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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-3.6%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.61B
AUM Growth
+$120M
Cap. Flow
+$181M
Cap. Flow %
11.26%
Top 10 Hldgs %
25.27%
Holding
192
New
20
Increased
82
Reduced
30
Closed
12

Top Buys

Rank Stock Value
1
GLO
Clough Global Opportunities Fund
GLO
+$34.1M
2
OCSL icon
Oaktree Specialty Lending
OCSL
+$15.4M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.94M
4
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$9.11M
5
ISD
PGIM High Yield Bond Fund
ISD
+$8.99M

Top Sells

Rank Stock Value
1
DRA
Diversified Real Asset Income Fd
DRA
+$5M
2
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
+$4.33M
3
PFN
PIMCO Income Strategy Fund II
PFN
+$3.98M
4
NIQ
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
+$3.21M
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$3.13M

Sector Composition

Rank Sector Weight
1 Financials 5.48%
2 Real Estate 0.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARMF
151
DELISTED
ARES MULTI-STRATEGY CR FD INC COM STK (MD)
ARMF
$1.71M 0.11%
90,978
+4,294
+5% +$85.2K
LBF
152
DELISTED
Deutsche Global High Incm Fund
LBF
$1.67M 0.1%
205,534
– –
OHAI
153
DELISTED
OHA Investment Corporation
OHAI
$1.65M 0.1%
290,419
-175,772
-38% -$996K
KMM
154
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$1.55M 0.1%
+191,060
New +$1.61M
MTS
155
DELISTED
MONTGOMERY STR INCOME SECS
MTS
$1.53M 0.1%
93,437
+5,360
+6% +$89K
NTG
156
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$1.52M 0.09%
+7,152
New +$1.73M
FAM
157
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$1.47M 0.09%
+134,475
New +$1.54M
ETX
158
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
$1.45M 0.09%
85,641
-1,700
-2% -$29.6K
NIO
159
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$1.41M 0.09%
103,302
-166,267
-62% -$2.35M
JPS
160
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$1.15M 0.07%
+135,843
New +$1.21M
CFD
161
DELISTED
Nuveen Diversified Commodity Fnd
CFD
$1.08M 0.07%
90,881
– –
MSP
162
DELISTED
Madison Strategic Sector
MSP
$1.04M 0.06%
89,015
+9,215
+12% +$111K
CEFL
163
DELISTED
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
$1M 0.06%
+49,600
New +$1.1M
IWD icon
164
iShares Russell 1000 Value ETF
IWD
$83.9B
$936K 0.06%
9,073
-2,887
-24% -$303K
NPP
165
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$887K 0.06%
63,234
-37,248
-37% -$540K
CIK
166
Credit Suisse Asset Management Income Fund
CIK
$134M
$884K 0.05%
276,139
+116,549
+73% +$376K
PFN
167
PIMCO Income Strategy Fund II
PFN
$703M
$827K 0.05%
84,160
-394,332
-82% -$3.98M
HHY
168
DELISTED
Brookfield High Income Fund Inc.
HHY
$787K 0.05%
96,614
– –
NXZ
169
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$764K 0.05%
56,957
– –
RGT
170
Royce Global Value Trust
RGT
$102M
$714K 0.04%
85,923
+13,221
+18% +$112K
VBF icon
171
Invesco Bond Fund
VBF
$169M
$657K 0.04%
37,788
-55,612
-60% -$1.02M
EAD
172
Allspring Income Opportunities Fund
EAD
$379M
$655K 0.04%
79,142
+26,800
+51% +$235K
HIX
173
Western Asset High Income Fund II
HIX
$355M
$626K 0.04%
+82,989
New +$663K
NQU
174
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$522K 0.03%
39,145
– –
CHI
175
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$471K 0.03%
+38,601
New +$500K
4 5 6
7
8

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Rivernorth Capital Management's Q2 2015 Portfolio in Review

As of Q2 2015, Rivernorth Capital Management held 192 positions worth $1.61B, up 8% from $1.49B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rivernorth Capital Management deployed $181M of net new capital in Q2 2015, opening 20 new positions and adding to 82 existing holdings. Its largest new stake was Tortoise Energy Infrastructure Corp: 40,372 shares worth $5.96M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, up from 4.7% a quarter earlier, followed by Real Estate.

On the sell side, the largest reduction was Diversified Real Asset Income Fd, an estimated $5M trimmed.

  • Rivernorth Capital Management's largest Q2 2015 buy was Tortoise Energy Infrastructure Corp: 40,372 shares worth $5.96M.
  • Rivernorth Capital Management added most to Clough Global Opportunities Fund in Q2 2015, an estimated $34.1M increase.
  • Rivernorth Capital Management's biggest Q2 2015 reduction was Diversified Real Asset Income Fd, cutting an estimated $5M.
  • Rivernorth Capital Management fully exited CORNERSTONE PROGRESSIVE RETURN FD COM in Q2 2015, selling an estimated $4.33M.
  • Rivernorth Capital Management's ten largest holdings make up 25% of its $1.61B portfolio in Q2 2015.
  • Rivernorth Capital Management opened 20 new positions and closed 12 in Q2 2015.
  • Rivernorth Capital Management's portfolio value rose 8% quarter-over-quarter to $1.61B.

Based on Rivernorth Capital Management's 13F filing for Q2 2015, filed 14 Aug 2015.