RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-1.63%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.53B
AUM Growth
+$156M
Cap. Flow
+$157M
Cap. Flow %
10.23%
Top 10 Hldgs %
27.12%
Holding
179
New
40
Increased
50
Reduced
52
Closed
28

Top Buys

1
RA
Brookfield Real Assets Income Fund
RA
$43.1M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$40.6M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$26.8M
4
CHY
Calamos Convertible and High Income Fund
CHY
$18.6M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$16.3M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$23.9M
2
ACAS
American Capital Ltd
ACAS
$19.3M
3
STEW
SRH Total Return Fund
STEW
$15.2M
4
BOI
Brookfield Mtge Opportunity Fd
BOI
$13.4M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
$9.81M

Sector Composition

1 Financials 3.86%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CIK
126
Credit Suisse Asset Management Income Fund
CIK
$163M
$1.85M 0.12%
586,218
-946,545
-62% -$2.99M
DEX
127
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$1.81M 0.12%
+179,275
New +$1.81M
NMZ icon
128
Nuveen Municipal High Income Opportunity Fund
NMZ
$1.18B
$1.79M 0.12%
+139,506
New +$1.79M
JPC icon
129
Nuveen Preferred & Income Opportunities Fund
JPC
$2.62B
$1.74M 0.11%
+176,687
New +$1.74M
PHD
130
Pioneer Floating Rate Fund
PHD
$123M
$1.71M 0.11%
144,118
-91,375
-39% -$1.08M
BCX icon
131
BlackRock Resources & Commodities Strategy Trust
BCX
$784M
$1.56M 0.1%
188,423
+159,631
+554% +$1.32M
HUNTU
132
DELISTED
Hunter Maritime Acquisition Corp. Unit
HUNTU
$1.52M 0.1%
+150,000
New +$1.52M
XRDC
133
DELISTED
Crossroads Capital, Inc
XRDC
$1.32M 0.09%
620,907
+35,065
+6% +$74.7K
ECC
134
Eagle Point Credit Co
ECC
$954M
$1.3M 0.08%
+77,920
New +$1.3M
LBF
135
DELISTED
Deutsche Global High Incm Fund
LBF
$1.29M 0.08%
155,394
-27,519
-15% -$229K
KIO
136
KKR Income Opportunities Fund
KIO
$514M
$1.28M 0.08%
79,825
+31,593
+66% +$507K
AGD
137
abrdn Global Dynamic Dividend Fund
AGD
$302M
$1.27M 0.08%
144,649
-23,625
-14% -$207K
SWZ
138
Swiss Helvetia Fund
SWZ
$79.6M
$1.24M 0.08%
+121,835
New +$1.24M
NAC icon
139
Nuveen California Quality Municipal Income Fund
NAC
$1.65B
$1.12M 0.07%
+79,113
New +$1.12M
MFIC icon
140
MidCap Financial Investment
MFIC
$1.22B
$1.03M 0.07%
+58,469
New +$1.03M
VKI icon
141
Invesco Advantage Municipal Income Trust II
VKI
$373M
$858K 0.06%
+76,786
New +$858K
MZF
142
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$851K 0.06%
64,861
+50,551
+353% +$663K
GTYHU
143
DELISTED
GTY Technology Holdings, Inc. Units
GTYHU
$840K 0.05%
+80,000
New +$840K
KST
144
DELISTED
Deutsche Strategic Income Trust
KST
$760K 0.05%
63,903
-17,626
-22% -$210K
EACQ
145
DELISTED
Easterly Acquisition Corp
EACQ
$720K 0.05%
73,058
– –
HQH
146
abrdn Healthcare Investors
HQH
$912M
$719K 0.05%
+34,004
New +$719K
PHK
147
PIMCO High Income Fund
PHK
$857M
$592K 0.04%
+64,600
New +$592K
JPI icon
148
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$289M
$514K 0.03%
+22,427
New +$514K
TLI
149
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$508K 0.03%
45,154
-147,378
-77% -$1.66M
JPW
150
DELISTED
Nuveen Flexible Invstment Fd
JPW
$423K 0.03%
+25,400
New +$423K
4 5
6
7 8