RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-3.6%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.61B
AUM Growth
+$1.61B
Cap. Flow
+$173M
Cap. Flow %
10.73%
Top 10 Hldgs %
25.27%
Holding
192
New
20
Increased
82
Reduced
29
Closed
12

Top Buys

1
GLO
Clough Global Opportunities Fund
GLO
$32.8M
2
OCSL icon
Oaktree Specialty Lending
OCSL
$14.5M
3
SPY icon
SPDR S&P 500 ETF Trust
SPY
$9.73M
4
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$8.75M
5
ISD
PGIM High Yield Bond Fund
ISD
$8.73M

Top Sells

1
DRA
Diversified Real Asset Income Fd
DRA
$4.88M
2
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$4.34M
3
PFN
PIMCO Income Strategy Fund II
PFN
$3.87M
4
NIQ
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$3.21M
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$3.13M

Sector Composition

1 Financials 3.99%
2 Real Estate 0.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ARMF
151
DELISTED
ARES MULTI-STRATEGY CR FD INC COM STK (MD)
ARMF
$1.71M 0.11% 90,978 +4,294 +5% +$80.8K
LBF
152
DELISTED
Deutsche Global High Incm Fund
LBF
$1.67M 0.1% 205,534 – –
OHAI
153
DELISTED
OHA Investment Corporation
OHAI
$1.65M 0.1% 290,419 -175,772 -38% -$1,000K
KMM
154
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$1.55M 0.1% +191,060 New +$1.55M
MTS
155
DELISTED
MONTGOMERY STR INCOME SECS
MTS
$1.53M 0.1% 93,437 +5,360 +6% +$87.8K
NTG
156
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$1.52M 0.09% +71,515 New +$1.52M
FAM
157
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$1.47M 0.09% +134,475 New +$1.47M
ETX
158
Eaton Vance Municipal Income 2028 Term Trust
ETX
$207M
$1.45M 0.09% 85,641 -1,700 -2% -$28.8K
NIO
159
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$1.41M 0.09% 103,302 -166,267 -62% -$2.26M
JPS
160
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$1.15M 0.07% +135,843 New +$1.15M
CFD
161
DELISTED
Nuveen Diversified Commodity Fnd
CFD
$1.08M 0.07% 90,881 – –
MSP
162
DELISTED
Madison Strategic Sector
MSP
$1.04M 0.06% 89,015 +9,215 +12% +$108K
CEFL
163
DELISTED
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
$1M 0.06% +49,600 New +$1M
IWD icon
164
iShares Russell 1000 Value ETF
IWD
$63.5B
$936K 0.06% 9,073 -2,887 -24% -$298K
NPP
165
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$887K 0.06% 63,234 -37,248 -37% -$522K
CIK
166
Credit Suisse Asset Management Income Fund
CIK
$162M
$884K 0.05% 276,139 +116,549 +73% +$373K
PFN
167
PIMCO Income Strategy Fund II
PFN
$710M
$827K 0.05% 84,160 -394,332 -82% -$3.87M
HHY
168
DELISTED
Brookfield High Income Fund Inc.
HHY
$787K 0.05% 96,614 – –
NXZ
169
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$764K 0.05% 56,957 – –
RGT
170
Royce Global Value Trust
RGT
$83M
$714K 0.04% 85,923 +13,221 +18% +$110K
VBF icon
171
Invesco Bond Fund
VBF
$177M
$657K 0.04% 37,788 -55,612 -60% -$967K
EAD
172
Allspring Income Opportunities Fund
EAD
$420M
$655K 0.04% 79,142 +26,800 +51% +$222K
HIX
173
Western Asset High Income Fund II
HIX
$389M
$626K 0.04% +82,989 New +$626K
NQU
174
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$522K 0.03% 39,145 – –
CHI
175
Calamos Convertible Opportunities and Income Fund
CHI
$812M
$471K 0.03% +38,601 New +$471K
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