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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.96%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$252M
AUM Growth
+$7.38M
Cap. Flow
+$5.26M
Cap. Flow %
2.09%
Top 10 Hldgs %
67.32%
Holding
672
New
55
Increased
127
Reduced
53
Closed
31

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.7M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.2M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$13.8M
4
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$3.91M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.57M

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$17M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$9.99M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.66M
4
SCHH icon
Schwab US REIT ETF
SCHH
+$5.22M
5
EWP icon
iShares MSCI Spain ETF
EWP
+$3.88M

Sector Composition

Rank Sector Weight
1 Technology 21.52%
2 Industrials 5.39%
3 Consumer Discretionary 4.66%
4 Financials 2.32%
5 Consumer Staples 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$2.9T
$40.6M 16.11%
292,377
-11,116
-4% -$1.53M
CWB icon
2
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
$28.5M 11.31%
543,902
+277,557
+104% +$14.7M
SCHA icon
3
Schwab U.S Small- Cap ETF
SCHA
$21.8B
$21.3M 8.44%
1,221,560
+806,500
+194% +$14.2M
SCHF icon
4
Schwab International Equity ETF
SCHF
$64.9B
$16.8M 6.66%
1,054,032
+75,692
+8% +$1.19M
EWA icon
5
iShares MSCI Australia ETF
EWA
$1.38B
$14.7M 5.82%
659,345
+4,454
+0.7% +$98.5K
GXC icon
6
State Street SPDR S&P China ETF
GXC
$456M
$13.5M 5.33%
+149,064
New +$13.8M
SPTL icon
7
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.5B
$12.9M 5.12%
314,761
+89,545
+40% +$3.57M
SCHX icon
8
Schwab US Large- Cap ETF
SCHX
$70.3B
$8.58M 3.4%
725,682
-479,910
-40% -$5.66M
SCHM icon
9
Schwab US Mid-Cap ETF
SCHM
$14.2B
$7.13M 2.83%
378,402
+7,815
+2% +$148K
RSPU icon
10
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$541M
$5.8M 2.3%
108,726
-333,676
-75% -$17M
AMZN icon
11
Amazon
AMZN
$2.44T
$4.77M 1.89%
54,980
+12,720
+30% +$1.18M
BA icon
12
Boeing
BA
$169B
$4.33M 1.72%
11,393
+128
+1% +$45.8K
SBUX icon
13
Starbucks
SBUX
$119B
$4.06M 1.61%
45,874
+145
+0.3% +$13.4K
SPEU icon
14
State Street SPDR Portfolio Europe ETF
SPEU
$716M
$3.99M 1.58%
119,995
-300,560
-71% -$9.99M
SGOL icon
15
abrdn Physical Gold Shares ETF
SGOL
$6.9B
$3.97M 1.57%
279,370
+275,470
+7,063% +$3.91M
AAPL icon
16
Apple
AAPL
$4.97T
$3.43M 1.36%
61,212
+772
+1% +$40.4K
COST icon
17
Costco
COST
$432B
$2.78M 1.1%
9,644
+615
+7% +$173K
ADBE icon
18
Adobe
ADBE
$105B
$2.65M 1.05%
9,607
+7
+0.1% +$2.04K
HON icon
19
Honeywell
HON
$76.4B
$2.17M 0.86%
13,607
+4
+0% +$636
UPS icon
20
United Parcel Service
UPS
$88.9B
$1.55M 0.62%
12,953
-911
-7% -$104K
CSCO icon
21
Cisco
CSCO
$443B
$1.51M 0.6%
30,475
+66
+0.2% +$3.43K
HD icon
22
Home Depot
HD
$337B
$1.48M 0.59%
6,366
-223
-3% -$48.7K
ZDEU
23
DELISTED
SPDR Solactive Germany ETF
ZDEU
$1.38M 0.55%
+25,173
New +$1.38M
ORCL icon
24
Oracle
ORCL
$339B
$1.33M 0.53%
24,136
-306
-1% -$16.9K
AMGN icon
25
Amgen
AMGN
$209B
$1.19M 0.47%
6,131
+63
+1% +$12.1K
1
2 3 4 5

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Tradewinds Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Tradewinds Capital Management held 672 positions worth $252M, up 3% from $245M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Tradewinds Capital Management's Q3 2019 filing shows 55 new, 127 increased, 53 reduced and 31 closed positions. Its largest new stake was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $17M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2019 buy was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M.
  • Tradewinds Capital Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q3 2019 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $17M.
  • Tradewinds Capital Management fully exited Chipotle Mexican Grill in Q3 2019, selling an estimated $147K.
  • Tradewinds Capital Management's ten largest holdings make up 67% of its $252M portfolio in Q3 2019.
  • Tradewinds Capital Management opened 55 new positions and closed 31 in Q3 2019.
  • Tradewinds Capital Management's portfolio value rose 3% quarter-over-quarter to $252M.

Based on Tradewinds Capital Management's 13F filing for Q3 2019, filed 17 Oct 2019.