Simplex Trading

Simplex Trading Portfolio holdings

AUM $2.82B
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

AUM
$2.82B
AUM Growth
-$729M
Cap. Flow
+$412M
Cap. Flow %
14.63%
Top 10 Hldgs %
31.34%
Holding
4,435
New
903
Increased
735
Reduced
755
Closed
942

Top Sells

1
$497M
2
$73.7M
3
$41.8M
4
$18.2M
5
$16.9M

Sector Composition

1Technology22.97%
2Consumer Discretionary12.26%
3Healthcare9.52%
4Communication Services8.42%
5Financials7.07%
Name Market Value Portfolio Weight Shares or Principal Shares
Change %
Capital Flow
$8K0%8,805
+5,459
+163%
+$4.96K
$8K0%1,470
+682
+87%
+$3.71K
$8K0%107 New
+$8K
$8K0%590
+243
+70%
+$3.3K
$8K0%74 New
+$8K
$8K0%97 New
+$8K
$8K0%8,571
-89,973
-91%
-$84K
$8K0%479 New
+$8K
$8K0%20,887
-49,470
-70%
-$18.9K
$8K0%49,111
+36,625
+293%
+$5.97K
$7K0%963
+882
+1,089%
+$6.41K
$7K0%99
+96
+3,200%
+$6.79K
$7K0%244 New
+$7K
$7K0%118 New
+$7K
$7K0%1,868 New
+$7K
$7K0%908
-75,711
-99%
-$584K
$7K0%4,213
+1,872
+80%
+$3.11K
$7K0%409
-839
-67%
-$14.4K
$7K0%322
+275
+585%
+$5.98K
$7K0%279
-3,477
-93%
-$87.2K
$7K0%565 New
+$7K
$7K0%2,349
+2,202
+1,498%
+$6.56K
$7K0%1,464
-1,232
-46%
-$5.89K
$7K0%1,339 New
+$7K
$7K0%99 New
+$7K