We are live on ! Find out more
Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
ALG icon
6676
CALL
Alamo Group
ALG
$2.11B
$32.9K ﹤0.01%
+200
New +$32.3K
DFH icon
6677
Dream Finders Homes
DFH
$1.25B
$32.8K ﹤0.01%
1,900
-362
-16% -$5.32K
OCGN icon
6678
Ocugen
OCGN
$461M
$32.7K ﹤0.01%
+21,381
New +$32.5K
DJP icon
6679
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$873M
$32.6K ﹤0.01%
746
-531
-42% -$25.5K
NIU
6680
CALL
Niu Technologies
NIU
$153M
$32.6K ﹤0.01%
16,200
UNX
6681
Tradr 2X Long U Daily ETF
UNX
$6.17M
$32.6K ﹤0.01%
+705
New +$29.7K
DHC
6682
CALL
Diversified Healthcare Trust
DHC
$1.82B
$32.5K ﹤0.01%
+3,500
New +$28.7K
BFH icon
6683
PUT
Bread Financial
BFH
$4.26B
$32.5K ﹤0.01%
+300
New +$26.9K
NOVT icon
6684
CALL
Novanta
NOVT
$5.61B
$32.4K ﹤0.01%
200
+100
+100% +$14.5K
SPHY icon
6685
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.9B
$32.4K ﹤0.01%
1,383
-810
-37% -$19K
IVR icon
6686
PUT
Invesco Mortgage Capital
IVR
$775M
$32.4K ﹤0.01%
4,100
-14,400
-78% -$116K
ACIU icon
6687
PUT
AC Immune
ACIU
$284M
$32.4K ﹤0.01%
13,600
+13,500
+13,500% +$37.2K
ATHM icon
6688
CALL
Autohome
ATHM
$2.54B
$32.4K ﹤0.01%
+1,700
New +$30.7K
FELE icon
6689
CALL
Franklin Electric
FELE
$4.41B
$32.2K ﹤0.01%
300
+200
+200% +$20.1K
FTAG icon
6690
First Trust Exchange-Traded Fund II First Trust Indxx Global Agriculture ETF
FTAG
$15.4M
$32.1K ﹤0.01%
1,111
+983
+768% +$28.9K
APPF icon
6691
PUT
AppFolio
APPF
$7.59B
$32.1K ﹤0.01%
+200
New +$31.9K
LFCR icon
6692
PUT
Lifecore Biomedical
LFCR
$167M
$32K ﹤0.01%
6,100
-3,300
-35% -$16.6K
GDXW
6693
Roundhill Gold Miners WeeklyPay ETF
GDXW
$82.4M
$32K ﹤0.01%
882
+334
+61% +$16K
BUZZ icon
6694
VanEck Social Sentiment ETF
BUZZ
$99.6M
$32K ﹤0.01%
866
+656
+312% +$23.3K
HBT icon
6695
CALL
HBT Financial
HBT
$1.33B
$32K ﹤0.01%
1,000
-100
-9% -$2.88K
MCY icon
6696
PUT
Mercury Insurance
MCY
$5.79B
$32K ﹤0.01%
300
-100
-25% -$9.85K
FC icon
6697
Franklin Covey
FC
$215M
$31.9K ﹤0.01%
1,302
+1,288
+9,200% +$29.4K
DXC icon
6698
PUT
DXC Technology
DXC
$1.86B
$31.9K ﹤0.01%
3,600
-11,600
-76% -$120K
CBL
6699
CALL
DELISTED
CBL& Associates Properties, Inc.
CBL
$31.9K ﹤0.01%
600
-100
-14% -$5.31K
MTUS icon
6700
CALL
Metallus
MTUS
$826M
$31.8K ﹤0.01%
+1,700
New +$31.9K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.