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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.63B
AUM Growth
-$131M
Cap. Flow
-$145M
Cap. Flow %
-8.9%
Top 10 Hldgs %
28.18%
Holding
206
New
8
Increased
71
Reduced
52
Closed
35

Top Buys

Rank Stock Value
1
VVR icon
Invesco Senior Income Trust
VVR
+$13M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$9.09M
3
GLO
Clough Global Opportunities Fund
GLO
+$5.11M
4
AVK
Advent Convertible and Income Fund
AVK
+$4.89M
5
CHI
Calamos Convertible Opportunities and Income Fund
CHI
+$4.12M

Top Sells

Rank Stock Value
1
OCSL icon
Oaktree Specialty Lending
OCSL
+$51.2M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
+$19.4M
3
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$14.1M
4
NID
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
+$11.2M
5
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
+$9.76M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Real Estate 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHY
126
Calamos Convertible and High Income Fund
CHY
$1.07B
$3.12M 0.19%
300,586
+198,105
+193% +$1.91M
CHW
127
Calamos Global Dynamic Income Fund
CHW
$551M
$3.1M 0.19%
441,111
+6,491
+1% +$42.5K
CIF
128
DELISTED
MFS Intermediate High Income Fund
CIF
$2.94M 0.18%
1,255,399
-963
-0.1% -$2.13K
ABE
129
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$2.88M 0.18%
247,487
– –
KIO
130
KKR Income Opportunities Fund
KIO
$458M
$2.87M 0.18%
199,137
+42,487
+27% +$566K
AFT
131
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$2.84M 0.18%
187,119
+157,458
+531% +$2.28M
DCA
132
DELISTED
Virtus Total Return Fund
DCA
$2.78M 0.17%
+654,736
New +$2.42M
FHY
133
DELISTED
First Trust Strategic High
FHY
$2.77M 0.17%
243,641
+5,000
+2% +$53.5K
HYF
134
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$2.74M 0.17%
1,539,057
-73,220
-5% -$127K
NXRT
135
NexPoint Residential Trust
NXRT
$639M
$2.66M 0.16%
203,320
+5,000
+3% +$60.6K
NCV
136
Virtus Convertible & Income Fund
NCV
$390M
$2.65M 0.16%
+119,414
New +$2.42M
EMO
137
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.05B
$2.63M 0.16%
46,712
-40,527
-46% -$2.02M
IWD icon
138
iShares Russell 1000 Value ETF
IWD
$84.1B
$2.54M 0.16%
25,658
-8,169
-24% -$765K
TYG
139
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$2.49M 0.15%
25,323
-55,884
-69% -$5.27M
CEE
140
Central and Eastern Europe Fund
CEE
$139M
$2.48M 0.15%
132,451
-3,010
-2% -$49.7K
NBD
141
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$2.44M 0.15%
113,636
-96,979
-46% -$2.01M
SLRC icon
142
SLR Investment Corp
SLRC
$705M
$2.39M 0.15%
138,346
-125,606
-48% -$2.1M
NTG
143
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$2.22M 0.14%
13,606
-12,496
-48% -$1.89M
IHD
144
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$131M
$2.13M 0.13%
275,888
+16,600
+6% +$115K
SPE
145
Special Opportunities Fund
SPE
$144M
$2.09M 0.13%
167,103
+22,869
+16% +$274K
ZF
146
DELISTED
Virtus Total Return Fund Inc.
ZF
$2.07M 0.13%
160,788
+158,988
+8,833% +$1.94M
KLREU
147
DELISTED
KLR Energy Acquisition Corp.
KLREU
$2.01M 0.12%
+200,000
New +$2M
HHY
148
DELISTED
Brookfield High Income Fund Inc.
HHY
$2.01M 0.12%
286,312
– –
TLI
149
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$1.95M 0.12%
199,484
+14,608
+8% +$136K
VLT icon
150
Invesco High Income Trust II
VLT
$65.6M
$1.79M 0.11%
135,277
+9,900
+8% +$125K
4 5
6
7 8

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Rivernorth Capital Management's Q1 2016 Portfolio in Review

As of Q1 2016, Rivernorth Capital Management held 206 positions worth $1.63B, down 7.5% from $1.76B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rivernorth Capital Management withdrew a net $145M in Q1 2016, closing 35 positions and reducing 52 holdings. Its most notable exit was Oaktree Specialty Lending, an estimated $51.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, down from 8.6% a quarter earlier, followed by Real Estate.

Against the trend, Rivernorth Capital Management opened a new position in NexPoint Diversified Real Estate Trust worth $9.03M.

  • Rivernorth Capital Management's largest Q1 2016 buy was NexPoint Diversified Real Estate Trust: 500,097 shares worth $9.03M.
  • Rivernorth Capital Management added most to Invesco Senior Income Trust in Q1 2016, an estimated $13M increase.
  • Rivernorth Capital Management's biggest Q1 2016 reduction was abrdn Asia-Pacific Income Fund, cutting an estimated $19.4M.
  • Rivernorth Capital Management fully exited Oaktree Specialty Lending in Q1 2016, selling an estimated $51.2M.
  • Rivernorth Capital Management's ten largest holdings make up 28% of its $1.63B portfolio in Q1 2016.
  • Rivernorth Capital Management opened 8 new positions and closed 35 in Q1 2016.
  • Rivernorth Capital Management's portfolio value fell 7.5% quarter-over-quarter to $1.63B.

Based on Rivernorth Capital Management's 13F filing for Q1 2016, filed 16 May 2016.