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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$205M
AUM Growth
+$9.01M
Cap. Flow
-$1.48M
Cap. Flow %
-0.72%
Top 10 Hldgs %
56.5%
Holding
787
New
95
Increased
97
Reduced
106
Closed
51

Top Buys

Rank Stock Value
1
EWP icon
iShares MSCI Spain ETF
EWP
+$12.1M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$5.5M
3
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$3.85M
4
ZJPN
SPDR Solactive Japan ETF
ZJPN
+$3.84M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.74M

Top Sells

Rank Stock Value
1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11.6M
2
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$11.4M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$4.21M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.59M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$920K

Sector Composition

Rank Sector Weight
1 Technology 20.8%
2 Industrials 6.79%
3 Consumer Discretionary 4.09%
4 Healthcare 3.16%
5 Financials 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$2.9T
$30.1M 14.71%
352,451
-4,096
-1% -$336K
SPEU icon
2
State Street SPDR Portfolio Europe ETF
SPEU
$716M
$17.2M 8.38%
478,008
+154,788
+48% +$5.5M
SCHC icon
3
Schwab International Small-Cap Equity ETF
SCHC
$5.28B
$12.2M 5.94%
332,248
+20,415
+7% +$739K
ZDEU
4
DELISTED
SPDR Solactive Germany ETF
ZDEU
$12.2M 5.93%
185,624
+3,542
+2% +$229K
EWP icon
5
iShares MSCI Spain ETF
EWP
$2.04B
$12M 5.86%
+366,707
New +$12.1M
CWB icon
6
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
$11.4M 5.55%
224,987
-50,336
-18% -$2.59M
SCHA icon
7
Schwab U.S Small- Cap ETF
SCHA
$21.8B
$6.57M 3.2%
376,680
+159,860
+74% +$2.74M
SCHM icon
8
Schwab US Mid-Cap ETF
SCHM
$14.2B
$6.27M 3.06%
353,031
+132,390
+60% +$2.28M
RSPM icon
9
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$187M
$4.02M 1.96%
+178,280
New +$3.85M
ZJPN
10
DELISTED
SPDR Solactive Japan ETF
ZJPN
$3.89M 1.9%
+49,515
New +$3.84M
BA icon
11
Boeing
BA
$169B
$3.68M 1.8%
12,485
-155
-1% -$42K
SBUX icon
12
Starbucks
SBUX
$119B
$3.43M 1.67%
59,715
-431
-0.7% -$24.4K
AAPL icon
13
Apple
AAPL
$4.97T
$3.1M 1.51%
73,252
-280
-0.4% -$11.7K
UPS icon
14
United Parcel Service
UPS
$88.9B
$2.45M 1.19%
20,548
-47
-0.2% -$5.52K
NAD icon
15
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$2.24M 1.09%
159,488
-4,909
-3% -$68.9K
NEA icon
16
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$1.98M 0.97%
144,091
-19,896
-12% -$273K
AMZN icon
17
Amazon
AMZN
$2.44T
$1.9M 0.93%
32,560
-2,020
-6% -$111K
COST icon
18
Costco
COST
$432B
$1.9M 0.93%
10,231
-98
-0.9% -$16.9K
HON icon
19
Honeywell
HON
$76.4B
$1.89M 0.92%
13,654
-21
-0.2% -$2.82K
NVG icon
20
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$1.8M 0.88%
116,555
– –
VGM icon
21
Invesco Trust Investment Grade Municipals
VGM
$550M
$1.78M 0.87%
134,909
-13,056
-9% -$173K
ADBE icon
22
Adobe
ADBE
$105B
$1.68M 0.82%
9,600
– –
HD icon
23
Home Depot
HD
$337B
$1.59M 0.78%
8,410
+103
+1% +$17.8K
IQI icon
24
Invesco Quality Municipal Securities
IQI
$526M
$1.56M 0.76%
124,469
-9,911
-7% -$124K
VKQ icon
25
Invesco Municipal Trust
VKQ
$541M
$1.41M 0.69%
113,035
-10,829
-9% -$135K
1
2 3 4 5

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Tradewinds Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Tradewinds Capital Management held 787 positions worth $205M, up 4.6% from $196M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2017 filing shows 95 new, 97 increased, 106 reduced and 51 closed positions. Its largest new stake was iShares MSCI Spain ETF: 366,707 shares worth $12M. The largest sale was Invesco S&P 500 Equal Weight Financials ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2017 buy was iShares MSCI Spain ETF: 366,707 shares worth $12M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Europe ETF in Q4 2017, an estimated $5.5M increase.
  • Tradewinds Capital Management's biggest Q4 2017 reduction was Invesco S&P 500 Equal Weight Financials ETF, cutting an estimated $11.6M.
  • Tradewinds Capital Management fully exited Fortis in Q4 2017, selling an estimated $116K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $205M portfolio in Q4 2017.
  • Tradewinds Capital Management opened 95 new positions and closed 51 in Q4 2017.
  • Tradewinds Capital Management's portfolio value rose 4.6% quarter-over-quarter to $205M.

Based on Tradewinds Capital Management's 13F filing for Q4 2017, filed 1 Feb 2018.