Simplex Trading

Simplex Trading Portfolio holdings

AUM $4.53B
1-Year Est. Return 0.99%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.99%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$4.53B
AUM Growth
+$819M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,596
New
Increased
Reduced
Closed

Top Buys

1 +$237M
2 +$103M
3 +$93.9M
4
IBIT icon
iShares Bitcoin Trust
IBIT
+$80.5M
5
PDD icon
Pinduoduo
PDD
+$61.3M

Top Sells

1 +$129M
2 +$108M
3 +$89.1M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$79.3M
5
MU icon
Micron Technology
MU
+$64.3M

Sector Composition

1 Technology 34.04%
2 Consumer Discretionary 13.08%
3 Healthcare 10.63%
4 Financials 7.02%
5 Industrials 3.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
PRPH icon
1926
ProPhase Labs
PRPH
$11.6M
$18K ﹤0.01%
40,598
+28,984
SCVL icon
1927
Shoe Carnival
SCVL
$475M
$18K ﹤0.01%
898
-789
THR icon
1928
Thermon Group Holdings
THR
$1.15B
$18K ﹤0.01%
+693
UMC icon
1929
United Microelectronic
UMC
$17.9B
$18K ﹤0.01%
2,430
-1,608
PRKS icon
1930
United Parks & Resorts
PRKS
$1.74B
$18K ﹤0.01%
360
-4,531
CEPO
1931
Cantor Equity Partners I
CEPO
$264M
$18K ﹤0.01%
+1,725
HUMN
1932
Roundhill Humanoid Robotics ETF
HUMN
$31.2M
$18K ﹤0.01%
+627
ACT icon
1933
Enact Holdings
ACT
$5.44B
$17K ﹤0.01%
+446
CCCC icon
1934
C4 Therapeutics
CCCC
$239M
$17K ﹤0.01%
+7,836
CNMD icon
1935
CONMED
CNMD
$1.3B
$17K ﹤0.01%
362
-3,325
COWZ icon
1936
Pacer US Cash Cows 100 ETF
COWZ
$19.7B
$17K ﹤0.01%
+307
CRDL
1937
Cardiol Therapeutics
CRDL
$102M
$17K ﹤0.01%
+16,455
EGAN icon
1938
eGain
EGAN
$328M
$17K ﹤0.01%
1,997
+1,363
FCEL icon
1939
FuelCell Energy
FCEL
$336M
$17K ﹤0.01%
2,286
-16,798
FCG icon
1940
First Trust Natural Gas ETF
FCG
$341M
$17K ﹤0.01%
728
-4,927
IPO icon
1941
Renaissance IPO ETF
IPO
$159M
$17K ﹤0.01%
353
+314
IYG icon
1942
iShares US Financial Services ETF
IYG
$1.91B
$17K ﹤0.01%
+200
KBWY icon
1943
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$242M
$17K ﹤0.01%
1,086
+24
KORU icon
1944
Direxion Daily South Korea Bull 3X Shares
KORU
$190M
$17K ﹤0.01%
+170
NHC icon
1945
National Healthcare
NHC
$1.99B
$17K ﹤0.01%
+145
NRDY icon
1946
Nerdy
NRDY
$105M
$17K ﹤0.01%
13,575
+11,502
OFG icon
1947
OFG Bancorp
OFG
$1.78B
$17K ﹤0.01%
+396
OILK icon
1948
ProShares K-1 Free Crude Oil Strategy ETF
OILK
$65.3M
$17K ﹤0.01%
436
-2,598
RSPT icon
1949
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$4.26B
$17K ﹤0.01%
392
+86
SHC icon
1950
Sotera Health
SHC
$4.44B
$17K ﹤0.01%
1,121
+986