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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
FMDG
6451
CALL
DELISTED
Fieldstone Merlin Dynamic Large Cap Growth ETF
FMDG
$42.2K ﹤0.01%
1,000
-3,000
-75% -$127K
ALLE icon
6452
CALL
Allegion
ALLE
$13.4B
$42.1K ﹤0.01%
+300
New +$40.8K
VTGN icon
6453
CALL
VistaGen Therapeutics
VTGN
$10.8M
$42.1K ﹤0.01%
186,400
+172,100
+1,203% +$104K
EXTR icon
6454
PUT
Extreme Networks
EXTR
$2.83B
$42.1K ﹤0.01%
1,300
+1,100
+550% +$26.5K
AFG icon
6455
PUT
American Financial Group
AFG
$11.8B
$42K ﹤0.01%
300
CRON
6456
PUT
Cronos Group
CRON
$1.2B
$42K ﹤0.01%
15,100
-13,000
-46% -$34.9K
SARO
6457
StandardAero Inc
SARO
$8.21B
$42K ﹤0.01%
1,403
+1,173
+510% +$30.8K
FDUS icon
6458
PUT
Fidus Investment
FDUS
$745M
$42K ﹤0.01%
+2,200
New +$40.8K
HGV icon
6459
PUT
Hilton Grand Vacations
HGV
$3.27B
$41.9K ﹤0.01%
800
+500
+167% +$24.1K
CEGX
6460
Tradr 2X Long CEG Daily ETF
CEGX
$19.7M
$41.9K ﹤0.01%
+3,594
New +$56.3K
MMED
6461
CALL
MiniMed Group Inc
MMED
$6.55B
$41.9K ﹤0.01%
+2,800
New +$36.9K
BND icon
6462
PUT
Vanguard Total Bond Market
BND
$160B
$41.8K ﹤0.01%
600
-1,700
-74% -$125K
KROS icon
6463
CALL
Keros Therapeutics
KROS
$224M
$41.7K ﹤0.01%
3,900
-31,900
-89% -$355K
HTHT icon
6464
PUT
Huazhu Hotels Group
HTHT
$14.1B
$41.7K ﹤0.01%
1,000
-4,100
-80% -$195K
FC icon
6465
PUT
Franklin Covey
FC
$215M
$41.7K ﹤0.01%
+1,700
New +$38.7K
SLON
6466
ProShares Ultra Solana ETF
SLON
$23.9M
$41.6K ﹤0.01%
2,331
+2,063
+770% +$48.1K
ACET icon
6467
Adicet Bio
ACET
$89.8M
$41.6K ﹤0.01%
4,814
+3,421
+246% +$27K
PTIR
6468
GraniteShares 2x Long PLTR Daily ETF
PTIR
$321M
$41.6K ﹤0.01%
+4,430
New +$60.5K
BHB icon
6469
PUT
Bar Harbor Bankshares
BHB
$677M
$41.5K ﹤0.01%
1,100
+900
+450% +$31.6K
TBPH icon
6470
Theravance Biopharma
TBPH
$887M
$41.5K ﹤0.01%
+2,442
New +$40.4K
CMBT
6471
CMB.TECH NV
CMBT
$5.66B
$41.5K ﹤0.01%
2,966
-36,943
-93% -$532K
MRAL
6472
GraniteShares 2x Long MARA Daily ETF
MRAL
$45.3M
$41.5K ﹤0.01%
583
+330
+130% +$20.7K
RDNT icon
6473
RadNet
RDNT
$5.8B
$41.4K ﹤0.01%
672
-2,612
-80% -$147K
TII
6474
Titan Mining Corp
TII
$321M
$41.3K ﹤0.01%
+18,869
New +$47K
TARA icon
6475
CALL
Protara Therapeutics
TARA
$233M
$41.3K ﹤0.01%
10,800
-19,800
-65% -$94.2K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.