Tradewinds Capital Management’s Prospect Capital PSEC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-1,014	Closed	-$8K	–	687
2017 Q2	$8K	Buy	+1,014	New	+$8K	﹤0.01%	429
2014 Q2	–	Sell	-114	Closed	-$1K	–	641
2014 Q1	$1K	Hold	114	–	–	﹤0.01%	589
2013 Q4	$1K	Buy	+114	New	+$1K	﹤0.01%	553