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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-1.21%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$589M
AUM Growth
+$43M
Cap. Flow
+$53.4M
Cap. Flow %
9.07%
Top 10 Hldgs %
58.32%
Holding
833
New
28
Increased
136
Reduced
106
Closed
45

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$34.4M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.3M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$27.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$26.4M
5
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$26.2M

Top Sells

Rank Stock Value
1
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$26.2M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.7M
3
EWA icon
iShares MSCI Australia ETF
EWA
+$25.2M
4
EWY icon
iShares MSCI South Korea ETF
EWY
+$24.3M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$18.6M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Consumer Discretionary 3.17%
3 Industrials 2.23%
4 Healthcare 1.35%
5 Consumer Staples 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$2.9T
$69.3M 11.76%
245,659
-1,753
-0.7% -$510K
SCHO icon
2
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$51M 8.66%
1,991,830
+129,346
+7% +$3.31M
SCHH icon
3
Schwab US REIT ETF
SCHH
$11.7B
$33M 5.6%
1,443,020
+1,442,980
+3,607,450% +$34.4M
SCHF icon
4
Schwab International Equity ETF
SCHF
$64.9B
$31.1M 5.28%
1,607,606
+547,358
+52% +$10.9M
SCHR
5
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$28.1M 4.77%
990,924
+989,338
+62,379% +$28.3M
XLF icon
6
State Street Financial Select Sector SPDR ETF
XLF
$56.5B
$27.4M 4.65%
729,442
+77,317
+12% +$2.89M
SPTL icon
7
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.5B
$27.1M 4.6%
656,653
+656,440
+308,188% +$27.9M
SLYV icon
8
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$26.7M 4.53%
325,368
+321,716
+8,809% +$26.4M
RWO icon
9
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.32B
$25.1M 4.27%
+491,876
New +$26.2M
PSK icon
10
State Street SPDR ICE Preferred Securities ETF
PSK
$689M
$24.7M 4.2%
568,693
-58,734
-9% -$2.57M
MDYV icon
11
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$24.6M 4.18%
371,784
-1,842
-0.5% -$124K
EWZ icon
12
iShares MSCI Brazil ETF
EWZ
$8.98B
$23M 3.9%
714,569
+714,334
+303,972% +$26.1M
HYMB icon
13
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$17.8M 3.02%
593,584
-321,166
-35% -$9.75M
SCHP icon
14
Schwab US TIPS ETF
SCHP
$16.4B
$10.3M 1.75%
328,868
+129,076
+65% +$4.07M
XLI icon
15
State Street Industrial Select Sector SPDR ETF
XLI
$32.2B
$9.91M 1.68%
101,333
+101,283
+202,566% +$10.4M
AMZN icon
16
Amazon
AMZN
$2.44T
$9.15M 1.55%
55,720
-2,300
-4% -$397K
XLK icon
17
State Street Technology Select Sector SPDR ETF
XLK
$109B
$8.93M 1.52%
119,668
+114,158
+2,072% +$8.81M
AAPL icon
18
Apple
AAPL
$4.97T
$7.29M 1.24%
51,512
-1,362
-3% -$201K
CWB icon
19
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
$6.88M 1.17%
80,555
+36,013
+81% +$3.11M
DVYE icon
20
iShares Emerging Markets Dividend ETF
DVYE
$1.2B
$6.62M 1.12%
170,235
+9,328
+6% +$361K
SLYG icon
21
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
$6.58M 1.12%
75,549
-34,736
-31% -$3.06M
SCHA icon
22
Schwab U.S Small- Cap ETF
SCHA
$21.8B
$6.4M 1.09%
255,896
-5,832
-2% -$148K
XLB icon
23
State Street Materials Select Sector SPDR ETF
XLB
$8.72B
$6.37M 1.08%
161,036
+159,802
+12,950% +$6.64M
SCHM icon
24
Schwab US Mid-Cap ETF
SCHM
$14.2B
$5.95M 1.01%
232,935
-713,736
-75% -$18.6M
ADBE icon
25
Adobe
ADBE
$105B
$5.59M 0.95%
9,715
– –
1
2 3 4 5

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Tradewinds Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tradewinds Capital Management held 833 positions worth $589M, up 7.9% from $546M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $53.4M of net new capital in Q3 2021, opening 28 new positions and adding to 136 existing holdings. Its largest new stake was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab International Small-Cap Equity ETF, an estimated $26.2M trimmed.

  • Tradewinds Capital Management's largest Q3 2021 buy was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q3 2021, an estimated $34.4M increase.
  • Tradewinds Capital Management's biggest Q3 2021 reduction was Schwab International Small-Cap Equity ETF, cutting an estimated $26.2M.
  • Tradewinds Capital Management fully exited Curis in Q3 2021, selling an estimated $48K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $589M portfolio in Q3 2021.
  • Tradewinds Capital Management opened 28 new positions and closed 45 in Q3 2021.
  • Tradewinds Capital Management's portfolio value rose 7.9% quarter-over-quarter to $589M.

Based on Tradewinds Capital Management's 13F filing for Q3 2021, filed 4 Nov 2021.