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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
CVU icon
5976
CPI Aerostructures
CVU
$68.4M
$68K ﹤0.01%
13,107
-8,762
-40% -$37.1K
KURA icon
5977
PUT
Kura Oncology
KURA
$1.18B
$68K ﹤0.01%
6,200
-58,800
-90% -$555K
VWOB icon
5978
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.35B
$67.8K ﹤0.01%
+1,008
New +$67.4K
AMG icon
5979
CALL
Affiliated Managers Group
AMG
$9.57B
$67.7K ﹤0.01%
+200
New +$62K
AIVL icon
5980
WisdomTree US AI Enhanced Value Fund
AIVL
$428M
$67.7K ﹤0.01%
516
+414
+406% +$51.5K
ALSN icon
5981
PUT
Allison Transmission
ALSN
$10.8B
$67.6K ﹤0.01%
600
-8,300
-93% -$1.01M
AIT icon
5982
CALL
Applied Industrial Technologies
AIT
$11.9B
$67.6K ﹤0.01%
200
-2,000
-91% -$614K
CHRS icon
5983
CALL
Coherus Oncology
CHRS
$219M
$67.6K ﹤0.01%
48,300
+38,300
+383% +$62.5K
WNC icon
5984
PUT
Wabash National
WNC
$583M
$67.5K ﹤0.01%
5,000
+4,400
+733% +$39.1K
SII
5985
CALL
Sprott
SII
$3.33B
$67.4K ﹤0.01%
600
-2,500
-81% -$327K
CGEM icon
5986
PUT
Cullinan Oncology
CGEM
$1.42B
$67.4K ﹤0.01%
3,700
-6,400
-63% -$95K
SPRY icon
5987
CALL
ARS Pharmaceuticals
SPRY
$559M
$67.3K ﹤0.01%
8,400
-24,200
-74% -$208K
MNTN
5988
CALL
MNTN Inc
MNTN
$969M
$67.2K ﹤0.01%
7,300
-15,900
-69% -$145K
INSP icon
5989
CALL
Inspire Medical Systems
INSP
$1.82B
$66.9K ﹤0.01%
1,500
+100
+7% +$4.74K
APT icon
5990
PUT
Alpha Pro Tech
APT
$54.7M
$66.9K ﹤0.01%
11,900
+11,800
+11,800% +$61.7K
LEG
5991
CALL
DELISTED
Leggett & Platt
LEG
$66.7K ﹤0.01%
5,700
-32,000
-85% -$337K
PBT
5992
Permian Basin Royalty Trust
PBT
$1.59B
$66.7K ﹤0.01%
2,664
+2,149
+417% +$54.4K
GDXY
5993
YieldMax Gold Miners Option Income Strategy ETF
GDXY
$329M
$66.7K ﹤0.01%
6,603
-2,197
-25% -$27.6K
RWR icon
5994
State Street SPDR Dow Jones REIT ETF
RWR
$1.84B
$66.7K ﹤0.01%
590
+159
+37% +$17.4K
BELFB
5995
PUT
Bel Fuse Inc Class B
BELFB
$3.52B
$66.6K ﹤0.01%
+200
New +$54K
TOPW
5996
Roundhill Top WeeklyPay ETF
TOPW
$144M
$66.4K ﹤0.01%
1,967
+325
+20% +$12K
GLBE icon
5997
Global E Online
GLBE
$6.44B
$66.4K ﹤0.01%
1,912
-17,205
-90% -$544K
ZGN icon
5998
CALL
Zegna
ZGN
$5.32B
$66.4K ﹤0.01%
+5,100
New +$65.8K
VTIP icon
5999
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$20.6B
$66.3K ﹤0.01%
1,320
+1,285
+3,671% +$64.6K
RAL
6000
CALL
Ralliant Corp
RAL
$7.02B
$66.3K ﹤0.01%
900
+300
+50% +$16.7K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.