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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.63B
AUM Growth
-$131M
Cap. Flow
-$145M
Cap. Flow %
-8.9%
Top 10 Hldgs %
28.18%
Holding
206
New
8
Increased
71
Reduced
52
Closed
35

Top Buys

Rank Stock Value
1
VVR icon
Invesco Senior Income Trust
VVR
+$13M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$9.09M
3
GLO
Clough Global Opportunities Fund
GLO
+$5.11M
4
AVK
Advent Convertible and Income Fund
AVK
+$4.89M
5
CHI
Calamos Convertible Opportunities and Income Fund
CHI
+$4.12M

Top Sells

Rank Stock Value
1
OCSL icon
Oaktree Specialty Lending
OCSL
+$51.2M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
+$19.4M
3
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$14.1M
4
NID
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
+$11.2M
5
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
+$9.76M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Real Estate 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FULL
101
DELISTED
Full Circle Capital Corporation
FULL
$4.57M 0.28%
1,769,838
+75,215
+4% +$176K
RNP icon
102
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
$4.45M 0.27%
235,070
– –
ACP
103
abrdn Income Credit Strategies Fund
ACP
$637M
$4.43M 0.27%
417,355
+38,733
+10% +$388K
RIT
104
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
$4.4M 0.27%
322,866
– –
BCIC
105
BCP Investment Corp
BCIC
$92.9M
$4.38M 0.27%
121,729
+71,787
+144% +$2.28M
GDX icon
106
VanEck Gold Miners ETF
GDX
$27.4B
$4.18M 0.26%
209,517
– –
KHI
107
DELISTED
Deutsche High Income Trust
KHI
$4.14M 0.25%
487,764
– –
ICB
108
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$4.03M 0.25%
230,385
– –
SBW
109
DELISTED
Western Asset Worldwide Income
SBW
$4.02M 0.25%
387,059
+100
+0% +$984
FAM
110
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$3.92M 0.24%
357,531
+98,085
+38% +$995K
GDL
111
GDL Fund
GDL
$92.1M
$3.88M 0.24%
386,464
– –
CBA
112
DELISTED
ClearBridge American Energy MLP
CBA
$3.74M 0.23%
535,104
-600
-0.1% -$3.81K
BRW
113
Saba Capital Income & Opportunities Fund
BRW
$339M
$3.67M 0.23%
364,473
+318,755
+697% +$3.07M
JSD
114
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$3.61M 0.22%
239,014
+11,976
+5% +$173K
LCM
115
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$3.58M 0.22%
436,485
+22,121
+5% +$174K
BLW icon
116
BlackRock Limited Duration Income Trust
BLW
$493M
$3.54M 0.22%
239,545
+2,347
+1% +$33.1K
CIK
117
Credit Suisse Asset Management Income Fund
CIK
$134M
$3.43M 0.21%
1,195,640
+91,609
+8% +$249K
EFT
118
Eaton Vance Floating-Rate Income Trust
EFT
$288M
$3.34M 0.21%
253,754
+8,250
+3% +$102K
CLM icon
119
Cornerstone Strategic Value Fund
CLM
$2.25B
$3.34M 0.21%
+231,569
New +$3.15M
IWM icon
120
iShares Russell 2000 ETF
IWM
$81.9B
$3.32M 0.2%
30,000
– –
PHD
121
DELISTED
Pioneer Floating Rate Fund
PHD
$3.31M 0.2%
295,506
-33,663
-10% -$356K
NVG icon
122
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$3.21M 0.2%
211,484
-204,097
-49% -$3.01M
GDF
123
DELISTED
WESTERN ASSET GLB PARTNERS INCM FUND INC. COM
GDF
$3.19M 0.2%
397,743
+24,904
+7% +$189K
JMT
124
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$3.13M 0.19%
144,313
-1,475
-1% -$32.2K
NFJ
125
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
$3.13M 0.19%
255,046
+186,644
+273% +$2.17M
3 4
5
6 7

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Rivernorth Capital Management's Q1 2016 Portfolio in Review

As of Q1 2016, Rivernorth Capital Management held 206 positions worth $1.63B, down 7.5% from $1.76B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rivernorth Capital Management withdrew a net $145M in Q1 2016, closing 35 positions and reducing 52 holdings. Its most notable exit was Oaktree Specialty Lending, an estimated $51.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, down from 8.6% a quarter earlier, followed by Real Estate.

Against the trend, Rivernorth Capital Management opened a new position in NexPoint Diversified Real Estate Trust worth $9.03M.

  • Rivernorth Capital Management's largest Q1 2016 buy was NexPoint Diversified Real Estate Trust: 500,097 shares worth $9.03M.
  • Rivernorth Capital Management added most to Invesco Senior Income Trust in Q1 2016, an estimated $13M increase.
  • Rivernorth Capital Management's biggest Q1 2016 reduction was abrdn Asia-Pacific Income Fund, cutting an estimated $19.4M.
  • Rivernorth Capital Management fully exited Oaktree Specialty Lending in Q1 2016, selling an estimated $51.2M.
  • Rivernorth Capital Management's ten largest holdings make up 28% of its $1.63B portfolio in Q1 2016.
  • Rivernorth Capital Management opened 8 new positions and closed 35 in Q1 2016.
  • Rivernorth Capital Management's portfolio value fell 7.5% quarter-over-quarter to $1.63B.

Based on Rivernorth Capital Management's 13F filing for Q1 2016, filed 16 May 2016.