RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+0.75%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.76B
AUM Growth
+$131M
Cap. Flow
+$90.2M
Cap. Flow %
5.14%
Top 10 Hldgs %
28.21%
Holding
219
New
21
Increased
90
Reduced
49
Closed
21

Top Buys

1
ACAS
American Capital Ltd
ACAS
$29.6M
2
OCSL icon
Oaktree Specialty Lending
OCSL
$22M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$14.2M
4
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
$14.1M
5
NCZ
Virtus Convertible & Income Fund II
NCZ
$12.9M

Top Sells

1
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
$29.4M
2
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
$17.2M
3
VMO icon
Invesco Municipal Opportunity Trust
VMO
$7.57M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$5.56M
5
NBB icon
Nuveen Taxable Municipal Income Fund
NBB
$5.53M

Sector Composition

1 Financials 7.24%
2 Real Estate 0.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TLI
151
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$1.83M 0.1%
184,876
+4,272
+2% +$42.2K
SPE
152
Special Opportunities Fund
SPE
$167M
$1.82M 0.1%
137,786
+1,738
+1% +$22.9K
BCX icon
153
BlackRock Resources & Commodities Strategy Trust
BCX
$784M
$1.81M 0.1%
+254,446
New +$1.81M
XRDC
154
DELISTED
Crossroads Capital, Inc
XRDC
$1.78M 0.1%
553,048
+202,087
+58% +$649K
DPG
155
Duff & Phelps Utility and Infrastructure Fund
DPG
$461M
$1.66M 0.09%
+112,550
New +$1.66M
AMJ
156
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.64M 0.09%
56,597
-154,855
-73% -$4.49M
NXZ
157
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$1.64M 0.09%
115,708
+27,964
+32% +$396K
VLT icon
158
Invesco High Income Trust II
VLT
$72.7M
$1.61M 0.09%
125,377
+65,246
+109% +$838K
BTT icon
159
BlackRock Municipal 2030 Target Term Trust
BTT
$1.48B
$1.6M 0.09%
74,349
-116,607
-61% -$2.52M
HIX
160
Western Asset High Income Fund II
HIX
$391M
$1.6M 0.09%
253,725
-154,923
-38% -$978K
LBF
161
DELISTED
Deutsche Global High Incm Fund
LBF
$1.55M 0.09%
205,534
– –
CET
162
Central Securities Corp
CET
$1.45B
$1.53M 0.09%
80,395
– –
CCD
163
Calamos Dynamic Convertible & Income Fund
CCD
$563M
$1.53M 0.09%
+84,627
New +$1.53M
DMB
164
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$188M
$1.43M 0.08%
115,691
-66,111
-36% -$818K
PIM
165
Putnam Master Intermediate Income Trust
PIM
$163M
$1.31M 0.07%
287,879
-232,368
-45% -$1.06M
MSP
166
DELISTED
Madison Strategic Sector
MSP
$1.27M 0.07%
117,484
+12,962
+12% +$140K
NQU
167
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$1.16M 0.07%
81,451
+42,306
+108% +$600K
KST
168
DELISTED
Deutsche Strategic Income Trust
KST
$1.1M 0.06%
105,015
+53,671
+105% +$564K
PCF
169
High Income Securities Fund
PCF
$120M
$1.1M 0.06%
150,105
+17,461
+13% +$128K
GMZ
170
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$1.08M 0.06%
+18,721
New +$1.08M
CHY
171
Calamos Convertible and High Income Fund
CHY
$872M
$1.08M 0.06%
102,481
-11,585
-10% -$122K
SOR
172
Source Capital
SOR
$367M
$975K 0.06%
+14,720
New +$975K
NPM
173
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$905K 0.05%
62,555
-1,191,517
-95% -$17.2M
JPC icon
174
Nuveen Preferred & Income Opportunities Fund
JPC
$2.62B
$893K 0.05%
97,465
-233,697
-71% -$2.14M
CEFL
175
DELISTED
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
$862K 0.05%
56,148
-122,102
-69% -$1.87M
5 6
7
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