We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.88%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$502M
AUM Growth
+$40.2M
Cap. Flow
+$19.8M
Cap. Flow %
3.94%
Top 10 Hldgs %
58.43%
Holding
811
New
97
Increased
132
Reduced
114
Closed
37

Top Buys

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$24M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$23.4M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$22.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$22.2M
5
JJE
iPath Series B Bloomberg Energy Subindex Total ReturnSM ETN
JJE
+$21.4M

Top Sells

Rank Stock Value
1
EWY icon
iShares MSCI South Korea ETF
EWY
+$22M
2
EWG icon
iShares MSCI Germany ETF
EWG
+$21.4M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$21.3M
4
INDA icon
iShares MSCI India ETF
INDA
+$21.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$20.7M

Sector Composition

Rank Sector Weight
1 Technology 16.07%
2 Consumer Discretionary 3.57%
3 Industrials 2.82%
4 Healthcare 1.56%
5 Financials 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$2.9T
$58.4M 11.63%
247,839
-10,687
-4% -$2.48M
SCHO icon
2
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$43.5M 8.65%
1,694,344
+160,448
+10% +$4.12M
SCHA icon
3
Schwab U.S Small- Cap ETF
SCHA
$21.8B
$29.5M 5.88%
1,184,532
+699,616
+144% +$17.2M
SLYV icon
4
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$25M 4.97%
304,382
+304,207
+173,833% +$23.4M
PSK icon
5
State Street SPDR ICE Preferred Securities ETF
PSK
$689M
$24.2M 4.82%
+557,000
New +$24M
CWB icon
6
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
$23.6M 4.69%
282,741
+7,613
+3% +$658K
SLYG icon
7
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
$22.8M 4.54%
265,718
+265,690
+948,893% +$22.6M
XLK icon
8
State Street Technology Select Sector SPDR ETF
XLK
$109B
$22.5M 4.48%
339,112
+282,384
+498% +$18.6M
XLY icon
9
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.7B
$22.4M 4.47%
267,130
+266,396
+36,294% +$22.2M
JJE
10
DELISTED
iPath Series B Bloomberg Energy Subindex Total ReturnSM ETN
JJE
$21.5M 4.29%
+696,239
New +$21.4M
SCHF icon
11
Schwab International Equity ETF
SCHF
$64.9B
$21.1M 4.19%
1,119,976
-136,976
-11% -$2.55M
HYMB icon
12
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$21M 4.18%
707,214
+83,820
+13% +$2.49M
SCHM icon
13
Schwab US Mid-Cap ETF
SCHM
$14.2B
$14.7M 2.92%
591,546
-98,571
-14% -$2.39M
AMZN icon
14
Amazon
AMZN
$2.44T
$9.02M 1.8%
58,300
-980
-2% -$155K
GNR icon
15
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.75B
$8.63M 1.72%
+171,674
New +$8.43M
MDYV icon
16
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$8.1M 1.61%
123,853
+18,802
+18% +$1.15M
XLB icon
17
State Street Materials Select Sector SPDR ETF
XLB
$8.72B
$8.01M 1.6%
+203,356
New +$7.67M
EWZ icon
18
iShares MSCI Brazil ETF
EWZ
$8.98B
$7.1M 1.41%
+212,192
New +$7.35M
AAPL icon
19
Apple
AAPL
$4.97T
$6.54M 1.3%
53,564
-1,787
-3% -$229K
DVYE icon
20
iShares Emerging Markets Dividend ETF
DVYE
$1.2B
$6.22M 1.24%
158,713
+158,222
+32,224% +$6.11M
XLE icon
21
State Street Energy Select Sector SPDR ETF
XLE
$39B
$5.15M 1.02%
209,874
+209,694
+116,497% +$4.84M
SBUX icon
22
Starbucks
SBUX
$119B
$4.69M 0.93%
42,893
-230
-0.5% -$24.1K
ADBE icon
23
Adobe
ADBE
$105B
$4.62M 0.92%
9,715
+15
+0.2% +$7.01K
GXC icon
24
State Street SPDR S&P China ETF
GXC
$456M
$4.02M 0.8%
30,693
+29,666
+2,889% +$4.17M
COST icon
25
Costco
COST
$432B
$3.22M 0.64%
9,127
-189
-2% -$65.8K
1
2 3 4 5

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
GWAG
Garrett Wealth Advisory Group Weatherford, Texas $562M AUM 16.6% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AC
Addison Capital Conshohocken, Pennsylvania $562M AUM 18.57% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return

Tradewinds Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Tradewinds Capital Management held 811 positions worth $502M, up 8.7% from $462M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $19.8M of net new capital in Q1 2021, opening 97 new positions and adding to 132 existing holdings. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares MSCI South Korea ETF, an estimated $22M trimmed.

  • Tradewinds Capital Management's largest Q1 2021 buy was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q1 2021, an estimated $23.4M increase.
  • Tradewinds Capital Management's biggest Q1 2021 reduction was iShares MSCI South Korea ETF, cutting an estimated $22M.
  • Tradewinds Capital Management fully exited Otelco, Inc. Class A in Q1 2021, selling an estimated $265K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $502M portfolio in Q1 2021.
  • Tradewinds Capital Management opened 97 new positions and closed 37 in Q1 2021.
  • Tradewinds Capital Management's portfolio value rose 8.7% quarter-over-quarter to $502M.

Based on Tradewinds Capital Management's 13F filing for Q1 2021, filed 23 Apr 2021.