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TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
+0.53%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$223M
AUM Growth
+$18.1M
(+8.8%)
Cap. Flow
+$16.8M
Cap. Flow
% of AUM
7.55%
Top 10 Holdings %
Top 10 Hldgs %
56.22%
Holding
780
New
45
Increased
94
Reduced
101
Closed
118
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Equal Weight Financials ETF
RSPF
|
+$12.5M |
| 2 |
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
|
+$12.1M |
| 3 |
Schwab US Large- Cap ETF
SCHX
|
+$11.4M |
| 4 |
Invesco S&P 500 Equal Weight Energy ETF
RSPG
|
+$11.4M |
| 5 |
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
|
+$9.39M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio Europe ETF
SPEU
|
+$15.7M |
| 2 |
ZDEU
SPDR Solactive Germany ETF
ZDEU
|
+$12.3M |
| 3 |
iShares MSCI Spain ETF
EWP
|
+$12.3M |
| 4 |
Schwab International Small-Cap Equity ETF
SCHC
|
+$8.46M |
| 5 |
Invesco S&P 500 Equal Weight Materials ETF
RSPM
|
+$3.97M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.32% |
| 2 | Industrials | 5.94% |
| 3 | Consumer Discretionary | 4.1% |
| 4 | Healthcare | 2.74% |
| 5 | Financials | 2.26% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Microsoft
MSFT
$2.9T
| $30.5M | 13.67% |
334,182
-18,269
| -5% | -$1.67M |
|
|
ZJPN
2
DELISTED
SPDR Solactive Japan ETF
ZJPN
| $12.7M | 5.71% |
157,442
+107,927
| +218% | +$8.65M |
|
|
3
Schwab US Large- Cap ETF
SCHX
$70.3B
| $12.2M | 5.48% |
1,162,842
+1,047,744
| +910% | +$11.4M |
|
|
4
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$308M
| $12.1M | 5.44% |
276,409
+275,729
| +40,548% | +$12.5M |
|
5
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
| $12M | 5.4% |
233,135
+8,148
| +4% | +$425K |
|
|
ZGBR
6
DELISTED
SPDR Solactive United Kingdom ETF
ZGBR
| $12M | 5.4% |
225,250
+224,845
| +55,517% | +$12.1M |
|
|
7
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$553M
| $11M | 4.93% |
202,014
+200,342
| +11,982% | +$11.4M |
|
|
8
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
| $9.53M | 4.27% |
+322,956
| New | +$9.39M |
|
9
Schwab U.S Small- Cap ETF
SCHA
$21.8B
| $6.75M | 3.03% |
390,756
+14,076
| +4% | +$248K |
|
10
Schwab US Mid-Cap ETF
SCHM
$14.2B
| $6.45M | 2.89% |
366,024
+12,993
| +4% | +$233K |
|
11
Schwab Emerging Markets Equity ETF
SCHE
$12.2B
| $4.76M | 2.13% |
165,899
+165,258
| +25,781% | +$4.84M |
|
12
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$321M
| $3.91M | 1.75% |
+119,235
| New | +$4.06M |
|
|
13
Schwab International Small-Cap Equity ETF
SCHC
$5.28B
| $3.81M | 1.71% |
104,497
-227,751
| -69% | -$8.46M |
|
14
Boeing
BA
$169B
| $3.58M | 1.61% |
10,928
-1,557
| -12% | -$526K |
|
15
Starbucks
SBUX
$119B
| $3.22M | 1.44% |
55,587
-4,128
| -7% | -$239K |
|
16
Amazon
AMZN
$2.44T
| $3.06M | 1.37% |
42,360
+9,800
| +30% | +$701K |
|
17
Apple
AAPL
$4.97T
| $2.7M | 1.21% |
64,280
-8,972
| -12% | -$386K |
|
18
Nuveen Quality Municipal Income Fund
NAD
$2.73B
| $2.09M | 0.94% |
158,808
-680
| -0.4% | -$9.08K |
|
19
Adobe
ADBE
$105B
| $2.07M | 0.93% |
9,600
| – | – |
|
20
United Parcel Service
UPS
$88.9B
| $1.94M | 0.87% |
18,549
-1,999
| -10% | -$231K |
|
21
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
| $1.92M | 0.86% |
147,477
+3,386
| +2% | +$44.6K |
|
22
Costco
COST
$432B
| $1.82M | 0.82% |
9,686
-545
| -5% | -$103K |
|
23
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
| $1.79M | 0.8% |
123,505
+6,950
| +6% | +$102K |
|
24
Honeywell
HON
$76.4B
| $1.78M | 0.8% |
13,655
+1
| +0% | +$138 |
|
25
Invesco Trust Investment Grade Municipals
VGM
$550M
| $1.58M | 0.71% |
129,216
-5,693
| -4% | -$71.9K |
|
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KF
Tradewinds Capital Management's Q1 2018 Portfolio in Review
As of Q1 2018, Tradewinds Capital Management held 780 positions worth $223M, up 8.8% from $205M the previous quarter. Its ten largest holdings account for 56% of the portfolio.
Tradewinds Capital Management deployed $16.8M of net new capital in Q1 2018, opening 45 new positions and adding to 94 existing holdings. Its largest new stake was State Street SPDR Bloomberg International Treasury Bond ETF: 322,956 shares worth $9.53M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 21% a quarter earlier, followed by Industrials and Consumer Discretionary.
On the sell side, the largest reduction was State Street SPDR Portfolio Europe ETF, an estimated $15.7M trimmed.
- Tradewinds Capital Management's largest Q1 2018 buy was State Street SPDR Bloomberg International Treasury Bond ETF: 322,956 shares worth $9.53M.
- Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Financials ETF in Q1 2018, an estimated $12.5M increase.
- Tradewinds Capital Management's biggest Q1 2018 reduction was State Street SPDR Portfolio Europe ETF, cutting an estimated $15.7M.
- Tradewinds Capital Management fully exited Nuveen Municipal Credit Income Fund in Q1 2018, selling an estimated $801K.
- Tradewinds Capital Management's ten largest holdings make up 56% of its $223M portfolio in Q1 2018.
- Tradewinds Capital Management opened 45 new positions and closed 118 in Q1 2018.
- Tradewinds Capital Management's portfolio value rose 8.8% quarter-over-quarter to $223M.
Based on Tradewinds Capital Management's 13F filing for Q1 2018, filed 2 May 2018.