RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+1%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.63B
AUM Growth
-$131M
Cap. Flow
-$145M
Cap. Flow %
-8.95%
Top 10 Hldgs %
28.18%
Holding
206
New
8
Increased
71
Reduced
52
Closed
35

Top Buys

1
VVR icon
Invesco Senior Income Trust
VVR
+$13.6M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$9.03M
3
GLO
Clough Global Opportunities Fund
GLO
+$5.24M
4
AVK
Advent Convertible and Income Fund
AVK
+$5.16M
5
CHI
Calamos Convertible Opportunities and Income Fund
CHI
+$4.35M

Top Sells

1
OCSL icon
Oaktree Specialty Lending
OCSL
+$51.2M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
+$20.9M
3
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$14.1M
4
NID
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
+$11.2M
5
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
+$9.76M

Sector Composition

1 Financials 4.23%
2 Real Estate 0.16%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CHY
126
Calamos Convertible and High Income Fund
CHY
$883M
$3.12M 0.19%
300,586
+198,105
+193% +$2.06M
CHW
127
Calamos Global Dynamic Income Fund
CHW
$468M
$3.1M 0.19%
441,111
+6,491
+1% +$45.6K
CIF
128
MFS Intermediate High Income Fund
CIF
$31.7M
$2.94M 0.18%
1,255,399
-963
-0.1% -$2.25K
ABE
129
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.
ABE
$2.88M 0.18%
247,487
– –
KIO
130
KKR Income Opportunities Fund
KIO
$514M
$2.87M 0.18%
199,137
+42,487
+27% +$612K
AFT
131
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$2.84M 0.18%
187,119
+157,458
+531% +$2.39M
DCA
132
DELISTED
Virtus Total Return Fund
DCA
$2.78M 0.17%
+654,736
New +$2.78M
FHY
133
DELISTED
First Trust Strategic High
FHY
$2.77M 0.17%
243,641
+5,000
+2% +$56.8K
HYF
134
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$2.74M 0.17%
1,539,057
-73,220
-5% -$130K
NXRT
135
NexPoint Residential Trust
NXRT
$865M
$2.66M 0.16%
203,320
+5,000
+3% +$65.4K
NCV
136
Virtus Convertible & Income Fund
NCV
$342M
$2.65M 0.16%
+119,414
New +$2.65M
EMO
137
ClearBridge Energy Midstream Opportunity Fund
EMO
$872M
$2.63M 0.16%
46,712
-40,527
-46% -$2.28M
IWD icon
138
iShares Russell 1000 Value ETF
IWD
$63.5B
$2.54M 0.16%
25,658
-8,169
-24% -$807K
TYG
139
Tortoise Energy Infrastructure Corp
TYG
$730M
$2.49M 0.15%
25,323
-55,884
-69% -$5.5M
CEE
140
Central and Eastern Europe Fund
CEE
$104M
$2.48M 0.15%
132,451
-3,010
-2% -$56.3K
NBD
141
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$2.45M 0.15%
113,636
-96,979
-46% -$2.09M
SLRC icon
142
SLR Investment Corp
SLRC
$911M
$2.39M 0.15%
138,346
-125,606
-48% -$2.17M
NTG
143
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$2.22M 0.14%
13,606
-12,496
-48% -$2.04M
IHD
144
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$106M
$2.13M 0.13%
275,888
+16,600
+6% +$128K
SPE
145
Special Opportunities Fund
SPE
$168M
$2.09M 0.13%
159,632
+21,846
+16% +$285K
ZF
146
DELISTED
Virtus Total Return Fund Inc.
ZF
$2.07M 0.13%
160,788
+158,988
+8,833% +$2.05M
KLREU
147
DELISTED
KLR Energy Acquisition Corp.
KLREU
$2.01M 0.12%
+200,000
New +$2.01M
HHY
148
DELISTED
Brookfield High Income Fund Inc.
HHY
$2.01M 0.12%
286,312
– –
TLI
149
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$1.95M 0.12%
199,484
+14,608
+8% +$143K
VLT icon
150
Invesco High Income Trust II
VLT
$72.9M
$1.79M 0.11%
135,277
+9,900
+8% +$131K
4 5
6
7 8