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TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
+0.13%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$135M
AUM Growth
-$3.37M
(-2.4%)
Cap. Flow
-$2.69M
Cap. Flow
% of AUM
-1.99%
Top 10 Holdings %
Top 10 Hldgs %
43.02%
Holding
690
New
42
Increased
94
Reduced
84
Closed
49
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab International Equity ETF
SCHF
|
+$8.99M |
| 2 |
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
|
+$2.62M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$150K |
| 4 |
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
|
+$90.8K |
| 5 |
Qorvo
QRVO
|
+$65.6K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US REIT ETF
SCHH
|
+$10M |
| 2 |
SCHV
Schwab US Large-Cap Value ETF
SCHV
|
+$1.27M |
| 3 |
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
|
+$833K |
| 4 |
Microsoft
MSFT
|
+$735K |
| 5 |
Schwab US Large-Cap Growth ETF
SCHG
|
+$514K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 24.4% |
| 2 | Industrials | 7.87% |
| 3 | Healthcare | 5.49% |
| 4 | Consumer Discretionary | 4.64% |
| 5 | Consumer Staples | 2.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
Microsoft
MSFT
$2.9T
| $21.1M | 15.64% |
519,344
-16,877
| -3% | -$735K |
|
|
2
Schwab International Equity ETF
SCHF
$64.9B
| $9.63M | 7.13% |
637,158
+605,076
| +1,886% | +$8.99M |
|
|
3
Schwab US REIT ETF
SCHH
$11.7B
| $5.08M | 3.76% |
250,530
-491,904
| -66% | -$10M |
|
|
4
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.76B
| $3.54M | 2.62% |
83,901
+64,155
| +325% | +$2.62M |
|
|
5
Schwab US Large-Cap Growth ETF
SCHG
$58.2B
| $3.35M | 2.48% |
496,752
-77,616
| -14% | -$514K |
|
6
Apple
AAPL
$4.97T
| $3.26M | 2.42% |
104,924
+1,704
| +2% | +$51.5K |
|
7
Starbucks
SBUX
$119B
| $3.2M | 2.37% |
67,660
+100
| +0.1% | +$4.49K |
|
8
Schwab US Mid-Cap ETF
SCHM
$14.2B
| $3.16M | 2.34% |
219,456
+2,652
| +1% | +$37K |
|
9
Schwab U.S Small- Cap ETF
SCHA
$21.8B
| $3.1M | 2.29% |
215,104
+2,768
| +1% | +$38.7K |
|
10
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
| $2.64M | 1.96% |
56,032
+1,244
| +2% | +$56.5K |
|
11
United Parcel Service
UPS
$88.9B
| $2.19M | 1.62% |
22,553
-209
| -0.9% | -$21.4K |
|
|
12
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
| $2.16M | 1.6% |
49,670
-19,492
| -28% | -$833K |
|
13
Invesco Trust Investment Grade Municipals
VGM
$550M
| $1.83M | 1.36% |
136,279
+1,522
| +1% | +$20.5K |
|
14
Boeing
BA
$169B
| $1.83M | 1.36% |
12,201
+2
| +0% | +$291 |
|
|
ESRX
15
DELISTED
Express Scripts Holding Company
ESRX
| $1.83M | 1.35% |
21,039
| – | – |
|
|
16
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
| $1.67M | 1.24% |
31,218
+1,736
| +6% | +$90.8K |
|
17
Honeywell
HON
$76.4B
| $1.56M | 1.16% |
16,666
-1,071
| -6% | -$98K |
|
18
Costco
COST
$432B
| $1.5M | 1.11% |
9,895
-99
| -1% | -$14.5K |
|
19
Oracle
ORCL
$339B
| $1.48M | 1.09% |
34,213
-733
| -2% | -$31.8K |
|
20
Invesco Advantage Municipal Income Trust II
VKI
$397M
| $1.44M | 1.06% |
122,287
+1,759
| +1% | +$20.7K |
|
21
F5
FFIV
$22B
| $1.29M | 0.95% |
11,212
+406
| +4% | +$47.8K |
|
22
Invesco Quality Municipal Securities
IQI
$526M
| $1.25M | 0.92% |
99,274
-2,957
| -3% | -$37.4K |
|
23
Valmont Industries
VMI
$8.86B
| $1.23M | 0.91% |
10,000
| – | – |
|
|
BTA
24
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
| $1.1M | 0.82% |
96,018
-131
| -0.1% | -$1.5K |
|
25
Amgen
AMGN
$209B
| $1.09M | 0.81% |
6,836
-399
| -6% | -$62.8K |
|
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Tradewinds Capital Management's Q1 2015 Portfolio in Review
As of Q1 2015, Tradewinds Capital Management held 690 positions worth $135M, down 2.4% from $138M the previous quarter. Its ten largest holdings account for 43% of the portfolio.
Tradewinds Capital Management's Q1 2015 filing shows 42 new, 94 increased, 84 reduced and 49 closed positions. Its largest new stake was Qorvo: 921 shares worth $73K. The largest sale was Schwab US REIT ETF, an estimated $10M.
By sector, the portfolio is most concentrated in Technology at 24% of assets, down from 27% a quarter earlier, followed by Industrials and Healthcare.
- Tradewinds Capital Management's largest Q1 2015 buy was Qorvo: 921 shares worth $73K.
- Tradewinds Capital Management added most to Schwab International Equity ETF in Q1 2015, an estimated $8.99M increase.
- Tradewinds Capital Management's biggest Q1 2015 reduction was Schwab US REIT ETF, cutting an estimated $10M.
- Tradewinds Capital Management fully exited Eaton Vance California Municipal Bond II Shares of Ben. Int. in Q1 2015, selling an estimated $145K.
- Tradewinds Capital Management's ten largest holdings make up 43% of its $135M portfolio in Q1 2015.
- Tradewinds Capital Management opened 42 new positions and closed 49 in Q1 2015.
- Tradewinds Capital Management's portfolio value fell 2.4% quarter-over-quarter to $135M.
Based on Tradewinds Capital Management's 13F filing for Q1 2015, filed 4 May 2015.