Simplex Trading

Simplex Trading Portfolio holdings

AUM $2.82B
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

AUM
$2.82B
AUM Growth
-$729M
Cap. Flow
+$412M
Cap. Flow %
14.63%
Top 10 Hldgs %
31.34%
Holding
4,435
New
903
Increased
735
Reduced
755
Closed
942

Top Sells

1
$497M
2
$73.7M
3
$41.8M
4
$18.2M
5
$16.9M

Sector Composition

1Technology23.04%
2Consumer Discretionary11.84%
3Healthcare9.52%
4Communication Services8.77%
5Financials7.07%
Name Market Value Portfolio Weight Shares or Principal Shares
Change %
Capital Flow
$00%0
$00%0
-73
Closed
$00%0
$00%0
$00%0
$00%0
$00%0