Rivernorth Capital Management’s Health Care Select Sector SPDR Fund XLV Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-8,900	Closed	-$493K	–	221
2013 Q4	$493K	Buy	+8,900	New	+$493K	0.04%	190
2013 Q3	–	Sell	-7,000	Closed	-$333K	–	206
2013 Q2	$333K	Buy	+7,000	New	+$333K	0.04%	149