Simplex Trading

Simplex Trading Portfolio holdings

AUM $4.53B
1-Year Est. Return 0.99%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.99%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$4.53B
AUM Growth
+$819M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,596
New
Increased
Reduced
Closed

Top Buys

1 +$237M
2 +$103M
3 +$93.9M
4
IBIT icon
iShares Bitcoin Trust
IBIT
+$80.5M
5
PDD icon
Pinduoduo
PDD
+$61.3M

Top Sells

1 +$129M
2 +$108M
3 +$89.1M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$79.3M
5
MU icon
Micron Technology
MU
+$64.3M

Sector Composition

1 Technology 34.04%
2 Consumer Discretionary 13.08%
3 Healthcare 10.63%
4 Financials 7.02%
5 Industrials 3.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
TEX icon
1951
Terex
TEX
$3B
$17K ﹤0.01%
+333
THNQ icon
1952
ROBO Global Artificial Intelligence ETF
THNQ
$274M
$17K ﹤0.01%
+280
TPIC
1953
DELISTED
TPI Composites
TPIC
$17K ﹤0.01%
+564,138
TRGP icon
1954
Targa Resources
TRGP
$37.2B
$17K ﹤0.01%
103
-10,274
UGE icon
1955
ProShares Ultra Consumer Staples
UGE
$7.1M
$17K ﹤0.01%
+1,038
XHE icon
1956
State Street SPDR S&P Health Care Equipment ETF
XHE
$152M
$17K ﹤0.01%
+216
YORW icon
1957
York Water
YORW
$465M
$17K ﹤0.01%
+561
AIP icon
1958
Arteris
AIP
$599M
$16K ﹤0.01%
1,607
-264
ATXS icon
1959
Astria Therapeutics
ATXS
$718M
$16K ﹤0.01%
2,217
+1,957
AVB icon
1960
AvalonBay Communities
AVB
$25.2B
$16K ﹤0.01%
+88
BETZ icon
1961
Roundhill Sports Betting & iGaming ETF
BETZ
$69.1M
$16K ﹤0.01%
704
+290
BFIN icon
1962
BankFinancial
BFIN
$142M
$16K ﹤0.01%
1,409
+1,261
BPOP icon
1963
Popular Inc
BPOP
$7.7B
$16K ﹤0.01%
+132
CCAP icon
1964
Crescent Capital BDC
CCAP
$505M
$16K ﹤0.01%
1,132
-990
GEF icon
1965
Greif
GEF
$3.55B
$16K ﹤0.01%
271
+36
GGB icon
1966
Gerdau
GGB
$7.02B
$16K ﹤0.01%
5,260
-31,218
GNSS icon
1967
Genasys
GNSS
$103M
$16K ﹤0.01%
6,734
+6,252
COLO
1968
Global X MSCI Colombia ETF
COLO
$116M
$16K ﹤0.01%
493
-7,785
HAIN icon
1969
Hain Celestial
HAIN
$123M
$16K ﹤0.01%
10,696
-1,269
HCM icon
1970
HUTCHMED
HCM
$2.59B
$16K ﹤0.01%
1,029
-1,028
IMXI icon
1971
International Money Express
IMXI
$449M
$16K ﹤0.01%
1,200
-566
LPLA icon
1972
LPL Financial
LPLA
$29.7B
$16K ﹤0.01%
+50
OMCL icon
1973
Omnicell
OMCL
$1.58B
$16K ﹤0.01%
537
-7,249
PYXS icon
1974
Pyxis Oncology
PYXS
$271M
$16K ﹤0.01%
7,433
-5,182
SEZL icon
1975
Sezzle
SEZL
$1.78B
$16K ﹤0.01%
+205