 2 |
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
|
+$1.23M |
| 3 |
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
|
+$1.19M |
| 4 |
SCHV
Schwab US Large-Cap Value ETF
SCHV
|
+$1.15M |
| 5 |
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
|
+$1.09M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.06% |
| 2 | Industrials | 6.93% |
| 3 | Consumer Discretionary | 4.93% |
| 4 | Healthcare | 4.08% |
| 5 | Financials | 3.18% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Microsoft
MSFT
$2.9T
| $23M | 15.17% |
370,385
-8,987
| -2% | -$541K |
|
|
2
Schwab International Equity ETF
SCHF
$64.9B
| $13.4M | 8.84% |
968,550
+941,642
| +3,499% | +$13.2M |
|
|
3
Schwab Emerging Markets Equity ETF
SCHE
$12.2B
| $6.45M | 4.25% |
299,012
+297,690
| +22,518% | +$6.66M |
|
|
4
Schwab US REIT ETF
SCHH
$11.7B
| $5.74M | 3.79% |
279,840
-605,008
| -68% | -$12.1M |
|
|
5
Schwab US Large-Cap Growth ETF
SCHG
$58.2B
| $4.51M | 2.98% |
646,936
+483,328
| +295% | +$3.34M |
|
|
6
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
| $4.06M | 2.68% |
78,080
+24,544
| +46% | +$1.2M |
|
7
Starbucks
SBUX
$119B
| $3.63M | 2.4% |
65,461
-1,620
| -2% | -$89.7K |
|
|
8
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
| $3.47M | 2.29% |
58,304
-21,880
| -27% | -$1.23M |
|
9
Schwab US Mid-Cap ETF
SCHM
$14.2B
| $3.46M | 2.28% |
230,235
-11,730
| -5% | -$172K |
|
10
Schwab U.S Small- Cap ETF
SCHA
$21.8B
| $3.45M | 2.28% |
224,636
-11,680
| -5% | -$172K |
|
|
11
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
| $2.75M | 1.82% |
58,632
-26,532
| -31% | -$1.19M |
|
12
Apple
AAPL
$4.97T
| $2.6M | 1.72% |
89,948
-2,412
| -3% | -$68.4K |
|
13
Nuveen Quality Municipal Income Fund
NAD
$2.73B
| $2.51M | 1.66% |
179,915
+29,730
| +20% | +$414K |
|
14
United Parcel Service
UPS
$88.9B
| $2.4M | 1.58% |
20,962
-149
| -0.7% | -$16.8K |
|
15
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
| $2.21M | 1.46% |
165,487
+23,089
| +16% | +$312K |
|
16
Invesco Trust Investment Grade Municipals
VGM
$550M
| $2.09M | 1.38% |
164,196
+20,001
| +14% | +$261K |
|
|
17
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.76B
| $2.06M | 1.36% |
46,581
-25,482
| -35% | -$1.09M |
|
18
Invesco Quality Municipal Securities
IQI
$526M
| $1.7M | 1.12% |
136,775
+17,649
| +15% | +$225K |
|
|
19
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
| $1.69M | 1.11% |
116,769
+29,300
| +33% | +$429K |
|
20
Costco
COST
$432B
| $1.56M | 1.03% |
9,721
-78
| -0.8% | -$11.9K |
|
21
Invesco Municipal Trust
VKQ
$541M
| $1.53M | 1.01% |
124,714
+18,230
| +17% | +$230K |
|
22
Honeywell
HON
$76.4B
| $1.52M | 1% |
14,559
+35
| +0.2% | +$3.56K |
|
23
Boeing
BA
$169B
| $1.49M | 0.98% |
9,543
-284
| -3% | -$41.5K |
|
|
ESRX
24
DELISTED
Express Scripts Holding Company
ESRX
| $1.4M | 0.93% |
20,417
-327
| -2% | -$23.4K |
|
25
Amazon
AMZN
$2.44T
| $1.26M | 0.83% |
33,600
+3,620
| +12% | +$142K |
|
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Tradewinds Capital Management's Q4 2016 Portfolio in Review
As of Q4 2016, Tradewinds Capital Management held 751 positions worth $152M, up 6.3% from $143M the previous quarter. Its ten largest holdings account for 47% of the portfolio.
Tradewinds Capital Management deployed $6.47M of net new capital in Q4 2016, opening 52 new positions and adding to 103 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.
By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.
On the sell side, the largest reduction was Schwab US REIT ETF, an estimated $12.1M trimmed.
- Tradewinds Capital Management's largest Q4 2016 buy was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.
- Tradewinds Capital Management added most to Schwab International Equity ETF in Q4 2016, an estimated $13.2M increase.
- Tradewinds Capital Management's biggest Q4 2016 reduction was Schwab US REIT ETF, cutting an estimated $12.1M.
- Tradewinds Capital Management fully exited Nuveen Municipal Credit Income Fund in Q4 2016, selling an estimated $442K.
- Tradewinds Capital Management's ten largest holdings make up 47% of its $152M portfolio in Q4 2016.
- Tradewinds Capital Management opened 52 new positions and closed 96 in Q4 2016.
- Tradewinds Capital Management's portfolio value rose 6.3% quarter-over-quarter to $152M.
Based on Tradewinds Capital Management's 13F filing for Q4 2016, filed 3 Feb 2017.