RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+0.98%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.28B
AUM Growth
+$334M
Cap. Flow
+$311M
Cap. Flow %
24.25%
Top 10 Hldgs %
22.6%
Holding
260
New
72
Increased
81
Reduced
45
Closed
44

Top Buys

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$24.1M
2
VMO icon
Invesco Municipal Opportunity Trust
VMO
$19.8M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$18M
4
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
$14.1M
5
DSU icon
BlackRock Debt Strategies Fund
DSU
$12.5M

Top Sells

1
VOO icon
Vanguard S&P 500 ETF
VOO
$19.5M
2
OEF icon
iShares S&P 100 ETF
OEF
$10.8M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$9.75M
4
ETW
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$7.2M
5
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$5.02M

Sector Composition

1 Financials 2.69%
2 Technology 0.1%
3 Materials 0.04%
4 Communication Services 0.03%
5 Energy 0.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TLI
176
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$799K 0.06%
+65,366
New +$799K
XLF icon
177
Financial Select Sector SPDR Fund
XLF
$54.2B
$785K 0.06%
40,895
+10,024
+32% +$192K
SPY icon
178
SPDR S&P 500 ETF Trust
SPY
$662B
$774K 0.06%
4,190
-3,310
-44% -$611K
PGZ
179
Principal Real Estate Income Fund
PGZ
$69.9M
$768K 0.06%
+45,022
New +$768K
JRS icon
180
Nuveen Real Estate Income Fund
JRS
$233M
$735K 0.06%
+77,227
New +$735K
PCF
181
High Income Securities Fund
PCF
$121M
$725K 0.06%
87,831
-44,817
-34% -$370K
HYF
182
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$707K 0.05%
348,036
+6,100
+2% +$12.4K
SSSS icon
183
SuRo Capital
SSSS
$208M
$639K 0.05%
81,409
– –
MFL
184
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$626K 0.05%
49,980
+15,813
+46% +$198K
NUV icon
185
Nuveen Municipal Value Fund
NUV
$1.81B
$615K 0.05%
68,060
+43,321
+175% +$391K
EQS icon
186
Equus Total Return
EQS
$30.7M
$587K 0.05%
295,005
– –
VVR icon
187
Invesco Senior Income Trust
VVR
$555M
$567K 0.04%
+112,561
New +$567K
GDL
188
GDL Fund
GDL
$96.1M
$564K 0.04%
51,213
-26,760
-34% -$295K
IWD icon
189
iShares Russell 1000 Value ETF
IWD
$63.7B
$509K 0.04%
+5,400
New +$509K
XLV icon
190
Health Care Select Sector SPDR Fund
XLV
$33.9B
$493K 0.04%
+8,900
New +$493K
HIO
191
Western Asset High Income Opportunity Fund
HIO
$375M
$459K 0.04%
77,440
-262,249
-77% -$1.55M
MQT icon
192
BlackRock MuniYield Quality Fund II
MQT
$213M
$442K 0.03%
37,869
-76,836
-67% -$897K
JFR icon
193
Nuveen Floating Rate Income Fund
JFR
$1.13B
$381K 0.03%
+32,004
New +$381K
JMF
194
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$380K 0.03%
+19,456
New +$380K
OCSI
195
DELISTED
Oaktree Strategic Income Corporation
OCSI
$376K 0.03%
28,400
– –
META icon
196
Meta Platforms (Facebook)
META
$1.88T
$344K 0.03%
+6,400
New +$344K
TEI
197
Templeton Emerging Markets Income Fund
TEI
$291M
$344K 0.03%
25,196
+2,071
+9% +$28.3K
BRW
198
Saba Capital Income & Opportunities Fund
BRW
$353M
$340K 0.03%
+29,213
New +$340K
CXE
199
MFS High Income Municipal Trust
CXE
$111M
$306K 0.02%
68,559
-51,582
-43% -$230K
XLU icon
200
Utilities Select Sector SPDR Fund
XLU
$20.8B
$292K 0.02%
+7,700
New +$292K
6 7
8
9 10