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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+8.48%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$138M
AUM Growth
+$10.5M
Cap. Flow
+$493K
Cap. Flow %
0.36%
Top 10 Hldgs %
44.58%
Holding
731
New
48
Increased
112
Reduced
88
Closed
48

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.28M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$886K
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$330K
4
VKQ icon
Invesco Municipal Trust
VKQ
+$149K
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$132K

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$7.86M
2
MSFT icon
Microsoft
MSFT
+$1.53M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$320K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$308K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$297K

Sector Composition

Rank Sector Weight
1 Technology 25.22%
2 Industrials 6.97%
3 Consumer Discretionary 5.15%
4 Healthcare 5.13%
5 Financials 2.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$2.9T
$24.5M 17.7%
441,601
-29,080
-6% -$1.53M
SCHH icon
2
Schwab US REIT ETF
SCHH
$11.7B
$13.6M 9.79%
683,850
+423,712
+163% +$8.28M
SBUX icon
3
Starbucks
SBUX
$119B
$3.96M 2.86%
65,890
+557
+0.9% +$33.9K
SCHG icon
4
Schwab US Large-Cap Growth ETF
SCHG
$58.2B
$3.56M 2.57%
539,248
+132,816
+33% +$886K
SCHM icon
5
Schwab US Mid-Cap ETF
SCHM
$14.2B
$3.11M 2.25%
233,166
+39
+0% +$530
SCHA icon
6
Schwab U.S Small- Cap ETF
SCHA
$21.8B
$2.95M 2.13%
226,240
+2,260
+1% +$30.2K
AAPL icon
7
Apple
AAPL
$4.97T
$2.78M 2.01%
105,560
+784
+0.7% +$22.4K
SLYG icon
8
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
$2.73M 1.98%
63,408
-6,740
-10% -$308K
MDYG icon
9
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.76B
$2.38M 1.72%
60,690
-7,380
-11% -$297K
SCHV
10
Schwab US Large-Cap Value ETF
SCHV
$15.6B
$2.19M 1.58%
154,647
+3,150
+2% +$44.7K
UPS icon
11
United Parcel Service
UPS
$88.9B
$2.03M 1.47%
21,077
-631
-3% -$64.5K
VGM icon
12
Invesco Trust Investment Grade Municipals
VGM
$550M
$1.99M 1.44%
149,406
+4,089
+3% +$53.6K
ESRX
13
DELISTED
Express Scripts Holding Company
ESRX
$1.84M 1.33%
21,070
-264
-1% -$22.6K
COST icon
14
Costco
COST
$432B
$1.59M 1.15%
9,855
+104
+1% +$16.4K
VKI icon
15
Invesco Advantage Municipal Income Trust II
VKI
$397M
$1.57M 1.13%
133,130
+141
+0.1% +$1.61K
IQI icon
16
Invesco Quality Municipal Securities
IQI
$526M
$1.53M 1.11%
120,576
+8,419
+8% +$104K
BA icon
17
Boeing
BA
$169B
$1.52M 1.1%
10,516
-1,096
-9% -$158K
SLYV icon
18
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$1.48M 1.07%
31,892
+1,550
+5% +$76.9K
VKQ icon
19
Invesco Municipal Trust
VKQ
$541M
$1.48M 1.07%
115,991
+11,903
+11% +$149K
HON icon
20
Honeywell
HON
$76.4B
$1.45M 1.05%
15,617
-774
-5% -$71K
BTA
21
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$1.25M 0.91%
108,978
+11,070
+11% +$124K
ORCL icon
22
Oracle
ORCL
$339B
$1.16M 0.84%
31,790
-1,702
-5% -$65K
HD icon
23
Home Depot
HD
$337B
$1.11M 0.8%
8,422
-234
-3% -$29.8K
AMGN icon
24
Amgen
AMGN
$209B
$1.09M 0.79%
6,716
+1
+0% +$157
VMI icon
25
Valmont Industries
VMI
$8.86B
$1.06M 0.77%
10,000
– –
1
2 3 4 5

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Tradewinds Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Tradewinds Capital Management held 731 positions worth $138M, up 8.2% from $128M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2015 filing shows 48 new, 112 increased, 88 reduced and 48 closed positions. Its largest new stake was Alphabet (Google) Class A: 8,920 shares worth $347K. The largest sale was Schwab International Equity ETF, an estimated $7.86M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2015 buy was Alphabet (Google) Class A: 8,920 shares worth $347K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q4 2015, an estimated $8.28M increase.
  • Tradewinds Capital Management's biggest Q4 2015 reduction was Schwab International Equity ETF, cutting an estimated $7.86M.
  • Tradewinds Capital Management fully exited COMCAST CORP SPL A (NEW) in Q4 2015, selling an estimated $74K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2015.
  • Tradewinds Capital Management opened 48 new positions and closed 48 in Q4 2015.
  • Tradewinds Capital Management's portfolio value rose 8.2% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2015, filed 27 Jan 2016.