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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+0.75%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.76B
AUM Growth
+$131M
Cap. Flow
+$95.5M
Cap. Flow %
5.44%
Top 10 Hldgs %
28.21%
Holding
219
New
21
Increased
90
Reduced
49
Closed
21

Top Buys

Rank Stock Value
1
ACAS
American Capital Ltd
ACAS
+$29.3M
2
OCSL icon
Oaktree Specialty Lending
OCSL
+$21.2M
3
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$16.2M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$14.6M
5
NCZ
Virtus Convertible & Income Fund II
NCZ
+$13.3M

Top Sells

Rank Stock Value
1
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
+$29.4M
2
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
+$16.5M
3
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$7.57M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$5.56M
5
NBB icon
Nuveen Taxable Municipal Income Fund
NBB
+$5.46M

Sector Composition

Rank Sector Weight
1 Financials 8.56%
2 Real Estate 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LCM
126
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$3.43M 0.2%
414,364
+6,273
+2% +$53.2K
IWM icon
127
iShares Russell 2000 ETF
IWM
$81.9B
$3.38M 0.19%
30,000
– –
EDF
128
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$171M
$3.38M 0.19%
+280,061
New +$3.54M
JSD
129
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$3.37M 0.19%
227,038
+24,930
+12% +$373K
IWD icon
130
iShares Russell 1000 Value ETF
IWD
$83.9B
$3.31M 0.19%
33,827
+29,254
+640% +$2.9M
JMT
131
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$3.25M 0.19%
145,788
– –
CHW
132
Calamos Global Dynamic Income Fund
CHW
$545M
$3.11M 0.18%
+434,620
New +$3.2M
EFT
133
Eaton Vance Floating-Rate Income Trust
EFT
$288M
$3.1M 0.18%
+245,504
New +$3.19M
CIK
134
Credit Suisse Asset Management Income Fund
CIK
$134M
$3.07M 0.17%
1,104,031
+352,574
+47% +$1M
JRO
135
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$3.03M 0.17%
309,495
+85,065
+38% +$837K
CIF
136
DELISTED
MFS Intermediate High Income Fund
CIF
$2.92M 0.17%
1,256,362
– –
GDF
137
DELISTED
WESTERN ASSET GLB PARTNERS INCM FUND INC. COM
GDF
$2.88M 0.16%
372,839
+108,981
+41% +$886K
GDX icon
138
VanEck Gold Miners ETF
GDX
$27.4B
$2.88M 0.16%
209,517
– –
HYF
139
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$2.84M 0.16%
1,612,277
+39,136
+2% +$70.8K
ABE
140
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$2.69M 0.15%
247,487
– –
FHY
141
DELISTED
First Trust Strategic High
FHY
$2.66M 0.15%
238,641
+10,875
+5% +$126K
FAM
142
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$2.63M 0.15%
259,446
+9,240
+4% +$93.5K
NXRT
143
NexPoint Residential Trust
NXRT
$652M
$2.6M 0.15%
198,320
+4,702
+2% +$61.6K
CEE
144
Central and Eastern Europe Fund
CEE
$139M
$2.25M 0.13%
135,461
-2,000
-1% -$36.9K
KIO
145
KKR Income Opportunities Fund
KIO
$457M
$2.17M 0.12%
156,650
+58,246
+59% +$839K
BCIC
146
BCP Investment Corp
BCIC
$92.9M
$2.03M 0.12%
49,942
-58,399
-54% -$2.7M
HHY
147
DELISTED
Brookfield High Income Fund Inc.
HHY
$1.97M 0.11%
286,312
– –
IHD
148
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$131M
$1.92M 0.11%
259,288
+1,264
+0.5% +$9.99K
NBB icon
149
Nuveen Taxable Municipal Income Fund
NBB
$453M
$1.86M 0.11%
92,677
-275,005
-75% -$5.46M
EAD
150
Allspring Income Opportunities Fund
EAD
$379M
$1.84M 0.1%
246,791
– –
4 5
6
7 8

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Rivernorth Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Rivernorth Capital Management held 219 positions worth $1.76B, up 8% from $1.63B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rivernorth Capital Management deployed $95.5M of net new capital in Q4 2015, opening 21 new positions and adding to 90 existing holdings. Its largest new stake was Kayne Anderson Energy Infrastructure Fund: 814,633 shares worth $14.1M.

By sector, the portfolio is most concentrated in Financials at 8.6% of assets, up from 7.4% a quarter earlier, followed by Real Estate.

On the sell side, the largest reduction was NEXPOINT CREDIT STRATEGIES FUND, an estimated $29.4M trimmed.

  • Rivernorth Capital Management's largest Q4 2015 buy was Kayne Anderson Energy Infrastructure Fund: 814,633 shares worth $14.1M.
  • Rivernorth Capital Management added most to American Capital Ltd in Q4 2015, an estimated $29.3M increase.
  • Rivernorth Capital Management's biggest Q4 2015 reduction was NEXPOINT CREDIT STRATEGIES FUND, cutting an estimated $29.4M.
  • Rivernorth Capital Management fully exited Invesco Municipal Opportunity Trust in Q4 2015, selling an estimated $7.57M.
  • Rivernorth Capital Management's ten largest holdings make up 28% of its $1.76B portfolio in Q4 2015.
  • Rivernorth Capital Management opened 21 new positions and closed 21 in Q4 2015.
  • Rivernorth Capital Management's portfolio value rose 8% quarter-over-quarter to $1.76B.

Based on Rivernorth Capital Management's 13F filing for Q4 2015, filed 16 Feb 2016.