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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.04%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$143M
AUM Growth
+$3.06M
Cap. Flow
-$952K
Cap. Flow %
-0.67%
Top 10 Hldgs %
47.3%
Holding
738
New
90
Increased
138
Reduced
68
Closed
44

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.84M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.44M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$675K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$606K
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$487K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.15M
2
NQM
NUVEEN INVESTMENT QLTY MUNI FD
NQM
+$1.02M
3
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$967K
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$914K
5
MUE
BlackRock MuniHoldings Quality Fund II
MUE
+$867K

Sector Composition

Rank Sector Weight
1 Technology 23%
2 Industrials 7.19%
3 Consumer Discretionary 5.25%
4 Healthcare 5%
5 Consumer Staples 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$2.9T
$21.9M 15.32%
379,372
-20,425
-5% -$1.15M
SCHH icon
2
Schwab US REIT ETF
SCHH
$11.7B
$18.9M 13.23%
884,848
+2,444
+0.3% +$53.6K
SLYV icon
3
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$4.3M 3.01%
80,184
+4,958
+7% +$261K
MDYV icon
4
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$3.68M 2.58%
85,164
+5,302
+7% +$227K
SBUX icon
5
Starbucks
SBUX
$119B
$3.63M 2.55%
67,081
+448
+0.7% +$25.1K
SCHM icon
6
Schwab US Mid-Cap ETF
SCHM
$14.2B
$3.51M 2.46%
241,965
+612
+0.3% +$8.85K
SCHA icon
7
Schwab U.S Small- Cap ETF
SCHA
$21.8B
$3.4M 2.38%
236,316
+988
+0.4% +$14K
MDYG icon
8
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.76B
$3.06M 2.15%
72,063
+15,828
+28% +$675K
AAPL icon
9
Apple
AAPL
$4.97T
$2.61M 1.83%
92,360
+88
+0.1% +$2.33K
SLYG icon
10
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
$2.56M 1.79%
53,536
+12,920
+32% +$606K
UPS icon
11
United Parcel Service
UPS
$88.9B
$2.31M 1.62%
21,111
+70
+0.3% +$7.64K
NAD icon
12
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$2.26M 1.59%
150,185
+118,788
+378% +$1.84M
SCHV
13
Schwab US Large-Cap Value ETF
SCHV
$15.6B
$2.14M 1.5%
140,871
-59,961
-30% -$914K
NEA icon
14
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$2.08M 1.46%
142,398
+96,863
+213% +$1.44M
VGM icon
15
Invesco Trust Investment Grade Municipals
VGM
$550M
$2.03M 1.43%
144,195
-4,034
-3% -$57.9K
IQI icon
16
Invesco Quality Municipal Securities
IQI
$526M
$1.64M 1.15%
119,126
+18
+0% +$250
HON icon
17
Honeywell
HON
$76.4B
$1.52M 1.07%
14,524
-92
-0.6% -$9.61K
COST icon
18
Costco
COST
$432B
$1.5M 1.05%
9,799
– –
VKQ icon
19
Invesco Municipal Trust
VKQ
$541M
$1.47M 1.03%
106,484
-8,861
-8% -$123K
ESRX
20
DELISTED
Express Scripts Holding Company
ESRX
$1.46M 1.03%
20,744
– –
NVG icon
21
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$1.41M 0.99%
87,469
– –
BTA
22
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$1.35M 0.95%
106,939
+18
+0% +$230
BA icon
23
Boeing
BA
$169B
$1.29M 0.91%
9,827
-573
-6% -$75.5K
AMZN icon
24
Amazon
AMZN
$2.44T
$1.25M 0.88%
29,980
+5,140
+21% +$197K
AMGN icon
25
Amgen
AMGN
$209B
$1.21M 0.85%
7,262
+1
+0% +$169
1
2 3 4 5

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Tradewinds Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Tradewinds Capital Management held 738 positions worth $143M, up 2.2% from $140M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q3 2016 filing shows 90 new, 138 increased, 68 reduced and 44 closed positions. Its largest new stake was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K. The largest sale was Microsoft, an estimated $1.15M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2016 buy was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K.
  • Tradewinds Capital Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $1.84M increase.
  • Tradewinds Capital Management's biggest Q3 2016 reduction was Microsoft, cutting an estimated $1.15M.
  • Tradewinds Capital Management fully exited NUVEEN INVESTMENT QLTY MUNI FD in Q3 2016, selling an estimated $1.02M.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $143M portfolio in Q3 2016.
  • Tradewinds Capital Management opened 90 new positions and closed 44 in Q3 2016.
  • Tradewinds Capital Management's portfolio value rose 2.2% quarter-over-quarter to $143M.

Based on Tradewinds Capital Management's 13F filing for Q3 2016, filed 7 Nov 2016.