Tradewinds Capital Management’s PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund HYS Stock Holding History

Tradewinds Capital Management’s Portfolio HYS Stock Details HYS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-200	Closed	-$20K	–	675
2017 Q2	$20K	Buy	+200	New	+$20.2K	0.01%	291
2016 Q2	–	Sell	-90	Closed	-$9K	–	645
2016 Q1	$9K	Buy	+90	New	+$8.13K	0.01%	413
2014 Q2	–	Sell	-10	Closed	-$1K	–	628
2014 Q1	$1K	Buy	+10	New	+$1.07K	﹤0.01%	584

Other funds holding HYS

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

Value Monitoring Menlo Park, California $1.5M AUM 13.21% 1-Year Est. Return

WIM

Windhaven Investment Management Boston, Massachusetts $7.79B AUM 7.81% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Tradewinds Capital Management's HYS Position: Q3 2017 in Review

Tradewinds Capital Management sold out of PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund (HYS) in Q3 2017, closing a stake of 200 shares — an estimated $20K sold.

Tradewinds Capital Management first reported a position in HYS in Q1 2014 and held it in 3 quarters. The position peaked at $20K in Q2 2017. 201 funds tracked by Wall St. Rank hold HYS as of Q3 2017.

Tradewinds Capital Management reported no remaining PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund position as of Q3 2017 after selling out during the quarter.
Tradewinds Capital Management sold 200 PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund shares in Q3 2017, an estimated $20K.
Tradewinds Capital Management first reported a position in PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund in Q1 2014 and held it in 3 quarters.
Tradewinds Capital Management's PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund position peaked at $20K in Q2 2017.
201 funds tracked by Wall St. Rank held PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund as of Q3 2017.

Based on Tradewinds Capital Management's 13F filing for Q3 2017, filed 3 Nov 2017.