RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+0.75%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.76B
AUM Growth
+$131M
Cap. Flow
+$90.2M
Cap. Flow %
5.14%
Top 10 Hldgs %
28.21%
Holding
219
New
21
Increased
90
Reduced
49
Closed
21

Top Buys

1
ACAS
American Capital Ltd
ACAS
$29.6M
2
OCSL icon
Oaktree Specialty Lending
OCSL
$22M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$14.2M
4
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
$14.1M
5
NCZ
Virtus Convertible & Income Fund II
NCZ
$12.9M

Top Sells

1
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
$29.4M
2
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
$17.2M
3
VMO icon
Invesco Municipal Opportunity Trust
VMO
$7.57M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$5.56M
5
NBB icon
Nuveen Taxable Municipal Income Fund
NBB
$5.53M

Sector Composition

1 Financials 7.24%
2 Real Estate 0.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LCM
126
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$3.43M 0.2%
414,364
+6,273
+2% +$51.9K
IWM icon
127
iShares Russell 2000 ETF
IWM
$67.8B
$3.38M 0.19%
30,000
– –
EDF
128
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$159M
$3.38M 0.19%
+280,061
New +$3.38M
JSD
129
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$3.37M 0.19%
227,038
+24,930
+12% +$370K
IWD icon
130
iShares Russell 1000 Value ETF
IWD
$63.5B
$3.31M 0.19%
33,827
+29,254
+640% +$2.86M
JMT
131
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$3.25M 0.19%
145,788
– –
CHW
132
Calamos Global Dynamic Income Fund
CHW
$463M
$3.11M 0.18%
+434,620
New +$3.11M
EFT
133
Eaton Vance Floating-Rate Income Trust
EFT
$319M
$3.1M 0.18%
+245,504
New +$3.1M
CIK
134
Credit Suisse Asset Management Income Fund
CIK
$163M
$3.07M 0.17%
1,104,031
+352,574
+47% +$980K
JRO
135
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$3.03M 0.17%
309,495
+85,065
+38% +$834K
CIF
136
MFS Intermediate High Income Fund
CIF
$31.3M
$2.92M 0.17%
1,256,362
– –
GDF
137
DELISTED
WESTERN ASSET GLB PARTNERS INCM FUND INC. COM
GDF
$2.88M 0.16%
372,839
+108,981
+41% +$842K
GDX icon
138
VanEck Gold Miners ETF
GDX
$19.9B
$2.88M 0.16%
209,517
– –
HYF
139
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$2.84M 0.16%
1,612,277
+39,136
+2% +$68.9K
ABE
140
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.
ABE
$2.69M 0.15%
247,487
– –
FHY
141
DELISTED
First Trust Strategic High
FHY
$2.66M 0.15%
238,641
+10,875
+5% +$121K
FAM
142
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$2.63M 0.15%
259,446
+9,240
+4% +$93.6K
NXRT
143
NexPoint Residential Trust
NXRT
$879M
$2.6M 0.15%
198,320
+4,702
+2% +$61.5K
CEE
144
Central and Eastern Europe Fund
CEE
$105M
$2.25M 0.13%
135,461
-2,000
-1% -$33.3K
KIO
145
KKR Income Opportunities Fund
KIO
$514M
$2.17M 0.12%
156,650
+58,246
+59% +$808K
BCIC
146
BCP Investment Corporation Common Stock
BCIC
$160M
$2.03M 0.12%
49,942
-58,399
-54% -$2.38M
HHY
147
DELISTED
Brookfield High Income Fund Inc.
HHY
$1.97M 0.11%
286,312
– –
IHD
148
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$106M
$1.92M 0.11%
259,288
+1,264
+0.5% +$9.36K
NBB icon
149
Nuveen Taxable Municipal Income Fund
NBB
$473M
$1.86M 0.11%
92,677
-275,005
-75% -$5.53M
EAD
150
Allspring Income Opportunities Fund
EAD
$421M
$1.84M 0.1%
246,791
– –
4 5
6
7 8