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TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
+4.29%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$122M
AUM Growth
-$409K
(-0.33%)
Cap. Flow
-$4.23M
Cap. Flow
% of AUM
-3.47%
Top 10 Holdings %
Top 10 Hldgs %
42.32%
Holding
674
New
63
Increased
99
Reduced
103
Closed
31
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US REIT ETF
SCHH
|
+$3.57M |
| 2 |
Schwab US Large-Cap Growth ETF
SCHG
|
+$1.18M |
| 3 |
PCH
PotlatchDeltic
PCH
|
+$384K |
| 4 |
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
|
+$200K |
| 5 |
Vanguard Total International Bond ETF
BNDX
|
+$150K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Emerging Markets Equity ETF
SCHE
|
+$7.96M |
| 2 |
Microsoft
MSFT
|
+$1.12M |
| 3 |
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
|
+$433K |
| 4 |
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
|
+$406K |
| 5 |
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
|
+$393K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 29.07% |
| 2 | Industrials | 7.47% |
| 3 | Healthcare | 5.45% |
| 4 | Consumer Discretionary | 4.11% |
| 5 | Consumer Staples | 2.85% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
Microsoft
MSFT
$2.9T
| $25.4M | 20.77% |
618,770
-29,856
| -5% | -$1.12M |
|
2
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
| $3.74M | 3.07% |
83,784
+1,672
| +2% | +$73.8K |
|
|
3
Schwab US REIT ETF
SCHH
$11.7B
| $3.71M | 3.04% |
224,064
+222,652
| +15,769% | +$3.57M |
|
|
4
Schwab US Large-Cap Growth ETF
SCHG
$58.2B
| $3.55M | 2.91% |
617,328
+208,000
| +51% | +$1.18M |
|
|
5
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
| $2.95M | 2.41% |
54,550
-7,452
| -12% | -$393K |
|
6
Schwab U.S Small- Cap ETF
SCHA
$21.8B
| $2.6M | 2.13% |
193,672
+10,080
| +5% | +$133K |
|
7
Schwab US Mid-Cap ETF
SCHM
$14.2B
| $2.56M | 2.1% |
198,753
+11,379
| +6% | +$144K |
|
|
8
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.76B
| $2.52M | 2.06% |
66,210
-11,598
| -15% | -$433K |
|
9
Apple
AAPL
$4.97T
| $2.38M | 1.95% |
123,872
+1,456
| +1% | +$27.7K |
|
10
Starbucks
SBUX
$119B
| $2.31M | 1.89% |
62,894
-3,168
| -5% | -$117K |
|
|
11
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
| $2.12M | 1.74% |
51,682
-10,180
| -16% | -$406K |
|
12
Valmont Industries
VMI
$8.86B
| $1.79M | 1.46% |
12,000
| – | – |
|
13
United Parcel Service
UPS
$88.9B
| $1.68M | 1.37% |
17,202
-1,999
| -10% | -$195K |
|
|
ESRX
14
DELISTED
Express Scripts Holding Company
ESRX
| $1.58M | 1.3% |
21,107
-3,088
| -13% | -$231K |
|
15
Boeing
BA
$169B
| $1.47M | 1.21% |
11,745
-538
| -4% | -$70.1K |
|
16
Oracle
ORCL
$339B
| $1.44M | 1.18% |
35,249
+980
| +3% | +$37.3K |
|
17
Invesco Quality Municipal Securities
IQI
$526M
| $1.17M | 0.96% |
98,726
+2,049
| +2% | +$24K |
|
18
Invesco Trust Investment Grade Municipals
VGM
$550M
| $1.14M | 0.94% |
89,234
+7,725
| +9% | +$98.1K |
|
19
Costco
COST
$432B
| $1.04M | 0.85% |
9,283
-416
| -4% | -$47.6K |
|
|
BTA
20
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
| $1.03M | 0.85% |
95,383
+12,066
| +14% | +$129K |
|
|
NQM
21
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
| $1.01M | 0.83% |
71,369
+3,800
| +6% | +$53.4K |
|
|
SCHV
22
Schwab US Large-Cap Value ETF
SCHV
$15.6B
| $991K | 0.81% |
72,117
-393
| -0.5% | -$5.27K |
|
23
Invesco Advantage Municipal Income Trust II
VKI
$397M
| $979K | 0.8% |
89,105
+8,273
| +10% | +$90.1K |
|
|
EIV
24
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
| $925K | 0.76% |
79,509
+27
| +0% | +$310 |
|
25
Cisco
CSCO
$443B
| $890K | 0.73% |
39,695
+1,274
| +3% | +$28.2K |
|
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Tradewinds Capital Management's Q1 2014 Portfolio in Review
As of Q1 2014, Tradewinds Capital Management held 674 positions worth $122M, down 0.33% from $123M the previous quarter. Its ten largest holdings account for 42% of the portfolio.
Tradewinds Capital Management withdrew a net $4.23M in Q1 2014, closing 31 positions and reducing 103 holdings. Its most notable exit was Netflix, an estimated $37K position sold in full.
By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 28% a quarter earlier, followed by Industrials and Healthcare.
Against the trend, Tradewinds Capital Management opened a new position in PotlatchDeltic worth $374K.
- Tradewinds Capital Management's largest Q1 2014 buy was PotlatchDeltic: 9,678 shares worth $374K.
- Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2014, an estimated $3.57M increase.
- Tradewinds Capital Management's biggest Q1 2014 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $7.96M.
- Tradewinds Capital Management fully exited Netflix in Q1 2014, selling an estimated $37K.
- Tradewinds Capital Management's ten largest holdings make up 42% of its $122M portfolio in Q1 2014.
- Tradewinds Capital Management opened 63 new positions and closed 31 in Q1 2014.
- Tradewinds Capital Management's portfolio value fell 0.33% quarter-over-quarter to $122M.
Based on Tradewinds Capital Management's 13F filing for Q1 2014, filed 9 Sep 2014.