RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+1%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.63B
AUM Growth
+$1.63B
Cap. Flow
-$144M
Cap. Flow %
-8.85%
Top 10 Hldgs %
28.18%
Holding
206
New
8
Increased
72
Reduced
51
Closed
35

Top Buys

1
VVR icon
Invesco Senior Income Trust
VVR
$13.6M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
$9.03M
3
GLO
Clough Global Opportunities Fund
GLO
$5.24M
4
AVK
Advent Convertible and Income Fund
AVK
$5.16M
5
CHI
Calamos Convertible Opportunities and Income Fund
CHI
$4.35M

Top Sells

1
OCSL icon
Oaktree Specialty Lending
OCSL
$51.2M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
$20.9M
3
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
$14.1M
4
NID
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$11.2M
5
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
$9.76M

Sector Composition

1 Financials 4.23%
2 Real Estate 0.16%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FULL
101
DELISTED
Full Circle Capital Corporation
FULL
$4.57M 0.28%
1,769,838
+75,215
+4% +$194K
RNP icon
102
Cohen & Steers REIT and Preferred and Income Fund
RNP
$1.07B
$4.45M 0.27%
235,070
– –
ACP
103
abrdn Income Credit Strategies Fund
ACP
$744M
$4.43M 0.27%
403,951
+37,489
+10% +$411K
RIT
104
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
$4.4M 0.27%
322,866
– –
BCIC
105
BCP Investment Corporation Common Stock
BCIC
$162M
$4.38M 0.27%
1,217,290
+717,869
+144% +$2.58M
GDX icon
106
VanEck Gold Miners ETF
GDX
$19.7B
$4.18M 0.26%
209,517
– –
KHI
107
DELISTED
Deutsche High Income Trust
KHI
$4.14M 0.25%
487,764
– –
ICB
108
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$4.03M 0.25%
230,385
– –
SBW
109
DELISTED
Western Asset Worldwide Income
SBW
$4.02M 0.25%
387,059
+100
+0% +$1.04K
FAM
110
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$3.92M 0.24%
357,531
+98,085
+38% +$1.08M
GDL
111
GDL Fund
GDL
$96.2M
$3.88M 0.24%
386,464
– –
CBA
112
DELISTED
ClearBridge American Energy MLP
CBA
$3.74M 0.23%
535,104
-600
-0.1% -$4.19K
BRW
113
Saba Capital Income & Opportunities Fund
BRW
$354M
$3.67M 0.23%
728,945
+637,509
+697% +$3.21M
JSD
114
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$3.61M 0.22%
239,014
+11,976
+5% +$181K
LCM
115
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$3.58M 0.22%
436,485
+22,121
+5% +$182K
BLW icon
116
BlackRock Limited Duration Income Trust
BLW
$547M
$3.54M 0.22%
239,545
+2,347
+1% +$34.7K
CIK
117
Credit Suisse Asset Management Income Fund
CIK
$162M
$3.43M 0.21%
1,195,640
+91,609
+8% +$263K
EFT
118
Eaton Vance Floating-Rate Income Trust
EFT
$321M
$3.34M 0.21%
253,754
+8,250
+3% +$109K
CLM icon
119
Cornerstone Strategic Value Fund
CLM
$2.31B
$3.34M 0.21%
+227,922
New +$3.34M
IWM icon
120
iShares Russell 2000 ETF
IWM
$66.8B
$3.32M 0.2%
30,000
– –
PHD
121
Pioneer Floating Rate Fund
PHD
$123M
$3.31M 0.2%
295,506
-33,663
-10% -$377K
NVG icon
122
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.53B
$3.21M 0.2%
211,484
-204,097
-49% -$3.1M
GDF
123
DELISTED
WESTERN ASSET GLB PARTNERS INCM FUND INC. COM
GDF
$3.19M 0.2%
397,743
+24,904
+7% +$200K
JMT
124
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$3.13M 0.19%
144,313
-1,475
-1% -$32K
NFJ
125
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.23B
$3.13M 0.19%
255,046
+186,644
+273% +$2.29M
3 4
5
6 7