We are live on ! Find out more
Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
SWBI icon
6276
PUT
Smith & Wesson
SWBI
$578M
$51.1K ﹤0.01%
3,400
-3,400
-50% -$51.1K
IGLD icon
6277
PUT
FT Vest Gold Strategy Target Income ETF
IGLD
$581M
$51.1K ﹤0.01%
1,000
+900
+900% +$21.5K
RYAM icon
6278
Rayonier Advanced Materials
RYAM
$575M
$51.1K ﹤0.01%
+6,503
New +$59K
FLNA
6279
CALL
Filana Therapeutics
FLNA
$39.6M
$51.1K ﹤0.01%
42,900
-19,500
-31% -$27.8K
TECS icon
6280
Direxion Daily Technology Bear 3x ETF
TECS
$61.8M
$50.9K ﹤0.01%
826
+203
+33% +$20.5K
BSY icon
6281
PUT
Bentley Systems
BSY
$10.2B
$50.8K ﹤0.01%
1,700
-10,900
-87% -$354K
XRPT
6282
Volatility Shares Trust XRP 2X ETF
XRPT
$86.5M
$50.8K ﹤0.01%
2,335
+1,984
+565% +$73.4K
CMTL icon
6283
Comtech Telecommunications
CMTL
$46.7M
$50.8K ﹤0.01%
24,188
+17,298
+251% +$66.5K
AAON icon
6284
CALL
Aaon
AAON
$6.55B
$50.7K ﹤0.01%
400
+200
+100% +$23.4K
BCPC
6285
CALL
Balchem Corp
BCPC
$5.47B
$50.7K ﹤0.01%
300
TCMD icon
6286
PUT
Tactile Systems Technology
TCMD
$495M
$50.6K ﹤0.01%
1,700
-400
-19% -$10.1K
DXPE icon
6287
PUT
DXP Enterprises
DXPE
$2.86B
$50.6K ﹤0.01%
300
+200
+200% +$31.6K
MX icon
6288
PUT
Magnachip Semiconductor
MX
$113M
$50.6K ﹤0.01%
10,700
+10,400
+3,467% +$50.4K
SPHB icon
6289
Invesco S&P 500 High Beta ETF
SPHB
$929M
$50.6K ﹤0.01%
+325
New +$45.3K
DYNF icon
6290
PUT
BlackRock US Equity Factor Rotation ETF
DYNF
$41.6B
$50.5K ﹤0.01%
900
ZLAB icon
6291
Zai Lab
ZLAB
$2.94B
$50.5K ﹤0.01%
2,657
+922
+53% +$18.2K
PLCY
6292
PUT
DELISTED
EventShares U.S. Legislative Opportunities ETF
PLCY
$50.5K ﹤0.01%
1,000
+800
+400% +$40.4K
HELE icon
6293
Helen of Troy
HELE
$661M
$50.4K ﹤0.01%
1,734
-1,304
-43% -$30.8K
DUOT icon
6294
CALL
Duos Technologies
DUOT
$276M
$50.4K ﹤0.01%
4,200
-8,600
-67% -$86.5K
JELD icon
6295
CALL
JELD-WEN Holding
JELD
$200M
$50.4K ﹤0.01%
33,600
+5,400
+19% +$8.32K
FUTG
6296
Leverage Shares 2x Long FUTU Daily ETF
FUTG
$30.8M
$50.4K ﹤0.01%
+15,595
New +$121K
PAL
6297
PUT
Proficient Auto Logistics
PAL
$144M
$50.4K ﹤0.01%
7,400
+5,400
+270% +$36.1K
WS icon
6298
CALL
Worthington Steel
WS
$1.84B
$50.4K ﹤0.01%
1,500
+1,300
+650% +$49.8K
ACIW icon
6299
PUT
ACI Worldwide
ACIW
$5.35B
$50.3K ﹤0.01%
1,000
PPSI
6300
Pioneer Power Solutions
PPSI
$32.1M
$50.2K ﹤0.01%
12,751
+12,401
+3,543% +$48.8K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.