Simplex Trading

Simplex Trading Portfolio holdings

AUM $2.82B
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

AUM
$2.82B
AUM Growth
-$729M
Cap. Flow
+$412M
Cap. Flow %
14.63%
Top 10 Hldgs %
31.34%
Holding
4,435
New
903
Increased
735
Reduced
755
Closed
942

Top Sells

1
$497M
2
$73.7M
3
$41.8M
4
$18.2M
5
$16.9M

Sector Composition

1Technology22.97%
2Consumer Discretionary12.26%
3Healthcare9.52%
4Communication Services8.42%
5Financials7.07%
Name Market Value Portfolio Weight Shares or Principal Shares
Change %
Capital Flow
$4K0%149 New
+$4K
$4K0%333 New
+$4K
$4K0%140
-1,804
-93%
-$51.5K
$4K0%336
-1,896
-85%
-$22.6K
$4K0%1,193 New
+$4K
$4K0%1,570 New
+$4K
$4K0%325 New
+$4K
$4K0%180 New
+$4K
$4K0%1,095
-11,165
-91%
-$40.8K
$4K0%937
+531
+131%
+$2.27K
$4K0%408 New
+$4K
$4K0%226
+220
+3,667%
+$3.89K
$4K0%3,224 New
+$4K
$4K0%66 New
+$4K
$4K0%6,959
+2,390
+52%
+$1.37K
$4K0%2,197
-7,032
-76%
-$12.8K
$4K0%138 New
+$4K
$4K0%96 New
+$4K
$4K0%90 New
+$4K
$4K0%23 New
+$4K
$4K0%101 New
+$4K
$4K0%207 New
+$4K
$4K0%168 New
+$4K
$4K0%661 New
+$4K
$4K0%2,390
+1,670
+232%
+$2.8K