Simplex Trading

Simplex Trading Portfolio holdings

AUM $2.82B
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

AUM
$2.82B
AUM Growth
-$729M
Cap. Flow
+$412M
Cap. Flow %
14.63%
Top 10 Hldgs %
31.34%
Holding
4,435
New
903
Increased
735
Reduced
755
Closed
942

Top Sells

1
$497M
2
$73.7M
3
$41.8M
4
$18.2M
5
$16.9M

Sector Composition

1Technology22.97%
2Consumer Discretionary12.26%
3Healthcare9.52%
4Communication Services8.42%
5Financials7.07%
Name Market Value Portfolio Weight Shares or Principal Shares
Change %
Capital Flow
$6K0%165
-2,132
-93%
-$77.5K
$6K0%7,821
-2,853
-27%
-$2.19K
$6K0%120 New
+$6K
$6K0%725
-5,227
-88%
-$43.3K
$6K0%421 New
+$6K
$6K0%5,378
-12,787
-70%
-$14.3K
$6K0%301 New
+$6K
$6K0%559
-2,694
-83%
-$28.9K
$6K0%2,388
+1,342
+128%
+$3.37K
$6K0%1,782
+1,102
+162%
+$3.71K
$6K0%1,693 New
+$6K
$6K0%3,444 New
+$6K
$6K0%5,636 New
+$6K
$6K0%524
-4,709
-90%
-$53.9K
$6K0%931
+335
+56%
+$2.16K
$6K0%279
+109
+64%
+$2.34K
$6K0%97 New
+$6K
$6K0%50
+10
+25%
+$1.2K
$6K0%386 New
+$6K
$6K0%3,397
+3,181
+1,473%
+$5.62K
$6K0%5,574
-2,007
-26%
-$2.16K
$6K0%484
-3,571
-88%
-$44.3K
$6K0%4,775 New
+$6K
$6K0%12 New
+$6K
$6K0%401 New
+$6K