Tradewinds Capital Management’s State Street SPDR Nuveen ICE Short Term Municipal Bond ETF SHM Stock Holding History

Tradewinds Capital Management’s Portfolio SHM Stock Details SHM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-3	Closed	–	–	731
2017 Q3	$0	Hold	3	–	–	﹤0.01%	685
2017 Q2	$0	Hold	3	–	–	﹤0.01%	705
2017 Q1	$0	Hold	3	–	–	﹤0.01%	722
2016 Q4	$0	Hold	3	–	–	﹤0.01%	688
2016 Q3	$0	Hold	3	–	–	﹤0.01%	683
2016 Q2	$0	Buy	+3	New	+$147	﹤0.01%	663
2016 Q1	–	Sell	-3	Closed	–	–	677
2015 Q4	$0	Hold	3	–	–	﹤0.01%	676
2015 Q3	$0	Sell	3 -11	-79%	-$535	﹤0.01%	704
2015 Q2	$1K	Hold	14	–	–	﹤0.01%	634
2015 Q1	$1K	Hold	14	–	–	﹤0.01%	579
2014 Q4	$1K	Hold	14	–	–	﹤0.01%	588
2014 Q3	$1K	Hold	14	–	–	﹤0.01%	562
2014 Q2	$1K	Hold	14	–	–	﹤0.01%	587
2014 Q1	$1K	Buy	14 +4	+40%	+$195	﹤0.01%	591
2013 Q4	$0	Buy	+10	New	+$485	﹤0.01%	597

Other funds holding SHM

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bailard Foster City, California $4.35B AUM 23.57% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Tradewinds Capital Management's SHM Position: Q4 2017 in Review

Tradewinds Capital Management sold out of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) in Q4 2017, closing a stake of 3 shares.

Tradewinds Capital Management first reported a position in SHM in Q4 2013 and held it in 15 quarters. The position peaked at $1K in Q2 2015. 321 funds tracked by Wall St. Rank hold SHM as of Q4 2017.

Tradewinds Capital Management reported no remaining State Street SPDR Nuveen ICE Short Term Municipal Bond ETF position as of Q4 2017 after selling out during the quarter.
Tradewinds Capital Management sold 3 State Street SPDR Nuveen ICE Short Term Municipal Bond ETF shares in Q4 2017.
Tradewinds Capital Management first reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q4 2013 and held it in 15 quarters.
Tradewinds Capital Management's State Street SPDR Nuveen ICE Short Term Municipal Bond ETF position peaked at $1K in Q2 2015.
321 funds tracked by Wall St. Rank held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF as of Q4 2017.

Based on Tradewinds Capital Management's 13F filing for Q4 2017, filed 1 Feb 2018.