Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.56B
AUM Growth
-$978M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,628
New
Increased
Reduced
Closed

Top Buys

1 +$73.1M
2 +$51.8M
3 +$46M
4
META icon
Meta Platforms (Facebook)
META
+$41.8M
5
BABA icon
Alibaba
BABA
+$37.1M

Top Sells

1 +$262M
2 +$194M
3 +$149M
4
AAPL icon
Apple
AAPL
+$119M
5
AMZN icon
Amazon
AMZN
+$107M

Sector Composition

1 Technology 29.59%
2 Consumer Discretionary 10.67%
3 Healthcare 10.12%
4 Industrials 8.86%
5 Communication Services 7.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
SONO icon
601
Sonos
SONO
$1.61B
$648K 0.02%
36,883
-102,636
DFTX
602
Definium Therapeutics
DFTX
$1.83B
$646K 0.02%
48,226
+7,061
GROY icon
603
Gold Royalty Corp
GROY
$887M
$646K 0.02%
159,791
+66,335
RCAT icon
604
Red Cat Holdings
RCAT
$1.86B
$643K 0.02%
81,098
-11,300
ZG icon
605
Zillow
ZG
$10.1B
$641K 0.02%
9,400
+9,314
SSO icon
606
ProShares Ultra S&P500
SSO
$6.32B
$641K 0.02%
11,069
-2,859
AGX icon
607
Argan
AGX
$6.47B
$641K 0.02%
2,045
-1,856
LEGN icon
608
Legend Biotech
LEGN
$3.53B
$640K 0.02%
+29,432
WHR icon
609
Whirlpool
WHR
$3.63B
$639K 0.02%
8,853
-16,548
UGI icon
610
UGI
UGI
$7.8B
$635K 0.02%
+16,971
EYPT icon
611
EyePoint Inc
EYPT
$1.12B
$631K 0.02%
34,525
+17,784
ARGX icon
612
argenx
ARGX
$43.5B
$631K 0.02%
750
-49
METC icon
613
Ramaco Resources Class A
METC
$969M
$628K 0.02%
34,916
+3,965
IMPP icon
614
Imperial Petroleum
IMPP
$169M
$628K 0.02%
173,506
-81,767
EWU icon
615
iShares MSCI United Kingdom ETF
EWU
$3.07B
$627K 0.02%
14,267
-18,391
EQIX icon
616
Equinix
EQIX
$96.7B
$621K 0.02%
810
+583
SWK icon
617
Stanley Black & Decker
SWK
$11B
$619K 0.02%
8,328
-7,192
AIP icon
618
Arteris
AIP
$692M
$616K 0.02%
39,718
+38,111
ACI icon
619
Albertsons Companies
ACI
$8.9B
$615K 0.02%
+35,827
CSWC icon
620
Capital Southwest
CSWC
$1.29B
$615K 0.02%
27,754
+12,177
APPF icon
621
AppFolio
APPF
$6.13B
$612K 0.02%
2,632
+2,198
HSIC icon
622
Henry Schein
HSIC
$8.56B
$611K 0.02%
+8,085
WOLF icon
623
Wolfspeed
WOLF
$827M
$610K 0.02%
35,054
+34,986
MDY icon
624
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$24B
$610K 0.02%
1,011
-3,792
SPTL icon
625
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.6B
$607K 0.02%
22,936
-10,417