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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.43%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$123M
AUM Growth
Cap. Flow
+$119M
Cap. Flow %
97.16%
Top 10 Hldgs %
44.79%
Holding
611
New
609
Increased
Reduced
Closed

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 27.7%
2 Industrials 7.98%
3 Healthcare 5.49%
4 Consumer Discretionary 4.39%
5 Consumer Staples 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
MSFT icon
1
Microsoft
MSFT
$2.9T
$24.3M 19.81%
+648,626
New +$23.6M
SCHE icon
2
Schwab Emerging Markets Equity ETF
SCHE
$12.2B
$8.49M 6.93%
+345,186
New +$8.67M
SLYG icon
3
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
$3.67M 3%
+82,112
New +$3.51M
SLYV icon
4
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$3.3M 2.69%
+62,002
New +$3.17M
MDYG icon
5
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.76B
$2.9M 2.37%
+77,808
New +$2.78M
SBUX icon
6
Starbucks
SBUX
$119B
$2.59M 2.11%
+66,062
New +$2.61M
AAPL icon
7
Apple
AAPL
$4.97T
$2.45M 2%
+122,416
New +$2.31M
MDYV icon
8
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$2.45M 2%
+61,862
New +$2.37M
SCHA icon
9
Schwab U.S Small- Cap ETF
SCHA
$21.8B
$2.41M 1.97%
+183,592
New +$2.31M
SCHM icon
10
Schwab US Mid-Cap ETF
SCHM
$14.2B
$2.34M 1.91%
+187,374
New +$2.25M
SCHG icon
11
Schwab US Large-Cap Growth ETF
SCHG
$58.2B
$2.31M 1.89%
+409,328
New +$2.21M
UPS icon
12
United Parcel Service
UPS
$88.9B
$2.02M 1.65%
+19,201
New +$1.89M
VMI icon
13
Valmont Industries
VMI
$8.86B
$1.79M 1.46%
+12,000
New +$1.69M
ESRX
14
DELISTED
Express Scripts Holding Company
ESRX
$1.7M 1.39%
+24,195
New +$1.58M
BA icon
15
Boeing
BA
$169B
$1.68M 1.37%
+12,283
New +$1.6M
ORCL icon
16
Oracle
ORCL
$339B
$1.31M 1.07%
+34,269
New +$1.18M
COST icon
17
Costco
COST
$432B
$1.15M 0.94%
+9,699
New +$1.16M
IQI icon
18
Invesco Quality Municipal Securities
IQI
$526M
$1.07M 0.88%
+96,677
New +$1.08M
VGM icon
19
Invesco Trust Investment Grade Municipals
VGM
$550M
$993K 0.81%
+81,509
New +$984K
SCHV
20
Schwab US Large-Cap Value ETF
SCHV
$15.6B
$984K 0.8%
+72,510
New +$947K
NQM
21
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$914K 0.75%
+67,569
New +$905K
EIV
22
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$874K 0.71%
+79,482
New +$862K
CSCO icon
23
Cisco
CSCO
$443B
$862K 0.7%
+38,421
New +$850K
BTA
24
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$850K 0.69%
+83,317
New +$854K
VKI icon
25
Invesco Advantage Municipal Income Trust II
VKI
$397M
$850K 0.69%
+80,832
New +$838K

Similar funds

Tradewinds Capital Management's Q4 2013 Portfolio in Review

Q4 2013 is the first quarter with a 13F filing on record for Tradewinds Capital Management, which disclosed 611 positions worth $123M. Its ten largest holdings account for 45% of the portfolio.

Its largest position is Microsoft: 648,626 shares worth $24.3M.

By sector, the portfolio is most concentrated in Technology at 28% of assets, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q4 2013 buy was Microsoft: 648,626 shares worth $24.3M.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $123M portfolio in Q4 2013.
  • Tradewinds Capital Management disclosed 611 positions in Q4 2013, its first 13F filing on record.

Based on Tradewinds Capital Management's 13F filing for Q4 2013, filed 10 Sep 2014.